Wealth advice that helps inspire confidence

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I began my career advising clients in 1982 when the Dow Jones Industrial Average was around 750, today it is over 35,000. The business has grown and dramatically changed during those 39 years, but my principals of investing have remained constant; properly manage risk, hire the best money managers to help you along the way, and be patient and trust your plan.

The Malloy DuBose Wealth Management Group strictly adheres to these principals. We take a comprehensive approach to managing wealth and are constantly striving to gain more knowledge and stay ahead of the changes that are inevitable in the investment world. My main role in our group is investment strategy. This encompasses the macro view of our economy, how it affects the investment markets and how we position our client’s investments in that current environment. I spend most of my day managing portfolios and researching investment opportunities using both UBS and outside research.

 Experience to guide you forward:

• UBS - Senior Vice President-Wealth Advisor   2008 – present

• Wachovia Securities – Sr. Vice President, Investment Officer   1997-2008

• Wheat First Butcher Singer - Vice President   1982-1997

 My education and professional achievements:

• B.S., Bus. Adm., The University of North Carolina at Chapel Hill (Kenan-Flagler Bus School)

• UNC Golf Team 

• Certified UBS Wealth Advisor 

• Board Member-Triad Academy,  Board Pres.-Camp Spring Creek

• Series 7, 63 and 65 Uniform Investment Advisor Representative licenses

 Outside the office:

• I enjoy golf, traveling and spending time with my family

• My wife Carrie and I, have a son Ben and a Corgi named Rudy

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• RI
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My career in the financial services industry beganover 16 years ago at Wachovia Securities. While my roles and responsibilities have evolved over the years, my primary areas of focus are:

• Concentrated equity solutions

• Stock option planning solutions

• Custom in-depth financial and retirement plans

• Retirement distribution plan solutions

As an executive, I understand you spend most of your time either in the office or at home with little time to spare. Your investment portfolio deserves the same level of attention. In addition to salary compensation, executives build wealth through restricted stock, stock options and non-equity based compensation. Understanding a company's trading policies, vesting schedules, minimum stock value holding requirements and the impact of regulatory restrictions on company stock transactions allows us to help tailor our recommendations based on individual needs.

Most importantly, by providing timely analysis and advise we can help busy executives like yourself save time.

My professional achievements and education

• Bachelor degree from the University of North Carolina at Chapel Hill

• Electrical Engineering degree magna cum laude NC State University

• Chartered Retirement Planning Counselor (CRPC®)

• General Securities license including a Series 7, 31, 63 and 65

Outside the office:

• I served in the US Navy onboard the aircraft carrier, USS Nimitz.

• I live in Winston Salem, NC with my wife and two girls.

• I am an avid outdoorsman who loves to fish, play golf and travel.

• Chartered Retirement Planning Counselor

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Over the last 16 years, I have put my experience to work for each of my clients, helping them find the best way forward to pursue the goals that truly matter. My goal is to have a meaningful impact on our clients' lives, by building trusted long-term client relationships.

Capabilities to impact your life and wealth:

I deliver comprehensive wealth management services focused on:

• Financial planning, investment management and retirement planning

• Wealth transfer strategies, including estate and business succession planning

• Legacy planning with trust and charitable solutions

Experience to guide you forward:

• First Vice President, UBS, 2009 – present

• Vice President, Wachovia Securities, 2001– 2009

My professional achievements and education:

• Certified Financial Planner, CFP®

• B.S., Business Management & Finance, North Carolina State University

Making a difference in my community:

• Head of Canterbury School Endowment Committee

• Member of Canterbury School Finance Committee

• Member of Society of Financial Service Professionals

Outside the office:

• I live in Greensboro, NC with my wife, Kitty, and our two boys,

William and Hampton. My family and I enjoy traveling and spending

weekends at our boys sporting events.

• CERTIFIED FINANCIAL PLANNER®

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Before joining The Malloy DuBose Sydnor Wealth Management Group, I started my career in the financial services industry with The Vanguard Group. Prior to that, I spent two summers doing internships, one in New York with Needham & Company and the other with The Malloy DuBose Sydnor Group in Winston Salem, NC. In 2019, I joined UBS as a financial advisor in The Wealth Advice Center in Charlotte, NC. During that time, I worked with UBS clients throughout the country helping them build and implement their financial plans. My focus with The Malloy DuBose Sydnor Group will be to assist clients with operational activities. This will involve all aspects of their relationship, including general service and investment advice. My goal is to have a long enjoyable career with our group.

My professional achievements and education:

 • Wake Forest University, B.S., Economics

 • Dean’s list

 • Member of the Honor Society for Economics

 • Registered Series 7, 63 and 66 securities licenses

 Outside the Office

 • I enjoy playing golf and spending time at the coast