Experience

Joe earned a Bachelor’s degree in Economics from the University at Albany in 1991 and has dedicated his career to the financial services industry. As a Wealth Advisor with Mountain City Financial Group at UBS Financial Services, Joe specializes in serving High Net Worth and Ultra High Net Worth clients. With more than three decades of experience, Joe believes that a well-structured financial plan is the cornerstone of successful client relationships. He partners with clients to address complex needs, including retirement planning, estate planning strategies, education planning, comprehensive investment management, and philanthropic initiatives. Joe takes a holistic approach, helping clients manage both sides of their balance sheet—assets and liabilities—while prioritizing tax efficiency and long-term financial security.

He is FINRA registered and holds the series 7, 63, 65, and 31. Joe holds licenses for long term care insurance, life insurance, and annuities.

Joe lives in North Chattanooga with his wife, Lisa. They have two daughters, Stephanie and Brooke.

CA Insurance License #0G83371

With over 25 years of experience in the financial services industry, Peter offers deep expertise in holistic financial planning and consulting. His extensive knowledge of retirement strategies and financial markets, combined with exceptional interpersonal skills, positions him as a valued advisor and invaluable resource for both clients and colleagues.

Peter is passionate about guiding families and individuals through the financial planning process, delivering tailored solutions designed to help them achieve—and exceed—their goals. He is FINRA registered and holds Series 7 and Series 66 licenses, along with insurance certifications for Long-Term Care, Annuities, Life, Health, and Accident.

Outside of work, Peter resides on Signal Mountain with his wife, Natalie, and their two children, Mille and Ada. He actively contributes to his community as a volunteer coach for a local athletic program and is a member of St. Paul’s Episcopal Church. In his free time, Peter enjoys bird hunting, fishing, trail running, gardening, and embracing the outdoors with his family and their Labrador Retriever.

George graduated from the University of Georgia with a Bachelor's degree in Economics in 2020. Prior to UBS, George worked on a Private Wealth Management team in Atlanta as an investment management specialist where he constructed and implemented investment portfolios for High Net Worth individuals, businesses, and institutions. Currently, George serves the Mountain City Financial Group by assisting in review meetings and retirement planning, and by leveraging his experience in investment oversight. George's passion is connecting with people and collaborating with them as they work toward achieving their goals.

George is FINRA registered and holds the Series 7 and 66 licenses.  He also completed his CERTIFIED FINANCIAL PLANNER® certification in 2025.

George resides in North Chattanooga and in his free time he enjoys being outdoors, running, playing golf, and spending time with friends and family.

Darlene started her career with A.G. Edwards in 1995 and joined UBS in January 2009 when she moved over to UBS with Joe Romanchik. "I love working with our clients and look forward to helping you in any way that I can."

Darlene is FINRA registered and holds the series 7, 63, and 65. She holds licenses for long term care insurance and life insurance.

Darlene lives in Dunlap, TN with her husband Wallace.  They have three children and six grandchildren.  Darlene is the music director at the church she attends in Dunlap.  She loves playing with her grandchildren and traveling.  

Becky earned her Bachelor's degree in Secondary Education/Chemistry from Auburn University in 2004. She started her career at UBS in 2008, working as a Client Service Associate, Branch Office Administrator, and as an Administrative Manager based in Chattanooga supporting the five UBS offices in East Tennessee. Becky's extensive experience equips her with the ability to devise innovative solutions tailored to meet our clients' needs, which she finds most rewarding in her role.     

Becky is FINRA registered and holds the Series 7 & 66 securities licenses and the Series 9 & 10 supervisory licenses. She also holds licenses for life insurance and annuities.  She also completed her CERTIFIED FINANCIAL PLANNER® certification in 2023.  

Becky resides in Soddy Daisy with her husband, Scott and their daughter. When she is not in the office, she enjoys spending time with family and traveling to new places to either scuba dive or snow ski. 

Rachel earned her Bachelor’s degree in Finance/Investments from the University of Tennessee at Chattanooga in 2024. Rachel has always been passionate about the financial services industry. She began her career at UBS as an intern, gaining valuable experience before graduating and is now working as a Client Service Associate. She is dedicated to delivering tailored solutions and ensuring exceptional client satisfaction.

Rachel is FINRA registered and holds the Series 7 and 66 licenses.

Rachel resides in Rock Spring, and she enjoys spending quality time with her loved ones, reading, and traveling to new places.

Alec graduated from the University of Tennessee with a bachelor’s degree in Finance and International Business in 2019. Prior to joining our team, he gained over five years of experience focusing on back-office operations, client onboarding, and account supervision between UBS and Goldman Sachs.

In his current role as a Registered Client Service Associate, Alec helps clients identify efficient solutions to meet their financial needs. He is FINRA registered holding the Series 6, 63, 66, & 7 securities licenses as well as the Series 9 & 10 supervisory licenses.

Alec resides in East Ridge, Chattanooga, and in his free time enjoys golfing, going to the gym, spending time with his wife, and following football season.