Let's move forward. Together.

Mountain-City-Financial-Group

Our clients know that we put their best interests first at all times. As your financial advocates, we ask the critical questions to learn all about you, your family, priorities and concerns. At the end of the day, we understand that earning your confidence and trust requires integrity, prudence and accessibility.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Joseph-Romanchik

    Joseph Romanchik

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AL
    • AR
    • CA
    • CO
    • CT
    • FL
    • GA
    • IL
    • IN
    • KY
    • LA
    • MA
    • MD
    • MS
    • NC
    • NJ
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • SC
    • TN
    • TX
    • UT
    • VA
    • VT
    • WA
    • WI

    Joe earned his Bachelor's degree in Economics from the University of Albany in 1991 and has been in the financial services industry ever since. Joe, a Wealth Advisor for the Mountain City Financial Group at UBS Financial Services, concentrates on servicing the needs of High Net Worth and Ultra High Net Worth clients. With nearly three decades of experience, Joe believes that creating and implementing a financial plan is the foundation for success with his new relationships. He works with clients to solve complex needs in relation to education planning, retirement planning, long term care planning, estate planning, philanthropic strategies, and all areas of investments. Joe helps his clients manage both sides of the balance sheet as it relates to their assets and liabilities while focusing on being as tax efficient as possible.

    He is FINRA registered and holds the series 7, 63, 65, and 31. Joe holds licenses for long term care insurance, life insurance, and annuities.

    Joe is an avid cyclist and lives on Signal Mountain with his wife, Lisa. They have two daughters, Stephanie and Brooke.

      • University of Albany, Bachelor's Degree in Economics
      • Wealth Advisor
      One Union Square
      Krystal Building
      Chattanooga, TN 37402
    • Joel-Hollis

      Joel Hollis

      Senior Vice President–Wealth Management

      Financial Advisor

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      • AL
      • AR
      • CA
      • CO
      • CT
      • FL
      • GA
      • IL
      • IN
      • KY
      • LA
      • MA
      • MD
      • MS
      • NC
      • NJ
      • NV
      • NY
      • OH
      • OK
      • OR
      • PA
      • SC
      • TN
      • TX
      • UT
      • VA
      • VT
      • WA
      • WI

      Joel earned his Bachelor's degree in Finance from the University of South Carolina in 1974. Since 1979, Joel has worked at both regional and national brokerage firms, which included 8 years at a trust division at a regional bank. Joel graduated from the Southern Trust School in 1998. Joel has four decades of investment experience and leverages his expertise to help clients with financial planning, investments, estate planning and insurance products. 

      He is FINRA registered and holds the series 7, 63, 65, 31, and 15. Joel holds licenses for long term care insurance, life insurance, and annuities.    

      Joel enjoys playing golf and lives in Council Fire with his wife, Leigh Anna.

        • University of South Carolina, Bachelor's Degree in Finance
          One Union Square
          Suite 100
          Chattanooga, TN 37402
        • Newton-Law

          Newton Law

          Financial Advisor

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          • AK
          • AL
          • AR
          • CA
          • CO
          • CT
          • FL
          • GA
          • IL
          • IN
          • KY
          • LA
          • MA
          • MD
          • MI
          • MO
          • MS
          • NC
          • NH
          • NJ
          • NM
          • NV
          • NY
          • OH
          • OK
          • OR
          • PA
          • SC
          • TN
          • TX
          • UT
          • VA
          • VT
          • WA
          • WI

          Upon graduating from Sewanee: The University of the South, Newton joined SunTrust Robinson Humphrey as a Financial Analyst in their Asset Finance Department. During his tenure at SunTrust Robinson Humphrey, Newton worked on 8+ transactions representing over $300MM in commitments. After two years in Atlanta, Newton moved back to Chattanooga, his hometown, where he worked in several roles including starting his own service business prior to joining UBS.

          He is FINRA registered and holds the series 7, 63, 65 and 79. Newton holds licenses for long term care insurance, life insurance, and annuities.

          Newton is an avid hunter and fisherman.

            • Sewanee: The University of the South
              One Union Square
              Suite 100
              Chattanooga, TN 37402
            • Patricia-Yell

              Patricia Yell

              Senior Wealth Strategy Associate

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              • AL
              • GA
              • LA
              • MS
              • NY
              • TN

              Darlene started her career with A.G. Edwards in 1995 and joined UBS in January 2009 when she moved over to UBS with Joe Romanchik. "I love working with our clients and look forward to helping you in any way that I can."

              Darlene is FINRA registered and holds the series 7, 63, and 65. She holds licenses for long term care insurance and life insurance.

              Darlene enjoys watching her daughter play softball and playing with her grandchildren. She lives in Dunlap with her husband, Wally. They have three children.

                    One Union Square
                    Suite 100
                    Chattanooga, TN 37402
                  • Jennifer-Jones

                    Jennifer Jones

                    Client Associate

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                      Jennifer studied Business Management at the University of Tennessee. Jennifer has worked in the Retirement Service/Employee Benefit industry since 1990. She joined the Mountain City Financial Group at UBS in July 2012.

                      Jennifer enjoys playing golf and hiking. She lives in East Brainerd.

                        • University of Tennessee, Business Management
                          One Union Square
                          Suite 100
                          Chattanooga, TN 37402
                        • Becky-Gladney

                          Becky Gladney

                          Associate Director

                          Team Administrator

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                          • AL
                          • GA
                          • LA
                          • MS
                          • NY
                          • TN

                          Becky graduated from Auburn University with a Bachelor's degree in Secondary Education/Chemistry in 2004. She started her career at UBS in 2008, working as a Client Service Associate, Branch Office Administrator, and most recently as an Administrative Manager based in Chattanooga supporting the five UBS offices in East Tennessee. Finding creative solutions to meet our client's needs is what she enjoys most about her job.   

                          Becky is FINRA registered and holds the Series 7 & 66 securities licenses and the Series 9 & 10 supervisory licenses. She also holds licenses for life insurance and annuities.

                          Becky resides in Soddy Daisy with her husband, Scott and their daughter. When she is not in the office, she enjoys working out, cooking and traveling to new places to either scuba dive or snow ski.

                            • Auburn University, Bachelor's Degree in Secondary Education/Chemistry
                              One Union Square
                              Suite 100
                              Chattanooga, TN 37402

                            Family (financial) ties

                            Retirement planning

                            Retirement planning

                            Multigenerational planning

                            Multigenerational planning

                            Are you ready for anything?

                            A Liquidity strategy can help.

                            In a world of uncertainties—like market volatility or rising inflation—it’s no wonder 70% of investors surveyed say they want to boost their emergency savings. So how can you move forward with confidence? Have a strategy for the cash you need right now. Click to watch how.

                            Source: UBS Investor Watch, The new valuables; June 2021: 3,800 investors surveyed in 15 markets around the world; May 2021.

                            Backed by the strength of UBS

                            A global leader in wealth management

                            $3.3 trillion

                            In invested assets globally 
                            As of 12/31/2021

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