Experience

Wealth management expertise focused on helping make clients’ lives better.
Jay has worked closely with ultra high net worth individuals and executives for more than 25 years. With the team, Jay focuses on a number of critical areas including investment management, financial planning, wealth preservation and transfer.

Morgan Stanley (11 years)

Prudential Securities

IBM

Education

B.A., finance and marketing, University of Iowa

Life

Jay and his wife are active in a number of charities.

They are especially passionate about the Novo Nordisk Donnelly Awards, which encourages diabetic children to lead an active lifestyle through tennis.

CA License #0E00021

Planning-focused wealth management for individuals, families and nonprofits.
Matt’s tenure with ultra high net worth individuals and families extends beyond two decades. As a Certified Financial Planner, Matt focuses primarily on investment management and financial planning. 

As one of 65 Endowments and Foundation Consultants at UBS, Matt has been actively engaged with nonprofit relationships for the last 10 years. Prior to Matt’s term with UBS, he was in wealth management with Morgan Stanley. He began his career with M&M/Mars in numerous sales and marketing roles.

“Jay and I have been friends from childhood. We truly understand the power of building a trusted partnership. Those are the values we bring to each relationship with our clients.”

Tony joined the Maltby Ludington Group in 2014 as a Financial Advisor and brings with him 25 years of alternative investment industry experience focused on institutional sales and trading.  Tony leverages this extensive knowledge to build collaborative relationships and advise corporate executives, business owners and entrepreneurs on asset allocation and investment selection.  Tony graduated from Indiana University Kelley School of Business with a degree in finance and economics.

After five years in the insurance industry, Jeff joined the Maltby Ludington Group in 2008. Jeff focuses on delivering premier service to ultra high net worth clients and family offices, specifically with sophisticated portfolio analysis, portfolio management, and asset allocation recommendations. Jeff graduated from Williams College in 2003 with a degree in psychology.

Alice has been with the Maltby Ludington Group since its inception and is responsible for handling the day-to-day operations and administration duties for the team. With over 20 years of experience, Alice delivers exemplary client service quickly and consistently, and was selected by senior management to participate in the Ritz-Carlton premier service training program. Alice earned her B.S. in Accounting from Rasmussen College. Before joining UBS in 2006, Alice was with Morgan Stanley for 13 years in various supervisory positions, including Margin Specialist and Operations Manager.

Alan joined UBS in May of 2008 as a Client Service Associate and has more than 10 years of experience. Prior to joining UBS, Alan was with JP Morgan, Hewitt Associates, Allstate and the Chicago Board of Trade. Alan serves as the team trader and account maintenance manager. Alan earned a B.A. from DePaul University and holds the Series 7 and 66 securities licenses. From Chicago, Alan lives on the north side of the city