Loretta Lang "Lori" Finck
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Private Wealth Management

[Wealth Way] Multigenerational planning

Accessing the sophisticated resources of UBS Private Wealth Management, we deliver a tailored plan that integrates all of your complex investing, planning and financing priorities. No matter what you seek to accomplish with your wealth, our team offers a seasoned perspective and proactive problem solving . We hope to be the one financial resource you'll ever need for trusted financial advice and the right path toward your goals.

Private Wealth Management is a division within UBS Financial Services Inc.

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Loretta Lang "Lori" Finck

First Vice President–Wealth Management

Private Wealth Advisor

Lori Finck joins UBS Financial Services with a strong professional background in equities and fixed income trading. – most recently with Summit Securities Group, LLC as the Managing Director and Head of Equity Trading. She has extensive knowledge in managing risk with sophisticated investments in both the US and foreign markets. Early in her career, Lori was a principle at several hedge funds, namely Kellner DiLeo, and was a managing director and head trader at Citigroup/Tribeca Investments. Lori was also the Managing Director of Special Situation Trading for Wachovia Securities. She is a graduate of the Leonard Stern School of Business at New York University with degrees in Finance and International Business. She has completed the Wharton and Columbia University Private Wealth Executive Education Program. She enjoys golf, sailing and gardening in her spare time.

Personal & Community

  • Secretary and Chairman of the Sherman Historical Society Endowment Committee
  • Immediate Past President-West Highland White Terrier Society of CT
  • Secretary of the River Oaks of Sherman Association Inc.
  • Chairman of the Naromi Advisory Council of the Northwest CT Land Conservancy
  • Vice President of the New York State Association of Parliamentarians
Registered States:
  • AZ
  • CA
  • CT
  • FL
  • GA
  • IA
  • IL
  • IN
  • MA
  • MI
  • NC
  • NJ
  • NY
  • PA
  • TN
  • VA
  • VT

Loretta Lang "Lori" Finck

Education

  • Wharton Private Wealth Executive Education Program certification
  • B.S. Finance and International Business, New York University Leonard Stern School of Business
  • Wealth Education Program certification, Columbia University

Credentials

  • Private Wealth Advisor

Loretta Lang "Lori" Finck

600 Washington Blvd
Stamford, CT 06901

Email Me

lori.finck@ubs.com
Loretta Lang "Lori" Finck
600 Washington Blvd,Stamford,CT,06901

Loretta Lang "Lori" Finck

First Vice President–Wealth Management

Private Wealth Advisor

Lori Finck joins UBS Financial Services with a strong professional background in equities and fixed income trading. – most recently with Summit Securities Group, LLC as the Managing Director and Head of Equity Trading. She has extensive knowledge in managing risk with sophisticated investments in both the US and foreign markets. Early in her career, Lori was a principle at several hedge funds, namely Kellner DiLeo, and was a managing director and head trader at Citigroup/Tribeca Investments. Lori was also the Managing Director of Special Situation Trading for Wachovia Securities. She is a graduate of the Leonard Stern School of Business at New York University with degrees in Finance and International Business. She has completed the Wharton and Columbia University Private Wealth Executive Education Program. She enjoys golf, sailing and gardening in her spare time.

Personal & Community

  • Secretary and Chairman of the Sherman Historical Society Endowment Committee
  • Immediate Past President-West Highland White Terrier Society of CT
  • Secretary of the River Oaks of Sherman Association Inc.
  • Chairman of the Naromi Advisory Council of the Northwest CT Land Conservancy
  • Vice President of the New York State Association of Parliamentarians
Registered States:
  • AZ
  • CA
  • CT
  • FL
  • GA
  • IA
  • IL
  • IN
  • MA
  • MI
  • NC
  • NJ
  • NY
  • PA
  • TN
  • VA
  • VT

Education

  • Wharton Private Wealth Executive Education Program certification
  • B.S. Finance and International Business, New York University Leonard Stern School of Business
  • Wealth Education Program certification, Columbia University

Credentials

  • Private Wealth Advisor
600 Washington Blvd
Stamford, CT 06901

Email Me

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As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. For more information, please review the PDF document at ubs.com/relationshipsummary.

Neither UBS Financial Services Inc. nor its employees (including its Financial Advisors) provide tax or legal advice. You should consult with your legal counsel and/or your accountant or tax professional regarding the legal or tax implications of a particular suggestion, strategy or investment, including any estate planning strategies, before you invest or implement.

Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services. Member SIPC . Member FINRA . UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. Member NFA 

Unless we separately agree in writing, we do not monitor your brokerage account, and you make the ultimate decision regarding the purchase or sale of investments. You can ask us to review your brokerage account and provide you with investment recommendations at any time.

Wealth Management and Private Wealth Management and UBS International are divisions of UBS Financial Services Inc., a subsidiary of UBS AG.  Private Wealth Management resources and services are provided by specially-accredited Financial Advisors within UBS Financial Services Inc. (including Private Wealth Advisors and International Private Wealth Advisors).

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