Let's move forward. Together.

team photo

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

Adult couple on cell phone

  • rodger headshot

    Roger LaPointe, Jr

    Senior Vice President–Wealth Management

    Financial Advisor

    • image
    • image
    • AZ
    • CA
    • CO
    • CT
    • FL
    • GA
    • IL
    • IN
    • MA
    • ME
    • MO
    • NH
    • NJ
    • NV
    • NY
    • PA
    • RI
    • TX
    • VA

    It’s the important things – our families, our values, the impact we have on others – that connect us. Although making sense of it all can be hard, asking the right questions can make things clearer. So, when I talk to you about wealth management, I want to learn about those life questions that are on your mind; “Is my portfolio positioned for market changes? When can I comfortably retire? Will I be able to reach all my goals with my current assets? Will my family be financially okay when I’m gone? How do I set up a charitable fund? How can we reduce my tax liabilities?” Together, I know we can find these answers.

    Roger LaPointe is a seasoned financial professional, with over 30 years of experience, serving as the Senior Vice President at UBS as part of the LaPointe Wealth Management team. With an impressive career which started in the financial industry in 1989, Roger brings an array of expertise and insight to his role. His career started at Dean Witter Reynolds, who later merged with Morgan Stanley where he remained for 19 years until joining UBS in December of 2008.

    Roger graduated from Merrimack College in 1989 with a BSBA in Finance, laying the foundation for his extensive career in the industry. He holds a comprehensive range of credentials, including the Series 7, Series 63, and Series 66 licenses, highlighting his deep understanding of securities regulations and investment strategies. In addition, Roger possesses an Insurance License, enhancing his ability to provide comprehensive financial solutions. Along with the CRPS designation (Chartered Retirement Plan Specialist), showcasing his dedication to helping clients plan for their financial futures.

    Beyond his role as a financial advisor, Roger is an individual of varied interests. He is an avid angler and enjoys boating, which includes possessing his Merchant Mariners Captain’s license credential.  

    Roger resides in Georgetown, Massachusetts, with his wife and three sons.

          One Post Office Square
          32nd and 33rd floors
          Boston, MA 02109
        • Nicole

          Nicole Kristen Johnson

          Financial Advisor

          • image
          • image
          • AZ
          • CA
          • CO
          • CT
          • FL
          • GA
          • IL
          • IN
          • MA
          • ME
          • MO
          • NH
          • NJ
          • NV
          • NY
          • PA
          • PR
          • RI
          • TX
          • VA

          Nicole is an experienced financial adviser with a passion for helping families, individuals and business owners achieve their financial goals. With over 17 years of industry experience, Nicole specializes in working with high net worth individuals and families offering personalized services tailored to meet their unique goals.

          As an adviser Nicole focuses on retirement and legacy planning, utilizing UBS's Wealth Way framework to guide clients in dividing their assets into three key buckets: liquidity, longevity and legacy.  This comprehensive approach enables Nicole to construct portfolios that consider factors such as tax optimization, risk profile and specific time lines.

          Nicole lives in Massachusetts with her husband and two children.  

              • Certified Exit Planning Advisor
              • CERTIFIED FINANCIAL PLANNER™
              One Post Office Square
              32nd and 33rd floors
              Boston, MA 02109
            • Alicia Headshot

              Alicia Ragnelli

              Wealth Management Associate

              • image
              • image
              • image
              • CA
              • CT
              • DC
              • FL
              • MA
              • ME
              • NH
              • NJ
              • NY
              • PA
              • RI
              • TX
              • VA
              • VT

              Alicia coordinates the high level of service that we provide our clients. She supervises the daily operation of our practice and applies her deep industry knowledge to provide timely, accurate and meaningful answers to all our clients’ inquires. Prior to joining UBS in 2019, Alicia spent three years as a registered sales assistant at Alex Brown and eight years at State Street Corporation as a senior client service specialist working in Asset Manager Services. Alicia holds her Series 7 and 63 securities licenses.

              Alicia graduated from Bentley College with a bachelor of science in marketing. Alicia is from Lexington, MA and currently resides in Boston. She loves to travel, be outdoors and spend time with her friends and family.

                    One Post Office Square
                    32nd and 33rd floors
                    Boston, MA 02109

                  Focus on liquidity management

                  CIO House View monthly livestream

                  Tree

                  UBS and Credit Suisse—stronger than ever

                  Legacy—Wealth for others

                  For needs that go beyond your own—to help you improve the lives of others

                  What will your legacy be?
                  It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                  Learn more at ubs.com/wealthway.

                  Backed by the strength of UBS

                  A global leader in wealth management

                  $3.9 trillion

                  In invested assets globally 
                  As of 12/31/2022

                  51 countries

                  Our global footprint

                  Global leader

                  UBS is a world-leading wealth manager