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Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

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    Kenneth Nugent

    Account Vice President

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    • CA
    • CO
    • GA
    • ID
    • MI
    • NY
    • OR
    • SD
    • TN
    • TX
    • UT
    • VA
    • WA
    Ken Nugent has been building effective hedging and investment strategies since 1979 for both major institutions and high net worth individuals.

        • CERTIFIED FINANCIAL PLANNER™
        • Portfolio Manager
        555 California Street
        32nd/ 34th /46th Floor
        San Francisco, CA 94104
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        James "Jim" Klein

        Senior Vice President

        Financial Advisor

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        • AR
        • AZ
        • CA
        • CO
        • FL
        • MD
        • ME
        • MI
        • NJ
        • NY
        • OR
        • SD
        • TX
        • UT
        • WA
        Jim Klein's career in financial services began in 1966. He has managed various Futures Funds, acted as a Commodity Trading Advisor and has served as Chairman of PaineWebber Futures Management Corporation. The approach he takes in managing futures accounts is long-term and big picture. He looks for macro themes that may be sustained over a 2-3 year period. The objective is to seek leveraged profits while managing client's risk.

              555 California Street
              32nd/ 34th /46th Floor
              San Francisco, CA 94104

            Focus on liquidity management

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            UBS and Credit Suisse—stronger than ever

            Managing wealth is our craft

            We’re committed to understanding what wealth means for you.

            At UBS, excellence comes from nurturing the best of our heritage, mastering the details and delivering the expertise you need to turn your financial vision into a reality. The result? Financial advice that is finely crafted for what matters most to you.

            Backed by the strength of UBS

            A global leader in wealth management

            $5+ trillion

            In invested assets globally 
            As of 11/07/2023

            51 countries

            Our global footprint

            Global leader

            UBS is a world-leading wealth manager

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