Experience

Makes all the difference

Jason Maxwell Katz, CIMA®

Managing Director–Wealth Management

Financial Advisor

Registered States:
  • AK
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • MT
  • NC
  • ND
  • NE
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • PR
  • RI
  • SC
  • SD
  • TN
  • TX
  • UT
  • VA
  • VT
  • WA
  • WI
  • WV
  • WY

Recognized as an industry leader:

  • Barron’s Top 100 Private Wealth Management Teams, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
  • Barron’s Top 50 Private Wealth Management Teams, 2019, 2020The Barron's rating is awarded annually in April based on information from the prior year Q4.
  • Barron's Top 1,000 Financial Advisors, 2010, 2011, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
  • Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023
    The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
  • Barron's Top 100 Financial Advisors, 2018, 2019, 2020, 2021, 2022, 2023The Barron's rating is awarded annually in April and is based on information from the prior year Q4.
  • Forbes America’s Top Wealth Management Teams, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
  • Forbes America's Top Wealth Advisors, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
  • Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
  • Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Education

  • Boston University, B.A. in Finance

Credentials

  • Certified Investment Management Analyst®
  • Senior Portfolio Manager
1285 Avenue Of The Americas
New York, NY 10019

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Hardy L. Winburn, CFP®, CIMA®, CLU®, ChFC®, CFS®

Managing Director–Wealth Management

Financial Advisor

Hardy Winburn joined UBS in January 2002 and formed the team that would become Winburn Wealth Management.  In the 19 years prior, he was President and CEO of a national manufacturing and distribution firm that was named the 1997 Arkansas Business of the Year by Arkansas Business Publishing Group.

A graduate of Phillips Exeter Academy, Hardy earned his bachelor of science in management science from Duke University and his master of business administration at the University of Arkansas at Little Rock.  In addition, Hardy completed The Presidents' Seminar training program through Harvard Business School. 

Since 1995, Hardy has been a member of the world's premier peer network of chief executives and business leaders, the Young Presidents' Organization.  A member of YPO Gold (formerly the World Presidents' Organization) since 2008, he currently serves as the Chair of the Arkansas Chapter. 

In recognition of his performance at the firm, he is a member of UBS's Pinnancle Council. 

Professional recognition

  • Certified Financial PlannerTM (CFP®)
  • Certified Investment Management Analyst® (CIMA®)
  • Chartered Life Underwriter® (CLU®)
  • Chartered Financial Consultant® (ChFC®)
  • Certified Fund Specialist® (CFS®)
  • Retirement Income Certified Professional® (RICP®) 
  • Certified Exit Planning Advisor® (CEPA®) 

Registered States:
  • AL
  • AR
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • ID
  • IL
  • IN
  • KY
  • LA
  • MD
  • MN
  • MO
  • MS
  • NC
  • NJ
  • NY
  • OH
  • OK
  • SD
  • TN
  • TX
  • UT
  • WV

Recognized as an industry leader:

  • Barron's Top 1,000 Financial Advisors, 2009The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
  • Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023
    The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
  • Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Education

  • Phillips Exeter Academy
  • Duke University, Bachelor of Science in Management Science
  • University of Arkansas at Little Rock, Master of Business Administration

Credentials

  • Certified Exit Planning Advisor
  • Senior Portfolio Manager
  • Retirement Plan Consultant
10800 Financial Center Parkway
Suite 400, 4th Floor
Little Rock, AR 72211

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Alex Smith, CFP®, CIMA®, CPWA®, CEPA®

Authorized Officer

Senior Wealth Strategy Associate

Registered States:
  • AK
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • MT
  • NC
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • PR
  • RI
  • SC
  • TN
  • TX
  • UT
  • VA
  • VT
  • WA
  • WI

Education

  • Adelphi University, B.A. in Business

Credentials

  • Certified Exit Planning Advisor
  • CERTIFIED FINANCIAL PLANNER™
  • Certified Investment Management Analyst®
1285 Avenue Of The Americas
New York, NY 10019

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Evan Kresman, CFP®, CIMA®

Senior Wealth Strategy Associate

Registered States:
  • AK
  • AL
  • AR
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MT
  • NC
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OR
  • PA
  • PR
  • RI
  • SC
  • TX
  • UT
  • VA
  • VT
  • WA
  • WI

Education

  • Kelley School of Business at Indiana University, B.S.

