$2 billion
Assets under management
You’ve created your wealth through hard work and a desire to provide for your family. Your success may be presenting new questions about what comes next. What does your second act look like? What help would you like to give to your children and grandchildren? What do you worry about?
We are an experienced team of Financial Advisors and skilled support staff, offering independent and tailored guidance backed by the resources of the world’s leading wealth manager. Our team strives to provide excellent services, clear and timely communication, and holistic advice designed to meet the unique needs of the individuals and institutions we are privileged to serve. From financial planning to risk management to investment performance, we aim to make all aspects of your financial situation work in harmony. Our comprehensive and empathetic approach can assist in addressing uncertainties and help you face the future with confidence.
$2 billion
Assets under management
30
Years in business as a team
11
Investment professionals on the team
Long River Wealth Management speaks with business, community, and thought leaders on the subjects shaping our culture, driving financial markets, and touching our lives. Join us to hear the most fascinating among us discussing their inspirational stories.
Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice in regular discussions with you and your family and through regular insights communicated through a variety of channels. To this end, our entire team concentrates its efforts on developing long-term relationships through a commitment to quality client service.
Andrew began his career in financial services in 1985 and joined UBS in 2004. He serves entrepreneurs, professionals, nonprofit institutions and businesses. Andrew receives great satisfaction in knowing a client’s goals and objectives and working with the client to achieve them.
He is a Certified Private Wealth Advisor® (CPWA®), CERTIFIED FINANCIAL PLANNER™ professional, holds the Series 7 and 66 securities licenses and is licensed to offer insurance. Andrew has a liberal arts degree in mathematics from Colby College in Waterville, ME.
Andrew is an avid road cyclist and enjoys exercising, soccer, boating and photography. He is a Trustee of the Bushnell Center for Performing Arts and Chair of its Board of Ambassadors, a member and past President of the Estate Business Planning Council of Hartford, the Chair of the Board for the Hartford Foundation for Public Giving, a past chair of its Catalyst Endowment Fund, and a past Board Member of the Hartford Marathon Foundation. Andrew and his wife, Kathleen have two adult daughters and spend time between Hartford and their home in Stonington.
Ashley provides wealth management services for institutional and individual investors. The professionals he serves includes doctors, lawyers and small business owners. In addition, Ashley provides advisory services to nonprofit organizations and governmental entities.
Ashley focuses on holistic wealth planning, which includes financial planning, investments, tax minimization, insurance and college funding. For institutions, he focuses on strategies that seek to provide clients with ample liquidity and enough flexibility to accomplish their stated objectives, while lowering the likelihood of a funding shortfall.
Ashley joined UBS in 2005 after several years at Lehman Brothers, where he served as an analyst. He has received the CFA® and CFP® designations. Ashley also holds the Series 7 and 66 securities licenses and is licensed to offer insurance. He earned a B.S. in finance and an M.B.A. from the University of Connecticut. Ashley serves on the board of the Children’s Educational Opportunity Foundation of CT, and is also a member of the local UConn Hartford Alumni chapter and the Estate Business Planning Council of Hartford. He and his wife, Laura, live in Southington, CT, with their son, Austin, and daughter, Annabelle.
Paul joined Long River Wealth Management in January of 2020 as a partner. Paul brings 20 years of Wealth Management experience. For the past 15 years he has been a member of the UBS Chief Investment Office, most recently in the role of Editor in Chief and Head of Product Management in the Americas. Previously he held roles within capital markets and research at Morgan Stanley. Paul looks forward to applying his experience with markets, investment strategy, communication, and wealth management solutions to helping our clients meet their goals.
Paul holds the series 7, 66, and 24 designations. He also holds degrees in English, economics, and accounting from the University of California at Santa Barbara. He is a graduate of Choate Rosemary Hall in Connecticut.
Paul and his wife Julia, an architect, live in Stonington, Connecticut with their daughter and son. Paul is an avid tennis and paddle tennis player and an amateur pianist. He is a member of the Board of Directors of the Stonington Historical Society, member of the Vestry of Calvary Church, President of the Board of Governors of the Wadawanuck Club, and past President of the Board of Directors of La Grua Center – all in Stonington.
Nikki joined Long River Wealth Management in 2022 as a Financial Advisor. Prior to joining the team, Nikki was a wealth planning associate with UBS, focusing on creating and delivering financial goal analyses to clients. Before joining UBS in 2020, she held various marketing and business development positions at 3M.
Nikki holds her Series 7 and 66 designations. She has an undergraduate degree from Boston University with a focus on business and environmental science and an M.B.A. from the University of Texas at Austin. She is also an alumna of the Loomis Chafee School. She and her husband Mike live in Madison, CT with their two young sons Miles and Graham. Outside of the office, she enjoys spending time with family at the beach in the summer and skiing in Vermont in the winter.
Kent joined Long River Wealth Management as a Wealth Strategy Associate in 2022. In this role, Kent works to support the investment strategy, trading, financial planning, and strategic development activities of the team. Kent holds the Series 7 and 66 securities licenses.
