An experienced and committed team

David entered the financial services industry in 1989 when he joined Kidder, Peabody which was subsequently purchased by PaineWebber in 1995.  In 2000, UBS purchased PaineWebber. He holds the designation of Certified Financial Planner^TM and earned a B.A. in economics from the University of Dayton.  David provides wealth management and financial planning services to families and individuals, many of whom are corporate executives and business owners.

David is also a member of the Estate Planning Council of Cleveland, Case Western Reserve University Estate Planning Advisory Council and the Diamond Advisory Group of University Hospitals. David is involved with and supports his local community including Walsh Jesuit High School, Cleveland Clinic, LifeAct and Flashes of Hope.  He belongs to The Mayfield Sand Ridge Club and The Tavern Club.

Ann began her financial services career in 1988 and is one of the founding members of MML.  She focuses on individual investors including retirees and corporate executives with concentrated stock positions. She holds a B.A. in economics from Boston College.

Outside of work, she enjoys traveling with her family and volunteering for the Rocky River Assistance Program and the Moriah House.  She also holds a board position with Malachi House and is a member of St. Christopher’s Ladies Guild, Magnificat Mothers Club and Rocky River Women’s Club.  Ann and her husband Vid live in Lakewood.  They have two children, Vid Jr. and Mary.

John is a Senior Vice President with close to thirty years of experience as a Financial Advisor. Clients rely on his professional expertise in wealth management to pursue their goals using financial planning solutions.

John has a B.A. in History from Miami University and an M.B.A. in Finance from the University of Akron. He currently lives in Tremont with his wife, Karen, an immigration attorney, and Gabriel, his daughter who is beginning medical school this coming fall.

John currently serves on the board of Metrohealth, where he chairs the Finance Committee. He has also served on the board of the Cleveland Municipal School District, Vice President of the Cleveland Public Library Board, and board Treasurer of the City Club of Cleveland.

In his role as Financial Advisor, David works closely with multi-generational clients helping them pursue their goals through comprehensive planning and investment management.  Before David and his team provide recommendations, they take the time to understand the client’s current financial situation, their concerns and unique vision for the future. David then tailors financial plans that encompass wealth accumulation, wealth preservation, tax efficiency, succession planning and charitable giving.  He strives to provide guidance that aligns clients’ assets with their core values and long-term wealth objectives.   

David maintains his CERTIFIED FINANCIAL PLANNER^TM designation, which is recognized as the industry’s highest standard in personal financial planning. He is dedicated to maintaining professionalism and integrity while tailoring advice to client’s specific needs. David was born and raised in the Cleveland area and resides in the Ohio City neighborhood with his wife, Hayli. 

Dianna began her financial services career in 1979. She spent 18 years in brokerage operations before becoming a Senior Registered Client Service Associate in 1997.  She holds Series 7 and 66 securities licenses.

Denise began her financial services career in 1999.  She holds Series 7 and 63 securities licenses and earned a B.A. in communications from John Carroll University and elementary and special education certifications from Cleveland State University.

Patty started her financial services career in 1987 with Merrill Lynch.  She began working with John Moss in 2011 and together joined UBS in 2016.  Patty focuses on building client relationships and satisfaction through problem solving, account maintenance, investment research assistance and timely client services.   She is FINRA registered and holds a Series 7, 63 and 65 license.

Patty resides in Westlake, Ohio with her husband Ted, a retired firefighter.  She enjoys spending time with her two grown children and four grandchildren,  who all reside in the Cleveland area.