Global leader
UBS is a world-leading wealth manager
We make a real impact in the lives of our clients by guiding them through major life events and helping them preserve and pass on their wealth. Our customized approach focuses on thoughtful financial planning and wealth management that looks beyond your investments and encompasses all aspects of your financial life.
Financial Advisor
Mark is a Senior Vice President and Senior Portfolio Manager with Paradigm Partners in Lexington, KY. He has been with UBS since 2010, having previously worked with the J.P. Morgan Private Bank and Merrill Lynch. Prior to entering the financial services industry in 2003, Mark held numerous technology leadership and consulting positions in both public and private firms. Mark and his team focus mainly on prospecting business owners, particularly those that may be interested in transitioning their business to family or outside owners. The team has been successful in closing approximately $160m of transactions since 2015. In addition to working with and prospecting business owners, the team focuses on HNW and UHNW individuals, with average relationship size in the $2 mm range. Mark and his partner David Demarest, have spoken to a number of UBS financial advisors across the Southeast in recent years about their success in working with business owners through the UBS Business Development Group. He has passed the Certified Exit Planning Advisor Exam (CEPA).
Outside of work, he enjoys waterskiing, golf, and hiking. He is a board member of the Kentucky Nephrology Research Trust.
Education
Credentials
Our advice is comprehensive. We help diverse clients in a broad range of areas, including:
UBS Business Transition Services can help unlock the possibilities
Too many business owners don't plan in advance for when they’re ready to exit. We can provide guidance, along with UBS Business Transition Services, to help you prepare early for the transition and what comes next.
Global leader
UBS is a world-leading wealth manager
#1
Serving Business Owners
Euromoney Private Banking and Wealth Management Survey, 2020