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Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

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    Kenneth Nugent

    Account Vice President

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    • CA
    • CO
    • GA
    • MI
    • NC
    • NJ
    • NY
    • OR
    • SD
    • TN
    • TX
    • UT
    • VA
    • WA
    Ken Nugent has been building effective hedging and investment strategies since 1979 for both major institutions and high net worth individuals.

        • CERTIFIED FINANCIAL PLANNER™
        • Portfolio Manager
        555 California Street
        32nd/ 34th /46th Floor
        San Francisco, CA 94104
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        James "Jim" Klein

        Senior Vice President

        Financial Advisor

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        • AR
        • AZ
        • CA
        • CO
        • FL
        • MA
        • MD
        • MI
        • NJ
        • NY
        • OR
        • SC
        • SD
        • TX
        • UT
        • WA
        • WY
        Jim Klein's career in financial services began in 1966. He has managed various Futures Funds, acted as a Commodity Trading Advisor and has served as Chairman of PaineWebber Futures Management Corporation. The approach he takes in managing futures accounts is long-term and big picture. He looks for macro themes that may be sustained over a 2-3 year period. The objective is to seek leveraged profits while managing client's risk.

              555 California Street
              32nd/ 34th /46th Floor
              San Francisco, CA 94104

            What did the Fed say?

            Retirement planning

            Retirement planning

            Multigenerational planning

            Multigenerational planning

            Legacy—Wealth for others

            For needs that go beyond your own—to help you improve the lives of others

            What will your legacy be?
            It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

            Learn more at ubs.com/wealthway.

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            A global leader in wealth management

            $2.8 trillion

            In invested assets globally 
            As of 06/30/2022

            51 countries

            Our global footprint

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            UBS is a world-leading wealth manager

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