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More than 150 years
offering financial advice
Where do your passions lie? We address every dimension of your life and your goals—investments, business and legacy—to develop a plan that’s truly personalized for you. Then we’ll help you organize your financial life into three strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.
UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies, that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment.
First Vice President–Wealth Management
Lori Finck joins UBS Financial Services with a strong professional background in equities and fixed income trading. – most recently with Summit Securities Group, LLC as the Managing Director and Head of Equity Trading. She has extensive knowledge in managing risk with sophisticated investments in both the US and foreign markets. Early in her career, Lori was a principle at several hedge funds, namely Kellner DiLeo, and was a managing director and head trader at Citigroup/Tribeca Investments. Lori was also the Managing Director of Special Situation Trading for Wachovia Securities. She is a graduate of the Leonard Stern School of Business at New York University with degrees in Finance and International Business. She has completed the Wharton and Columbia University Private Wealth Executive Education Program. She enjoys golf, sailing and gardening in her spare time.
Personal & Community
Education
First Vice President–Wealth Management
Lori Finck joins UBS Financial Services with a strong professional background in equities and fixed income trading. – most recently with Summit Securities Group, LLC as the Managing Director and Head of Equity Trading. She has extensive knowledge in managing risk with sophisticated investments in both the US and foreign markets. Early in her career, Lori was a principle at several hedge funds, namely Kellner DiLeo, and was a managing director and head trader at Citigroup/Tribeca Investments. Lori was also the Managing Director of Special Situation Trading for Wachovia Securities. She is a graduate of the Leonard Stern School of Business at New York University with degrees in Finance and International Business. She has completed the Wharton and Columbia University Private Wealth Executive Education Program. She enjoys golf, sailing and gardening in her spare time.
Personal & Community
Education
More than 150 years
offering financial advice
14.2%
CET1 capital ratio
UBS is one of the world’s best-capitalized banks
UBS Financial Reporting as of 12/31/2022
Financial strength
Driving confidence.
Aa3 (stable) Moody’s
A+ (stable) Standard & Poor’s
UBS AG, long-term senior secured debt rating. As of 12/31/2022
