Insight-based advice

• AK
• AZ
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• CO
• CT
• DC
• FL
• GA
• IL
• IN
• KS
• KY
• MA
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• ME
• MT
• NC
• NH
• NJ
• NM
• NY
• OK
• PA
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• RI
• SC
• SD
• TN
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• VA
• VT
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Frank has spent over 30 years building customized wealth management portfolios for his clients. He works holistically to develop personalized financial and estate plans, utilizing a strategic "GARP" philosophy in building personalized investment portfolios tailored to his client's specific goals and risk profiles. Frank is a passionate advocate for his clients; he works closely with local CPA and Attorneys to develop the client's customized wealth management plan.

A life-long resident, Frank and his wife, Nichola live with their three children, Kaitlin, Andrew and Susie.  Frank works closely with a number of philanthropic organizations in various capacities and boards. In his spare time Frank, a classically trained musician, can be found in the local performing arts scene singing classical and a'capella music.

Series 7, 66, 9/10 registered. Life, Accident, and Health Insurance.

Professional Experience

Education

• B.A. English - Plymouth State University

Personal & Community

• Treasurer, Trustee Board of Directors: The Marvelwood School
• Professional Advisors Council: Fairfield County Community Foundations
• Musician: Tenor Soloist (Christ Church Greenwich, OffSounders of Greenwich)
• President: Community Concerts of Greenwich Inc.

• Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

• Plymouth State University, B.A. English

• Financial Paraplanner Qualified Professional™
• Senior Portfolio Manager

• AK
• AZ
• CA
• CO
• CT
• DC
• FL
• GA
• IL
• IN
• KS
• KY
• MA
• MD
• ME
• MT
• NC
• NJ
• NM
• NY
• PA
• PR
• RI
• SC
• TX
• VA
• VT
• WA

Jeffrey has spent over 17 years in the financial industry and is currently a First Vice President at UBS. He takes a holistic approach to wealth management with a focus on financial planning and risk management. Using planning as a core foundation, Jeffrey strives to help clients unlock the value in their business, grow their assets, manage liabilities, and preserve their inter-generational wealth through personalized retirement, elder care, and estate planning.

Jeffrey resides in Bedford, NY with his wife, Laura, and two children, Julia and Evan. Together, they enjoy traveling to Northern Italy along the Mediterranean coast and skiing around the world. For ten consecutive years Jeffrey was a ski pro in Aspen, Zermatt, and France and now is a go-to phone call to fill spots on heli-ski trips around the world by friends from that part of his life. He is also a competitive cyclist racing for Deno's Wonder Wheel, a Master's Team in Brooklyn, NY. Jeffrey is highly engaged with and concerned about Alzheimer’s Disease on a National level. He devotes much of his time working with the Alzheimer’s Association of CT, and always seeking strategies to address the emotional and financial toll this disease is taking on our country.

Series 7 and 65 registered. Life and Health Insurance.

Professional Experience

Education

• Drew University, BA, Psychology, French
• University of Grenoble, France, Francophone Literature & Translation

Accomplishments

• Morgan Stanley Advisor Insights Specialist
• Smith Barney Financial Planning Specialist
• Global Currency Advocate, Morgan Stanley
• Smith Barney 529/College Planning Specialist, NY

Personal & Community

• Hudson Valley Gateway Chamber of Commerce Finance Committee

• Drew University, BA Psychology, French
• University of Grenoble, France, Francophone Literature & Translation

• Senior Portfolio Manager

• AZ
• CA
• CO
• CT
• DC
• FL
• GA
• IL
• IN
• KY
• MA
• MD
• ME
• MS
• NC
• NH
• NJ
• NM
• NY
• OH
• OK
• PA
• PR
• RI
• SC
• TX
• VA
• VT
• WA

As a Financial Advisor, my strongest assets are the relationships I've established with my clients.  Drawing on my experience and knowledge, I can offer customized wealth management advice and personalized service.  I work closely with my clients to develop an investment strategy tailored to their needs.  This ensures I have a thorough understanding of the risks and rewards inherent in your investments.

I entered the wealth management industry in 2004 during one of the market's most challenging periods-and over the past years I have helped clients manage their wealth throughout good times and bad.  I joined UBS in 2007 after three years at Popular Securities and a prior administrative tenure at Smith Barney from 2001 to 2003.

I approach my clients in a practical, no-nonsense way, explaining the pro's and con's of each course of action.  My investment process is as down to earth as possible.  I relate on a one-to-one basis with my clients using real-world examples that make sense.  From the tenured investor to the novice, I create long-lasting relationships that transcend the business, making me their one-stop shop for advice.

I'm FINRA-registered and hold a Series 7 general securities license, as well as the Series 66 uniform combined state law license, life, accident and health insurance and variable annuities.  My MBA in finance is from the Inter American University of Puerto Rico where I also serve on the Entrepreneurial Advisory Committee of the Metropolitan Campus.  Also, I'm a member of the Investment Management Consultants Association (IMCA).  Given the overall market environment, being a Member helps me keep up to date with the Industry's recent trends and evolving strategies.

I currently live in San Juan with my wife, our three children and three dogs.  I'm a member of the Board of Directors of my community where I deal with issues that range from the community's design infrastructure and aesthetic maintenance to the residents' overall safety and quality of life.

• Inter American University of Puerto Rico, MBA Finance

• CT
• FL
• NY
• SC

Brian has over 10 years of experience in the financial services industry, joining UBS in 2008. He graduated from the University of Oregon with a B.S. in Economics. Brian is responsible for client communications and general operational support working with clients. 

Brian has been a lifelong resident of Fairfield County. He is an avid traveler. Brian also enjoys soccer and rooting on the Oregon Ducks.

• University of Oregon, B.S. Economics