Prior to joining UBS, he was a Vice President of Commercial Banking at Silicon Valley Bank, working out of their Boston office before relocating to Toronto to help drive the bank’s Canadian market expansion. Kent attended Bates College, where he studied economics and was a member of the men’s lacrosse team. Kent currently resides in Simsbury, CT. Outside of work, Kent enjoys cooking, hiking, and travel.
Carol has worked in the financial services industry since 2007 and joined Long River Wealth Management in 2013. As a Senior Client Service Associate, she is cross-trained in all areas but primarily focuses on the client onboarding process, including opening new accounts and processing incoming account transfers, as well as the scheduling of client appointments and other administrative related items.
Carol resides in West Springfield, MA. She enjoys spending time with family and friends, and attending sporting events for all of New England’s teams, especially the Boston Red Sox.
Nancy joined Long River Wealth Management in 2016. She assists with operational duties for the team. She graduated with an Associates Degree in Science for Accounting.
Nancy resides in East Hartford, CT with her husband, Marco, and her daughter, Jennifer. In her spare time she enjoys reading and cooking. She also enjoys traveling to Kentucky, where her oldest daughter Jessica and her husband reside.
Kelly is known by many of our longstanding clients from her earlier and outstanding work as a CSA. Kelly left the group many years ago to devote her time and attention to another demanding and personally rewarding endeavor, raising- along with husband David, a commercial pilot with UPS- her three then-young children. Years later and the children well launched, she returns to our group with the same talent and abilities she displayed during her earlier successful tenure that spanned more than a decade.
Erin joined the team in March of 2021 as a client service associate. In this capacity, she assists in the full range of operational responsibilities, including client onboarding, account opening, scheduling, and other key administrative functions.
Erin has over 10 years of experience in social work and holds a degree in that field from Ann Maria College. She is a resident of Tolland, CT and is active in that community, serving on the Tolland Youth Lacrosse Board (for seven years) and volunteering at the Cornerstone Soup Kitchen. In her free time, Erin enjoys yoga, running, and attending her four children’s sporting events.
Andrew began his career in financial services in 1985 and joined UBS in 2004. He serves entrepreneurs, professionals, nonprofit institutions and businesses. Andrew receives great satisfaction in knowing a client’s goals and objectives and working with the client to achieve them.
He is a Certified Private Wealth Advisor® (CPWA®), CERTIFIED FINANCIAL PLANNER™ professional, holds the Series 7 and 66 securities licenses and is licensed to offer insurance. Andrew has a liberal arts degree in mathematics from Colby College in Waterville, ME.
Andrew is an avid road cyclist and enjoys exercising, soccer, boating and photography. He is a Trustee of the Bushnell Center for Performing Arts and Chair of its Board of Ambassadors, a member and past President of the Estate Business Planning Council of Hartford, the Chair of the Board for the Hartford Foundation for Public Giving, a past chair of its Catalyst Endowment Fund, and a past Board Member of the Hartford Marathon Foundation. Andrew and his wife, Kathleen have two adult daughters and spend time between Hartford and their home in Stonington.
Ashley provides wealth management services for institutional and individual investors. The professionals he serves includes doctors, lawyers and small business owners. In addition, Ashley provides advisory services to nonprofit organizations and governmental entities.
Ashley focuses on holistic wealth planning, which includes financial planning, investments, tax minimization, insurance and college funding. For institutions, he focuses on strategies that seek to provide clients with ample liquidity and enough flexibility to accomplish their stated objectives, while lowering the likelihood of a funding shortfall.
Ashley joined UBS in 2005 after several years at Lehman Brothers, where he served as an analyst. He has received the CFA® and CFP® designations. Ashley also holds the Series 7 and 66 securities licenses and is licensed to offer insurance. He earned a B.S. in finance and an M.B.A. from the University of Connecticut. Ashley serves on the board of the Children’s Educational Opportunity Foundation of CT, and is also a member of the local UConn Hartford Alumni chapter and the Estate Business Planning Council of Hartford. He and his wife, Laura, live in Southington, CT, with their son, Austin, and daughter, Annabelle.
Paul joined Long River Wealth Management in January of 2020 as a partner. Paul brings 20 years of Wealth Management experience. For the past 15 years he has been a member of the UBS Chief Investment Office, most recently in the role of Editor in Chief and Head of Product Management in the Americas. Previously he held roles within capital markets and research at Morgan Stanley. Paul looks forward to applying his experience with markets, investment strategy, communication, and wealth management solutions to helping our clients meet their goals.
Paul holds the series 7, 66, and 24 designations. He also holds degrees in English, economics, and accounting from the University of California at Santa Barbara. He is a graduate of Choate Rosemary Hall in Connecticut.
Paul and his wife Julia, an architect, live in Stonington, Connecticut with their daughter and son. Paul is an avid tennis and paddle tennis player and an amateur pianist. He is a member of the Board of Directors of the Stonington Historical Society, member of the Vestry of Calvary Church, President of the Board of Governors of the Wadawanuck Club, and past President of the Board of Directors of La Grua Center – all in Stonington.
