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$5.9+ trn
UBS Group invested assets
As of 06/30/2024
Your financial success has brought great opportunity and, likely, complicated challenges. As UBS Wealth Advisors, we're committed to providing comprehensive wealth management to help you pursue what matters most. Let's start the conversation about how our experience and access to the global resources of UBS can help you pursue everything that's important to you, your family and your business.
Senior Vice President–Wealth Management
Financial Advisor
I began my financial services career in one of the equity market's most tumultuous months on record-October 1987. I have helped my clients define their goals and manage their wealth through good times and bad for over 25 years. Today I help a select group of client families manage their wealth as we strive together to define, prioritize, and achieve their financial goals. These clients include professionals, corporate executives, business owners and retirees. I also help clients fund their children's educations, create charitable giving and estate planning. For many clients I manage discretionary stock portfolios under the Portfolio Mangement Program. In 2007 I earned the Chartered Retirement Planning Counselor designation from the College of Financial Planning. I am FINRA-registered and hold Series 7 and 63 securities licenses, as well as licenses for life, disability, and long term care insurance. I am a past president of the New London Rotary and of the Thames Club. My bachelor's degree in economics from Connecticut College was earned in 1986. I am the principal owner of Spindrift Guitars, a high-end guitar shop in New London, Connecticut. I live in Fort Myers, Florida and Waterford, Connecticut with my wife Donna and daughter Sarah and our dog Mango.
Accomplishments:
Education
Credentials
Senior Vice President–Wealth Management
Financial Advisor
I began my financial services career in one of the equity market's most tumultuous months on record-October 1987. I have helped my clients define their goals and manage their wealth through good times and bad for over 25 years. Today I help a select group of client families manage their wealth as we strive together to define, prioritize, and achieve their financial goals. These clients include professionals, corporate executives, business owners and retirees. I also help clients fund their children's educations, create charitable giving and estate planning. For many clients I manage discretionary stock portfolios under the Portfolio Mangement Program. In 2007 I earned the Chartered Retirement Planning Counselor designation from the College of Financial Planning. I am FINRA-registered and hold Series 7 and 63 securities licenses, as well as licenses for life, disability, and long term care insurance. I am a past president of the New London Rotary and of the Thames Club. My bachelor's degree in economics from Connecticut College was earned in 1986. I am the principal owner of Spindrift Guitars, a high-end guitar shop in New London, Connecticut. I live in Fort Myers, Florida and Waterford, Connecticut with my wife Donna and daughter Sarah and our dog Mango.
Accomplishments:
Education
Credentials
Support and resources
The UBS Optimus Foundation has committed up to $1 million in match funding for donations to trusted relief organizations Americares, World Central Kitchen, Team Rubicon and GiveDirectly in support of their efforts on behalf of those affected by the recent wildfires in southern California.
Learn more about how you can get involved and double your impact through the UBS Optimus Foundation.
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
51 countries
Our global footprint
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