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More than 160 years
offering financial advice
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At times, the complexity of today’s global economy may feel overwhelming. Whether you’re a working professional who is building wealth, a successful executive or business owner contemplating your next act, or the head of a multigenerational family looking to preserve your family’s future—you have questions. You expect clear answers from an advisor with worldwide experience who understands you, your family and your community.
Our highly credentialed team offers the thoughtful perspective and proactive service your family needs to help meet their goals. With a team of advisors spanning decades of experience, we strive, relentlessly, to make sure you feel well taken care of. By putting financial planning at the core of everything we do, we offer the capabilities to help you, your business and your family unlock opportunity, preserve wealth and create continuity.
Senior Vice President–Wealth Management
Financial Advisor
Lori Finck joins UBS Financial Services with a strong professional background in equities and fixed income trading. – most recently with Summit Securities Group, LLC as the Managing Director and Head of Equity Trading. She has extensive knowledge in managing risk with sophisticated investments in both the US and foreign markets. Early in her career, Lori was a principle at several hedge funds, namely Kellner DiLeo, and was a managing director and head trader at Citigroup/Tribeca Investments. Lori was also the Managing Director of Special Situation Trading for Wachovia Securities. She is a graduate of the Leonard Stern School of Business at New York University with degrees in Finance and International Business. She has completed the Wharton and Columbia University Private Wealth Executive Education Program. She enjoys golf, sailing and gardening in her spare time.
Personal & Community
Education
Credentials
Senior Vice President–Wealth Management
Financial Advisor
Lori Finck joins UBS Financial Services with a strong professional background in equities and fixed income trading. – most recently with Summit Securities Group, LLC as the Managing Director and Head of Equity Trading. She has extensive knowledge in managing risk with sophisticated investments in both the US and foreign markets. Early in her career, Lori was a principle at several hedge funds, namely Kellner DiLeo, and was a managing director and head trader at Citigroup/Tribeca Investments. Lori was also the Managing Director of Special Situation Trading for Wachovia Securities. She is a graduate of the Leonard Stern School of Business at New York University with degrees in Finance and International Business. She has completed the Wharton and Columbia University Private Wealth Executive Education Program. She enjoys golf, sailing and gardening in her spare time.
Personal & Community
Education
Credentials
More than 160 years
offering financial advice
Financial strength
Driving confidence.
A- Standard & Poor’s
UBS AG, long-term senior secured debt rating. As of 12/31/2025
#1
for High Net-Worth clients
Euromoney Private Banking and Wealth Management Survey (peer review), 2015-2022
