Wealth advice that helps inspire confidence

The Malloy DuBose Sydnor Wealth Management Group has more than 60 years of combined experience guiding successful families through the challenges of managing significant wealth. Our relationships go beyond financial advice. We work with clients to clarify values, concerns and aspirations, always focused on gaining a deeper understanding of their mission, purpose and decision making dynamics.

While many of our clients initially come to us for our extensive knowledge and expertise in portfolio management, we strive to develop an overall life and legacy plan. Together, we’ll engage in a comprehensive planning process that addresses all of their goals. This includes financial and retirement planning, wealth transfer, business succession planning and philanthropy. To us, there is no greater priority than helping to create positive outcomes for our clients and their generations that will follow.

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Our Group

The Malloy DuBose Sydnor Wealth Management Group is a investment and wealth advisory group at UBS, the world's largest wealth management firm. We provide portfolio management, financial and estate planning, trust advisory solutions, banking and lending services and philanthropic charitable consulting for individuals, families and businesses. Our clients include high net worth individuals, executives, retirees, pro athletes and business owners.

Richard Malloy

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AL
- AR
- CA
- CO
- CT
- FL
- GA
- IL
- IN
- KS
- MA
- MI
- MN
- MO
- NC
- NJ
- NM
- NY
- OH
- OR
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- WA
- WI
I began my career advising clients in 1982 when the Dow Jones Industrial Average was around 750, today it is over 35,000. The business has grown and dramatically changed during those 39 years, but my principals of investing have remained constant; properly manage risk, hire the best money managers to help you along the way, and be patient and trust your plan.

The Malloy DuBose Wealth Management Group strictly adheres to these principals. We take a comprehensive approach to managing wealth and are constantly striving to gain more knowledge and stay ahead of the changes that are inevitable in the investment world. My main role in our group is investment strategy. This encompasses the macro view of our economy, how it affects the investment markets and how we position our client’s investments in that current environment. I spend most of my day managing portfolios and researching investment opportunities using both UBS and outside research.

Experience to guide you forward:

• UBS - Senior Vice President-Wealth Advisor 2008 – present

• Wachovia Securities – Sr. Vice President, Investment Officer 1997-2008

• Wheat First Butcher Singer - Vice President 1982-1997

My education and professional achievements:

• B.S., Bus. Adm., The University of North Carolina at Chapel Hill (Kenan-Flagler Bus School)

• UNC Golf Team

• Certified UBS Wealth Advisor

• Board Member-Triad Academy, Board Pres.-Camp Spring Creek

• Series 7, 63 and 65 Uniform Investment Advisor Representative licenses

Outside the office:

• I enjoy golf, traveling and spending time with my family

• My wife Carrie and I, have a son Ben and a Corgi named Rudy
380 Knollwood Street
Suite 250
Winston-Salem, NC 27103
John Dubose Jr.

Investment Associate
View bio
- AR
- CA
- CO
- CT
- FL
- GA
- IL
- IN
- KS
- MA
- MI
- MN
- MO
- NC
- NJ
- NM
- NY
- OH
- OR
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- WA
- WI
My career in the financial services industry beganover 16 years ago at Wachovia Securities. While my roles and responsibilities have evolved over the years, my primary areas of focus are:

• Concentrated equity solutions

• Stock option planning solutions

• Custom in-depth financial and retirement plans

• Retirement distribution plan solutions

As an executive, I understand you spend most of your time either in the office or at home with little time to spare. Your investment portfolio deserves the same level of attention. In addition to salary compensation, executives build wealth through restricted stock, stock options and non-equity based compensation. Understanding a company's trading policies, vesting schedules, minimum stock value holding requirements and the impact of regulatory restrictions on company stock transactions allows us to help tailor our recommendations based on individual needs.

Most importantly, by providing timely analysis and advise we can help busy executives like yourself save time.

