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Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

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    Kenneth Nugent

    Account Vice President

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    • CA
    • CO
    • GA
    • ID
    • MI
    • NY
    • OR
    • SD
    • TN
    • TX
    • UT
    • VA
    • WA
    Ken Nugent has been building effective hedging and investment strategies since 1979 for both major institutions and high net worth individuals.

        • CERTIFIED FINANCIAL PLANNER®
        • Portfolio Manager
        555 California Street
        32nd/ 34th /46th Floor
        San Francisco, CA 94104
        kenneth.nugent@ubs.com
        Kenneth Nugent
        555 California Street,San Francisco,CA,94104
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        James "Jim" Klein

        Senior Vice President

        Financial Advisor

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        • AR
        • AZ
        • CA
        • CO
        • FL
        • MD
        • ME
        • MI
        • NJ
        • NY
        • OR
        • SD
        • TX
        • UT
        • WA
        Jim Klein's career in financial services began in 1966. He has managed various Futures Funds, acted as a Commodity Trading Advisor and has served as Chairman of PaineWebber Futures Management Corporation. The approach he takes in managing futures accounts is long-term and big picture. He looks for macro themes that may be sustained over a 2-3 year period. The objective is to seek leveraged profits while managing client's risk.

              555 California Street
              32nd/ 34th /46th Floor
              San Francisco, CA 94104
              james.klein@ubs.com
              James "Jim" Klein
              555 California Street,San Francisco,CA,94104
            Three generations in apple orchard

            Turn possibilities into a plan

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            A leading global wealth manager

            UBS Year Ahead 2025

            Roaring 20s: The next stage

            Our Chief Investment Office (CIO) looks to what awaits investors in the next half of the decade with the 2025 edition of Year Ahead.

            A dramatic change in US politics, Chinese economic stimulus, ongoing geopolitical developments and falling interest rates are all at play. How should you prepare your portfolio? Let’s talk about how you can move confidently forward in the new year and beyond.

            Read the report

            A leader in wealth management

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            $5.9+ trn

            UBS Group invested assets
            As of 06/30/2024

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            UBS is a leading and truly global wealth manager

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