First Vice President–Investments
Jim has been with UBS for 17 years and active in the securities industry for over 40 years with a diverse institutional background in portfolio management, technical analysis, institutional consulting, and in more recent years advising high-net worth families. He was with PaineWebber Dallas at the time it was acquired by UBS in 2000. Jim received his BBA and MBA degrees with concentration in Finance from Southern Methodist University.
Senior Vice President–Wealth Management
John has been with UBS since 1994 and active in the Securities industry since 1992. Clients include Affluent Families, Executives, Entrepreneurs, and Institutions. He was with PaineWebber Dallas at the time it was acquired by UBS in 2000 following previous service with Kidder Peabody, which began in 1994. He started his career with Hibernia National Bank Dallas where he was a Bond Trader in their Capital Markets Division. John earned a BBA in Finance from the University of Texas at Austin.
Kelly has been with UBS and its predecessor, PaineWebber, since 1983.
She spent 25 years in Regional Institutional Sales working with Taxable and Tax-Free Fixed Income Products
She has assisted Individuals and Institutions with Managing and Analyzing Equity, Fixed Income & Mutual Fund Portfolios.
She brings over 38 years of experience in Sales and Trading, Business Development and Management, and Client Relationships.
Series 7 & Series 63 licensed since 1987