My professional achievements and education

• Bachelor degree from the University of North Carolina at Chapel Hill

• Electrical Engineering degree magna cum laude NC State University

• Chartered Retirement Planning Counselor (CRPC®)

• General Securities license including a Series 7, 31, 63 and 65

Outside the office:

• I served in the US Navy onboard the aircraft carrier, USS Nimitz.

• I live in Winston Salem, NC with my wife and two girls.

• I am an avid outdoorsman who loves to fish, play golf and travel.
- Chartered Retirement Planning Counselor℠
380 Knollwood Street
Suite 250
Winston-Salem, NC 27103
Benjamin Sydnor

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AL
- AR
- CA
- CT
- FL
- GA
- IL
- IN
- KS
- MA
- MI
- MN
- MO
- NC
- NJ
- NM
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
Over the last 16 years, I have put my experience to work for each of my clients, helping them find the best way forward to pursue the goals that truly matter. My goal is to have a meaningful impact on our clients' lives, by building trusted long-term client relationships.

Capabilities to impact your life and wealth:

I deliver comprehensive wealth management services focused on:

• Financial planning, investment management and retirement planning

• Wealth transfer strategies, including estate and business succession planning

• Legacy planning with trust and charitable solutions

Experience to guide you forward:

• First Vice President, UBS, 2009 – present

• Vice President, Wachovia Securities, 2001– 2009

My professional achievements and education:

• Certified Financial Planner, CFP®

• B.S., Business Management & Finance, North Carolina State University

Making a difference in my community:

• Head of Canterbury School Endowment Committee

• Member of Canterbury School Finance Committee

• Member of Society of Financial Service Professionals

Outside the office:

• I live in Greensboro, NC with my wife, Kitty, and our two boys,

William and Hampton. My family and I enjoy traveling and spending

weekends at our boys sporting events.
- CERTIFIED FINANCIAL PLANNER™
380 Knollwood Street
Suite 250
Winston-Salem, NC 27103
Banks Wall

Senior Wealth Strategy Associate
View bio
- AL
- AR
- CA
- CT
- FL
- GA
- IL
- IN
- KS
- MA
- MI
- MN
- MO
- NC
- NJ
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
Before joining The Malloy DuBose Sydnor Wealth Management Group, I started my career in the financial services industry with The Vanguard Group. Prior to that, I spent two summers doing internships, one in New York with Needham & Company and the other with The Malloy DuBose Sydnor Group in Winston Salem, NC. In 2019, I joined UBS as a financial advisor in The Wealth Advice Center in Charlotte, NC. During that time, I worked with UBS clients throughout the country helping them build and implement their financial plans. My focus with The Malloy DuBose Sydnor Group will be to assist clients with operational activities. This will involve all aspects of their relationship, including general service and investment advice. My goal is to have a long enjoyable career with our group.

My professional achievements and education:

• Wake Forest University, B.S., Economics

• Dean’s list

• Member of the Honor Society for Economics

• Registered Series 7, 63 and 66 securities licenses

Outside the Office

• I enjoy playing golf and spending time at the coast
380 Knollwood Street
Suite 250
Winston-Salem, NC 27103

Richard Malloy

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AL
- AR
- CA
- CO
- CT
- FL
- GA
- IL
- IN
- KS
- MA
- MI
- MN
- MO
- NC
- NJ
- NM
- NY
- OH
- OR
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- WA
- WI
I began my career advising clients in 1982 when the Dow Jones Industrial Average was around 750, today it is over 35,000. The business has grown and dramatically changed during those 39 years, but my principals of investing have remained constant; properly manage risk, hire the best money managers to help you along the way, and be patient and trust your plan.

The Malloy DuBose Wealth Management Group strictly adheres to these principals. We take a comprehensive approach to managing wealth and are constantly striving to gain more knowledge and stay ahead of the changes that are inevitable in the investment world. My main role in our group is investment strategy. This encompasses the macro view of our economy, how it affects the investment markets and how we position our client’s investments in that current environment. I spend most of my day managing portfolios and researching investment opportunities using both UBS and outside research.

