Senior Vice President–Wealth Management
Financial Advisor
Jim has been with UBS for over 27 years and active in the securities industry for over 50 years with a diverse institutional background in portfolio management, technical analysis, institutional consulting, and in more recent years advising high-net worth families. He was with PaineWebber Dallas at the time it was acquired by UBS in 2000. Jim received his BBA and MBA degrees with concentration in Finance from Southern Methodist University.
Education
Senior Vice President–Wealth Management
Financial Advisor
Jim has been with UBS for over 27 years and active in the securities industry for over 50 years with a diverse institutional background in portfolio management, technical analysis, institutional consulting, and in more recent years advising high-net worth families. He was with PaineWebber Dallas at the time it was acquired by UBS in 2000. Jim received his BBA and MBA degrees with concentration in Finance from Southern Methodist University.
Education
Senior Vice President–Wealth Management
Financial Advisor
John has been with UBS since 1994 and active in the Securities industry since 1992. Clients include Affluent Families, Executives, Entrepreneurs, and Institutions. He was with PaineWebber Dallas at the time it was acquired by UBS in 2000 following previous service with Kidder Peabody, which began in 1994. He started his career with Hibernia National Bank Dallas where he was a Bond Trader in their Capital Markets Division. John earned a BBA in Finance from the University of Texas at Austin.
Education
Senior Vice President–Wealth Management
Financial Advisor
John has been with UBS since 1994 and active in the Securities industry since 1992. Clients include Affluent Families, Executives, Entrepreneurs, and Institutions. He was with PaineWebber Dallas at the time it was acquired by UBS in 2000 following previous service with Kidder Peabody, which began in 1994. He started his career with Hibernia National Bank Dallas where he was a Bond Trader in their Capital Markets Division. John earned a BBA in Finance from the University of Texas at Austin.
Education
Investment Associate
Kelly has been with UBS and its predecessor, PaineWebber, since 1983.
She spent 25 years in Regional Institutional Sales working with Taxable and Tax-Free Fixed Income Products
She has assisted Individuals and Institutions with Managing and Analyzing Equity, Fixed Income & Mutual Fund Portfolios.
She brings over 38 years of experience in Sales and Trading, Business Development and Management, and Client Relationships.
Series 7 & Series 63 licensed since 1987
Investment Associate
Kelly has been with UBS and its predecessor, PaineWebber, since 1983.
She spent 25 years in Regional Institutional Sales working with Taxable and Tax-Free Fixed Income Products
She has assisted Individuals and Institutions with Managing and Analyzing Equity, Fixed Income & Mutual Fund Portfolios.
She brings over 38 years of experience in Sales and Trading, Business Development and Management, and Client Relationships.
Series 7 & Series 63 licensed since 1987
Client Associate
Erin is a Registered Client Associate who began her career in the financial services industry in 2013 and joined UBS in January of 2020 within the Northeast PWM Market. She relocated to Texas from North Carolina and joined Madden/Doke Wealth Management in June of 2023. Erin leads the team’s service group in providing a first-class client experience. She maintains her Series 7 and 66 FINRA registrations and is registered in all 50 states.
Erin attended SMU for her undergrad and TWU for her MBA. She is a foodie, loves a good coffee shop, enjoys traveling, working out and staying active. She is obsessed with her nieces, Aspen, Maya, and Wren. She also loves her dog, Akela, and recently welcomed a new baby boy, Luxton.
Client Associate
Erin is a Registered Client Associate who began her career in the financial services industry in 2013 and joined UBS in January of 2020 within the Northeast PWM Market. She relocated to Texas from North Carolina and joined Madden/Doke Wealth Management in June of 2023. Erin leads the team’s service group in providing a first-class client experience. She maintains her Series 7 and 66 FINRA registrations and is registered in all 50 states.
Erin attended SMU for her undergrad and TWU for her MBA. She is a foodie, loves a good coffee shop, enjoys traveling, working out and staying active. She is obsessed with her nieces, Aspen, Maya, and Wren. She also loves her dog, Akela, and recently welcomed a new baby boy, Luxton.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
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