The right moves for your financial future

Generational Family on Beach

We believe that good financial planning advice is invaluable—it helps prepare you for whatever life brings. But it is especially important during times of major life change. Our process focuses on you and the priorities, goals, concerns and beliefs that will ultimately impact your financial well-being for years to come. We're here to help you tackle your concerns and embrace the opportunities that can enrich and empower you today and for years to come.

Three generations in front yard

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Mitchell

    Mitchell Rosengarten

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AZ
    • CA
    • CO
    • CT
    • FL
    • ID
    • IL
    • IN
    • KY
    • MA
    • ME
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    • MT
    • NH
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    • RI
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    Mitch has been in the industry since 2002, when he was hired by A G Edwards & Sons, Inc. in Westlake CA. It was there he earned the Accredited Asset Management Specialist™(AAMS® ®) designation. He moved back east in 2004 to be closer to family and to take a position at Smith Barney.  Mitch joined UBS in 2009. 

    "The general focus of what I do is investment management. However, that investment starts with the client and "why" are they investing. I believe the reason people invest is about more than money; it's to retire, provide for a child's wedding, etc. Understanding that "why" creates the starting point. From there we plan, invest, manage, and review your portfolio. Understanding what you are trying to accomplish tells us what to focus on, because that is what’s important to you."

    CA insurance License #0D68279

          1 City Center
          10th Floor
          Portland, ME 04101
          mitchell.rosengarten@ubs.com
          Mitchell Rosengarten
          1 City Center,Portland,ME,04101
        • Riley

          Riley Davis, CFP

          First Vice President–Wealth Management

          Financial Advisor

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          • AZ
          • CA
          • CO
          • CT
          • FL
          • ID
          • IL
          • IN
          • KY
          • MA
          • MD
          • ME
          • MI
          • MT
          • NH
          • NJ
          • NM
          • NV
          • NY
          • OH
          • OK
          • OR
          • PA
          • RI
          • TX
          • UT
          • VA
          • VT
          • WA

                1 City Center
                10th Floor
                Portland, ME 04101
                riley.davis@ubs.com
                Riley Davis, CFP
                1 City Center,Portland,ME,04101

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