Lasting relationships. For all that matters

Private Wealth Management

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Where do your passions lie? We address every dimension of your life and your goals—investments, business and legacy—to develop a plan that’s truly personalized for you. Then we’ll help you organize your financial life into three strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies, that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment.

Loretta Lang "Lori" Finck

First Vice President–Wealth Management

Lori Finck joins UBS Financial Services with a strong professional background in equities and fixed income trading. – most recently with Summit Securities Group, LLC as the Managing Director and Head of Equity Trading. She has extensive knowledge in managing risk with sophisticated investments in both the US and foreign markets. Early in her career, Lori was a principle at several hedge funds, namely Kellner DiLeo, and was a managing director and head trader at Citigroup/Tribeca Investments. Lori was also the Managing Director of Special Situation Trading for Wachovia Securities. She is a graduate of the Leonard Stern School of Business at New York University with degrees in Finance and International Business. She has completed the Wharton and Columbia University Private Wealth Executive Education Program. She enjoys golf, sailing and gardening in her spare time.

Personal & Community

  • Secretary and Chairman of the Sherman Historical Society Endowment Committee
  • Immediate Past President-West Highland White Terrier Society of CT
  • Secretary of the River Oaks of Sherman Association Inc.
  • Chairman of the Naromi Advisory Council of the Northwest CT Land Conservancy
  • Vice President of the New York State Association of Parliamentarians
Registered States:
  • AZ
  • CA
  • CT
  • FL
  • GA
  • IA
  • IL
  • IN
  • MA
  • MI
  • NC
  • NJ
  • NY
  • TN
  • VA
  • VT


  • Wharton Private Wealth Executive Education Program certification
  • B.S. Finance and International Business, New York University Leonard Stern School of Business
  • Wealth Education Program certification, Columbia University
600 Washington Blvd
Stamford, CT 06901
  • (203) 705-4242

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Backed by the strength of UBS

A global leader in wealth management

More than 150 years

offering financial advice


CET1 capital ratio
UBS is one of the world’s best-capitalized banks

UBS Financial Reporting as of 12/31/2022

Financial strength

Driving confidence.
Aa3 (stable) Moody’s
A+ (stable) Standard & Poor’s

UBS AG, long-term senior secured debt rating. As of 12/31/2022