Experience

It’s the important things – our families, our values, the impact we have on others – that connect us. Although making sense of it all can be hard, asking the right questions can make things clearer. So, when I talk to you about wealth management, I want to learn about those life questions that are on your mind; “Is my portfolio positioned for market changes? When can I comfortably retire? Will I be able to reach all my goals with my current assets? Will my family be financially okay when I’m gone? How do I set up a charitable fund? How can we reduce my tax liabilities?” Together, I know we can find these answers.

Roger LaPointe is a seasoned financial professional, with over 30 years of experience, serving as the Senior Vice President at UBS as part of the LaPointe Wealth Management team. With an impressive career which started in the financial industry in 1989, Roger brings an array of expertise and insight to his role. His career started at Dean Witter Reynolds, who later merged with Morgan Stanley where he remained for 19 years until joining UBS in December of 2008.

Roger graduated from Merrimack College in 1989 with a BSBA in Finance, laying the foundation for his extensive career in the industry. He holds a comprehensive range of credentials, including the Series 7, Series 63, and Series 66 licenses, highlighting his deep understanding of securities regulations and investment strategies. In addition, Roger possesses an Insurance License, enhancing his ability to provide comprehensive financial solutions. Along with the CRPS designation (Chartered Retirement Plan Specialist), showcasing his dedication to helping clients plan for their financial futures.

Beyond his role as a financial advisor, Roger is an individual of varied interests. He is an avid angler and enjoys boating, which includes possessing his Merchant Mariners Captain’s license credential.  

Roger resides in Georgetown, Massachusetts, with his wife and three sons.

Nicole is an experienced financial adviser with a passion for helping families, individuals and business owners achieve their financial goals. With over 17 years of industry experience, Nicole specializes in working with high net worth individuals and families offering personalized services tailored to meet their unique goals.

As an adviser Nicole focuses on retirement and legacy planning, utilizing UBS's Wealth Way framework to guide clients in dividing their assets into three key buckets: liquidity, longevity and legacy.  This comprehensive approach enables Nicole to construct portfolios that consider factors such as tax optimization, risk profile and specific time lines.

Nicole lives in Massachusetts with her husband and two children.  

Alicia coordinates the high level of service that we provide our clients. She supervises the daily operation of our practice and applies her deep industry knowledge to provide timely, accurate and meaningful answers to all our clients’ inquires. Prior to joining UBS in 2019, Alicia spent three years as a registered sales assistant at Alex Brown and eight years at State Street Corporation as a senior client service specialist working in Asset Manager Services. Alicia holds her Series 7 and 63 securities licenses.

Alicia graduated from Bentley College with a bachelor of science in marketing. Alicia is from Lexington, MA and currently resides in Boston. She loves to travel, be outdoors and spend time with her friends and family.