The right moves for your financial future

Generational Family on Beach

We believe that good financial planning advice is invaluable—it helps prepare you for whatever life brings. But it is especially important during times of major life change. Our process focuses on you and the priorities, goals, concerns and beliefs that will ultimately impact your financial well-being for years to come. We're here to help you tackle your concerns and embrace the opportunities that can enrich and empower you today and for years to come.

Three generations in front yard

  • MR

    Mitchell Rosengarten

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AZ
    • CA
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    • FL
    • HI
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    Mitch has been in the industry since 2002, when he was hired by A G Edwards & Sons, Inc. in Westlake CA. It was there he earned the Accredited Asset Management Specialist(AAMS ®) designation. He moved back east in 2004 to be closer to family and to take a position at Smith Barney.  Mitch joined UBS in 2009. 

    "The general focus of what I do is investment management. However, that investment starts with the client and "why" are they investing. I believe the reason people invest is about more than money; it's to retire, provide for a child's wedding, etc. Understanding that "why" creates the starting point. From there we plan, invest, manage, and review your portfolio. Understanding what you are trying to accomplish tells us what to focus on, because that is what’s important to you."

        • Accredited Portfolio Management Advisor℠
        • CA insurance License #0D68279
        1 City Center
        10th Floor
        Portland, ME 04101
        mitchell.rosengarten@ubs.com
        Mitchell Rosengarten
        1 City Center,Portland,ME,04101
      • RH Headshot

        Riley Haddock, CFP

        Financial Advisor

        Accredited Portfolio Management Advisor℠

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        • AZ
        • CA
        • CO
        • CT
        • FL
        • HI
        • ID
        • IL
        • IN
        • KY
        • MA
        • MD
        • ME
        • MI
        • MT
        • NC
        • NH
        • NJ
        • NV
        • NY
        • OH
        • OK
        • OR
        • PA
        • RI
        • TX
        • UT
        • VA
        • VT
        • WA
        • WY

            • Accredited Portfolio Management Advisor℠
            • CERTIFIED FINANCIAL PLANNER®
            1 City Center
            10th Floor
            Portland, ME 04101
            riley.braasch@ubs.com
            Riley Haddock, CFP
            1 City Center,Portland,ME,04101
          Three generations in apple orchard

          Turn possibilities into a plan

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          Our UBS Optimus Foundation in the US is directly supporting emergency response, relief and reconstruction activities in Texas through our partnerships with World Central Kitchen and Team Rubicon. You can support these organizations and pool funds, together with Optimus, to increase their ability to support communities in Texas. In addition, any client donation to one of our Optimus partners will receive a 10% match from UBS.

          Learn how you can get involved and make an impact through the UBS Optimus Foundation.

          The UBS Optimus Foundation is a global network of separately organized and regulated, tax-exempt, charitable organizations, founded and managed by UBS, that make grants and other financial contributions to implementing partner organizations aligned with their values and objectives.

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