Experience to guide you forward:

• UBS - Senior Vice President-Wealth Advisor 2008 – present

• Wachovia Securities – Sr. Vice President, Investment Officer 1997-2008

• Wheat First Butcher Singer - Vice President 1982-1997

My education and professional achievements:

• B.S., Bus. Adm., The University of North Carolina at Chapel Hill (Kenan-Flagler Bus School)

• UNC Golf Team

• Certified UBS Wealth Advisor

• Board Member-Triad Academy, Board Pres.-Camp Spring Creek

• Series 7, 63 and 65 Uniform Investment Advisor Representative licenses

Outside the office:

• I enjoy golf, traveling and spending time with my family

• My wife Carrie and I, have a son Ben and a Corgi named Rudy
380 Knollwood Street
Suite 250
Winston-Salem, NC 27103
John Dubose Jr.

Investment Associate
View bio
- AR
- CA
- CO
- CT
- FL
- GA
- IL
- IN
- KS
- MA
- MI
- MN
- MO
- NC
- NJ
- NM
- NY
- OH
- OR
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- WA
- WI
My career in the financial services industry beganover 16 years ago at Wachovia Securities. While my roles and responsibilities have evolved over the years, my primary areas of focus are:

• Concentrated equity solutions

• Stock option planning solutions

• Custom in-depth financial and retirement plans

• Retirement distribution plan solutions

As an executive, I understand you spend most of your time either in the office or at home with little time to spare. Your investment portfolio deserves the same level of attention. In addition to salary compensation, executives build wealth through restricted stock, stock options and non-equity based compensation. Understanding a company's trading policies, vesting schedules, minimum stock value holding requirements and the impact of regulatory restrictions on company stock transactions allows us to help tailor our recommendations based on individual needs.

Most importantly, by providing timely analysis and advise we can help busy executives like yourself save time.

My professional achievements and education

• Bachelor degree from the University of North Carolina at Chapel Hill

• Electrical Engineering degree magna cum laude NC State University

• Chartered Retirement Planning Counselor (CRPC®)

• General Securities license including a Series 7, 31, 63 and 65

Outside the office:

• I served in the US Navy onboard the aircraft carrier, USS Nimitz.

• I live in Winston Salem, NC with my wife and two girls.

• I am an avid outdoorsman who loves to fish, play golf and travel.
- Chartered Retirement Planning Counselor℠
380 Knollwood Street
Suite 250
Winston-Salem, NC 27103
Benjamin Sydnor

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AL
- AR
- CA
- CT
- FL
- GA
- IL
- IN
- KS
- MA
- MI
- MN
- MO
- NC
- NJ
- NM
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
Over the last 16 years, I have put my experience to work for each of my clients, helping them find the best way forward to pursue the goals that truly matter. My goal is to have a meaningful impact on our clients' lives, by building trusted long-term client relationships.

Capabilities to impact your life and wealth:

I deliver comprehensive wealth management services focused on:

• Financial planning, investment management and retirement planning

• Wealth transfer strategies, including estate and business succession planning

• Legacy planning with trust and charitable solutions

Experience to guide you forward:

• First Vice President, UBS, 2009 – present

• Vice President, Wachovia Securities, 2001– 2009

My professional achievements and education:

• Certified Financial Planner, CFP®

• B.S., Business Management & Finance, North Carolina State University

Making a difference in my community:

• Head of Canterbury School Endowment Committee

• Member of Canterbury School Finance Committee

• Member of Society of Financial Service Professionals

Outside the office:

• I live in Greensboro, NC with my wife, Kitty, and our two boys,

William and Hampton. My family and I enjoy traveling and spending

weekends at our boys sporting events.
- CERTIFIED FINANCIAL PLANNER™
380 Knollwood Street
Suite 250
Winston-Salem, NC 27103
Banks Wall

