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$7 trn
UBS Group invested assets
As of 12/31/2025
No matter what your age, or where you are on your planning journey, we can help steer you down the right path toward retirement. We will work with you to build the foundation of your plan. Over time, as life or market circumstances change, we will work with you to adjust your plan where and when needed. When it comes to retirement planning, it's never too early to start.
Managing Director–Wealth Management
Ken is a Certified Financial Planner® professional with over 30 years of experience in the financial services industry. His passion for the securities market began while earning his degree in finance, which led him to start his career at Merrill Lynch. Ken has been with UBS since 2003. Over the years, the team has grown into a seven-person group dedicated to serving a multigenerational client base.
Throughout his career, Ken has helped his clients manage their wealth through generations and across many economic cycles. He emphasizes financial planning, asset allocation, and risk management. While his primary focus is on retirement planning, he also provides guidance on insurance and estate planning strategies. Additional areas of expertise include mortgage financing, executive stock options, and securities-backed lending.
Outside of work, Ken has been active in youth sports. He was a founding board member of Stamford Youth Lacrosse, and from 1989 to 2006, coached youth hockey in Fairfield County. From 2006 to 2009, he served as president of the Celtic Hockey Club. Ken is married with two children and two grandchildren and lives in Stamford, CT. He enjoys golf, ice hockey and spending time in Florida.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Education
Credentials
Managing Director–Wealth Management
Ken is a Certified Financial Planner® professional with over 30 years of experience in the financial services industry. His passion for the securities market began while earning his degree in finance, which led him to start his career at Merrill Lynch. Ken has been with UBS since 2003. Over the years, the team has grown into a seven-person group dedicated to serving a multigenerational client base.
Throughout his career, Ken has helped his clients manage their wealth through generations and across many economic cycles. He emphasizes financial planning, asset allocation, and risk management. While his primary focus is on retirement planning, he also provides guidance on insurance and estate planning strategies. Additional areas of expertise include mortgage financing, executive stock options, and securities-backed lending.
Outside of work, Ken has been active in youth sports. He was a founding board member of Stamford Youth Lacrosse, and from 1989 to 2006, coached youth hockey in Fairfield County. From 2006 to 2009, he served as president of the Celtic Hockey Club. Ken is married with two children and two grandchildren and lives in Stamford, CT. He enjoys golf, ice hockey and spending time in Florida.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Education
Credentials
And this is your time to define success on your terms.
Money isn’t just changing hands, it’s changing meaning. This is your new era of wealth, with real opportunities to pursue your ambitions based on your values.
When it comes to building your legacy, we don’t prescribe a single path. We seek to understand yours. Because the best wealth strategy starts with you.
$7 trn
UBS Group invested assets
As of 12/31/2025
51 countries
Our global footprint
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UBS is a leading and truly global wealth manager