Nikki joined Long River Wealth Management in 2022 as a Financial Advisor. Prior to joining the team, Nikki was a wealth planning associate with UBS, focusing on creating and delivering financial goal analyses to clients. Before joining UBS in 2020, she held various marketing and business development positions at 3M.
Nikki holds her Series 7 and 66 designations. She has an undergraduate degree from Boston University with a focus on business and environmental science and an M.B.A. from the University of Texas at Austin. She is also an alumna of the Loomis Chafee School. She and her husband Mike live in Madison, CT with their two young sons Miles and Graham. Outside of the office, she enjoys spending time with family at the beach in the summer and skiing in Vermont in the winter.
Kent joined Long River Wealth Management as a Wealth Strategy Associate in 2022. In this role, Kent works to support the investment strategy, trading, financial planning, and strategic development activities of the team. Kent holds the Series 7 and 66 securities licenses.
Prior to joining UBS, he was a Vice President of Commercial Banking at Silicon Valley Bank, working out of their Boston office before relocating to Toronto to help drive the bank’s Canadian market expansion. Kent attended Bates College, where he studied economics and was a member of the men’s lacrosse team. Kent currently resides in Simsbury, CT. Outside of work, Kent enjoys cooking, hiking, and travel.
Carol has worked in the financial services industry since 2007 and joined Long River Wealth Management in 2013. As a Senior Client Service Associate, she is cross-trained in all areas but primarily focuses on the client onboarding process, including opening new accounts and processing incoming account transfers, as well as the scheduling of client appointments and other administrative related items.
Carol resides in West Springfield, MA. She enjoys spending time with family and friends, and attending sporting events for all of New England’s teams, especially the Boston Red Sox.
Nancy joined Long River Wealth Management in 2016. She assists with operational duties for the team. She graduated with an Associates Degree in Science for Accounting.
Nancy resides in East Hartford, CT with her husband, Marco, and her daughter, Jennifer. In her spare time she enjoys reading and cooking. She also enjoys traveling to Kentucky, where her oldest daughter Jessica and her husband reside.
Kelly is known by many of our longstanding clients from her earlier and outstanding work as a CSA. Kelly left the group many years ago to devote her time and attention to another demanding and personally rewarding endeavor, raising- along with husband David, a commercial pilot with UPS- her three then-young children. Years later and the children well launched, she returns to our group with the same talent and abilities she displayed during her earlier successful tenure that spanned more than a decade.
Erin joined the team in March of 2021 as a client service associate. In this capacity, she assists in the full range of operational responsibilities, including client onboarding, account opening, scheduling, and other key administrative functions.
Erin has over 10 years of experience in social work and holds a degree in that field from Ann Maria College. She is a resident of Tolland, CT and is active in that community, serving on the Tolland Youth Lacrosse Board (for seven years) and volunteering at the Cornerstone Soup Kitchen. In her free time, Erin enjoys yoga, running, and attending her four children’s sporting events.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
By seeing the big picture, we provide access to the global platforms and the financial and intellectual strengths of UBS’s experts in Wealth Management, Asset Management and our Private and Investment Banks.
As our client, you can rely on five Financial Advisors and several talented client service associates for any questions or concerns you have. We seek to streamline your complex financial picture, giving you more time for what matters most.
While we cannot control what the markets do from day to day, we can control how we work with you. Our team culture is built around responsive and respectful service. We clearly communicate what you can expect from us, and we honor that commitment. You will always be able to reach a team member—not voicemail—during the business day.
Our close relationships with clients are the focus of our practice. We know you’re busy, so we’ll manage the time-consuming day-to-day financial tasks for you. In addition, we will communicate with you as often as you like, and in whatever form you prefer.
We start with planning, not with portfolios. We spend time learning about your needs, goals and objectives. These intimate conversations allow us to understand you and design a plan that reflects your life.
Planning starts with talking. We’ll ask about your retirement goals, college costs for children and grandchildren, insurance needs, wealth transfer plans and charitable wishes. We want to know where you’ve been—and where you want to go.
Our team will help quantify your most important goals and create a financial plan that ensures nothing is overlooked. The plan is a living document that we’ll keep current by regularly asking what has changed in your life. When the time is right, we can talk about involving your children in the stewardship of your wealth.
We are experienced in building and managing discretionary portfolios, but we view investment management as the means to an end. Our main focus is the pursuit of your hopes and dreams.
Our team members take an active role in several community organizations, where we live and work. As Advisors who are experienced donors and volunteers, we can incorporate philanthropy into your financial plan and design a giving strategy.
We’ll address your near-term charitable goals, as well as the philanthropic legacy you wish to leave. Our goal is to help you maximize your impact while giving in a tax-smart way.
We also serve endowments, foundations and other nonprofit organizations, helping them to define and execute their vision. Our areas of focus include investment policy and fiduciary planning, asset allocation, and manager search and recommendation. We can offer this experience to assist nonprofits that you and your family support.
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
51 countries
Our global footprint
Global leader
UBS is a leading and truly global wealth manager