Senior Wealth Strategy Associate
View bio
- AL
- AR
- CA
- CT
- FL
- GA
- IL
- IN
- KS
- MA
- MI
- MN
- MO
- NC
- NJ
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
Before joining The Malloy DuBose Sydnor Wealth Management Group, I started my career in the financial services industry with The Vanguard Group. Prior to that, I spent two summers doing internships, one in New York with Needham & Company and the other with The Malloy DuBose Sydnor Group in Winston Salem, NC. In 2019, I joined UBS as a financial advisor in The Wealth Advice Center in Charlotte, NC. During that time, I worked with UBS clients throughout the country helping them build and implement their financial plans. My focus with The Malloy DuBose Sydnor Group will be to assist clients with operational activities. This will involve all aspects of their relationship, including general service and investment advice. My goal is to have a long enjoyable career with our group.

My professional achievements and education:

• Wake Forest University, B.S., Economics

• Dean’s list

• Member of the Honor Society for Economics

• Registered Series 7, 63 and 66 securities licenses

Outside the Office

• I enjoy playing golf and spending time at the coast
380 Knollwood Street
Suite 250
Winston-Salem, NC 27103

Who we work with

With the attention of a boutique family office and access to resources across the firm, we offer select clients comprehensive services that look well beyond their investment needs.

Multigenerational families. Managing wealth spanning many generations requires a careful approach. As your Private Wealth Advisors, we have the experience and strategies to help address these challenges.
Corporate executives. Our team brings discipline and strategic planning during your wealth-building years as well as when the time comes to transition out of corporate life.
Entrepreneurs. We will introduce you to an extensive network of professionals and the right investment relationships to provide innovative yet pragmatic solutions.

Investment management

Money management that puts your best interests first

Our disciplined planning process drives a highly personalized investment strategy. Serving as your discretionary portfolio manager or working with select third-party investment managers, we offer timely perspectives, customized portfolios and a fully integrated suite of financial solutions.

A focus on asset allocation and risk management. By listening and aligning with your objectives, we can craft an asset allocation based on your family’s goals, growth and income needs. This allows us to craft an asset allocation that seeks to lower volatility while maintaining an opportunistic eye toward investments and changes in the market.

Your personalized portfolio. Many clients prefer to delegate the day-to-day management of their assets. Ongoing monitoring and review of your portfolio helps us track your investments against all benchmarks. When we take on discretionary management of your portfolio, we are transparent about our fiduciary responsibility.

Open access and analysis. Through our open platform, we can offer premium financial solutions both within and outside of UBS. This access, along with a disciplined process, ensures we develop customized strategies based on highly-focused analysis.

Insights for each generation. We offer timely perspectives that drive a fully integrated suite of financial solutions. We help prepare each family member to collectively manage, sustain and grow their wealth across multiple generations and we will work with your tax and legal advisors to develop tax-advantaged solutions.

Our Process

No one wants to outlive their money.
But you also don’t want to live with untapped potential.

A wasted resource is one that simply isn’t used. One of the things we pride ourselves on is helping our clients not only take care of their loved ones now and later, but recognize their potential for impact and influence through charitable giving and fueling causes aligned with the causes they’re most passionate about.

Selling your business: Proceed with passion

UBS Business Transition Services can help unlock the possibilities

Too many business owners don't plan in advance for when they’re ready to exit. We can provide guidance, along with UBS Business Transition Services, to help you prepare early for the transition and what comes next.

Backed by the strength of UBS

One of the world's largest Wealth Management Firms

^$2.8 trillion

In invested assets globally
As of 06/30/2022

51 countries

Our global footprint

Global leader

UBS is a world-leading wealth manager

Wealth advice that helps inspire confidence

Our Group

Richard Malloy

John Dubose Jr.

Benjamin Sydnor

Banks Wall