Let's move forward. Together.

Our team is committed to providing highly specialized services in the commodity and financial futures markets to high net worth individuals and institutions. We offer more than 75 years of experience in selecting, positioning and monitoring financial and commodity futures investments and hedges.

Kenneth Nugent

Account Vice President

Ken Nugent has been building effective hedging and investment strategies since 1979 for both major institutions and high net worth individuals.

Registered States:
  • CA
  • CO
  • GA
  • ID
  • MI
  • NY
  • OR
  • SD
  • TN
  • TX
  • UT
  • VA
  • WA

Credentials

  • CERTIFIED FINANCIAL PLANNER®
  • Portfolio Manager
555 California Street
32nd/ 34th /46th Floor
San Francisco, CA 94104

Email Me

kenneth.nugent@ubs.com
Kenneth Nugent
555 California Street,San Francisco,CA,94104

James "Jim" Klein

Senior Vice President

Financial Advisor

Jim Klein's career in financial services began in 1966. He has managed various Futures Funds, acted as a Commodity Trading Advisor and has served as Chairman of PaineWebber Futures Management Corporation. The approach he takes in managing futures accounts is long-term and big picture. He looks for macro themes that may be sustained over a 2-3 year period. The objective is to seek leveraged profits while managing client's risk.

Registered States:
  • AR
  • AZ
  • CA
  • CO
  • FL
  • MD
  • ME
  • MI
  • NJ
  • NY
  • OR
  • SD
  • TX
  • UT
  • WA
555 California Street
32nd/ 34th /46th Floor
San Francisco, CA 94104

Email Me

james.klein@ubs.com
James "Jim" Klein
555 California Street,San Francisco,CA,94104