The right moves for your financial future

Generational Family on Beach

We believe that good financial planning advice is invaluable—it helps prepare you for whatever life brings. But it is especially important during times of major life change. Our process focuses on you and the priorities, goals, concerns and beliefs that will ultimately impact your financial well-being for years to come. We're here to help you tackle your concerns and embrace the opportunities that can enrich and empower you today and for years to come.

Three generations in front yard

  • MR

    Mitchell Rosengarten

    First Vice President–Wealth Management

    Financial Advisor

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    Mitch has been in the industry since 2002, when he was hired by A G Edwards & Sons, Inc. in Westlake CA. It was there he earned the Accredited Asset Management Specialist(AAMS ®) designation. He moved back east in 2004 to be closer to family and to take a position at Smith Barney.  Mitch joined UBS in 2009. 

    "The general focus of what I do is investment management. However, that investment starts with the client and "why" are they investing. I believe the reason people invest is about more than money; it's to retire, provide for a child's wedding, etc. Understanding that "why" creates the starting point. From there we plan, invest, manage, and review your portfolio. Understanding what you are trying to accomplish tells us what to focus on, because that is what’s important to you."

        • Accredited Portfolio Management Advisor℠
        • CA insurance License #0D68279
        1 City Center
        10th Floor
        Portland, ME 04101
        mitchell.rosengarten@ubs.com
        Mitchell Rosengarten
        1 City Center,Portland,ME,04101
      • RH Headshot

        Riley Haddock, CFP

        Financial Advisor

        Accredited Portfolio Management Advisor℠

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        • AZ
        • CA
        • CO
        • CT
        • DC
        • FL
        • GA
        • HI
        • ID
        • IL
        • IN
        • KY
        • MA
        • MD
        • ME
        • MI
        • MT
        • NE
        • NH
        • NJ
        • NM
        • NV
        • NY
        • OH
        • OK
        • OR
        • PA
        • RI
        • TX
        • UT
        • VA
        • VT
        • WA
        • WY

        Riley started her career in finance at Merrill Lynch before coming to UBS in 2013. She graduated with a degree in Accounting from Saint Anselm College while on a field hockey scholarship. In 2020, she earned her CERTIFIED FINANCIAL PLANNER™ certification followed with the Accredited Portfolio Management Advisor (APMA®) designation.

        “When I think of why I became an advisor, I think of my grandparents. Nana was a nurse and Grandpa was a carpenter. In the 50’s there really wasn’t any kind of financial planning or even retirement planning that they had access to so when they got into their 80’s their biggest, and truly only asset was the house.  My grandparents had outlived their assets, it was a nightmare come true.  My purpose as an advisor is to help people, like my grandparents, prepare and plan for their future. This all starts with building a relationship, learning about your wants and needs, then making sure we are staying on track to help you reach your goals. I want to make people feel as though they are ready for anything, and maybe have some fun along the way!”

        In her spare time, she enjoys spending time traveling, enjoying the "foodie" scene Portland has to offer, and spending time with her wife and two dogs. 

            • Accredited Portfolio Management Advisor℠
            • CERTIFIED FINANCIAL PLANNER®
            1 City Center
            10th Floor
            Portland, ME 04101
            riley.braasch@ubs.com
            Riley Haddock, CFP
            1 City Center,Portland,ME,04101
          Three generations in apple orchard

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          UBS Year Ahead 2025

          Roaring 20s: The next stage

          Our Chief Investment Office (CIO) looks to what awaits investors in the next half of the decade with the 2025 edition of Year Ahead.

          A dramatic change in US politics, Chinese economic stimulus, ongoing geopolitical developments and falling interest rates are all at play. How should you prepare your portfolio? Let’s talk about how you can move confidently forward in the new year and beyond.

          Read the report

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