Credentials

  • CERTIFIED FINANCIAL PLANNER™
  • Certified Investment Management Analyst®
1285 Avenue Of The Americas
New York, NY 10019

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Tommy Karavas, CFA®, CFP®, CIMA®

Senior Wealth Strategy Associate

Tommy joined KWM in 2007 and co-heads the team's comprehensive financial and insurance planning for clients. Tommy analyzes client insurance needs, reviews existing policies, and assures that they have the right coverage. Lastly, Tommy assists clients in pursuing philanthropic efforts and has extensive experience in establishing donor-advised funds, private foundations, endowments, and charitable gift annuities. As a CERTIFIED FINANCIAL PLANNER™, Tommy has received extensive training in advanced planning for retirement, college saving, insurance, and wealth transfer strategies. Tommy holds the Certified Investment Management Analyst® designation, administered by Investment Management Consultants Association® and taught in conjunction with The Wharton School, University of Pennsylvania. He also maintains Series 3, 7, and 66 securities licenses as well as New York State life and health insurance licenses. In addition, Tommy is also a Chartered Financial Analyst charter holder (CFA®) and an active member of the CFA Society of New York.

Tommy graduated with a B.S. from The John F. Welch School of Business at Sacred Heart University in Connecticut. Tommy lives in New York with his wife, Tara, and two children, Thanasi and Chloe. He enjoys traveling and spending time with family and friends. He is an active participant in the UBS Community Affairs & Corporate Responsibility program.

Registered States:
  • AK
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MN
  • MO
  • MS
  • MT
  • NC
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OR
  • PA
  • PR
  • RI
  • SC
  • TX
  • UT
  • VA
  • VT
  • WA
  • WI

Education

  • John F. Welch School of Business at Sacred Heart University in Connecticut, B.S.

Credentials

  • CERTIFIED FINANCIAL PLANNER™
  • Certified Investment Management Analyst®
  • Chartered Financial Analyst®
1285 Avenue Of The Americas
New York, NY 10019

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Ryan Pratt, CFP®

Senior Wealth Strategy Associate

Registered States:
  • AK
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • MT
  • NC
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • PR
  • RI
  • SC
  • TN
  • TX
  • UT
  • VA
  • VT
  • WA
  • WI

Education

  • College of Business Administration at Fordham University, B.A. in Finance
  • Fordham Graduate Business School, M.B.A.

Credentials

  • CERTIFIED FINANCIAL PLANNER™
1285 Avenue Of The Americas
New York, NY 10019

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Kenji Yoshikawa, CRPS®, CEPA®

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AK
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • MT
  • NC
  • ND
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • PR
  • RI
  • SC
  • TN
  • TX
  • UT
  • VA
  • VT
  • WA
  • WI
  • WY

Recognized as an industry leader:

  • Barron’s Top 100 Private Wealth Management Teams, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
  • Barron’s Top 50 Private Wealth Management Teams, 2019, 2020The Barron's rating is awarded annually in April based on information from the prior year Q4.
  • Forbes America’s Top Wealth Management Teams, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
  • Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Education

  • Ohio State University, B.S.B.A.

Credentials

  • Certified Exit Planning Advisor
  • Chartered Retirement Plans Specialist℠
  • Endowment & Foundation Consultant
1285 Avenue Of The Americas
New York, NY 10019

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Ryan Rosegarten, CFP

Senior Wealth Strategy Associate

Registered States:
  • AK
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MT
  • NC
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • PR
  • RI
  • SC
  • TN
  • TX
  • UT
  • VA
  • VT
  • WA
  • WI
1285 Avenue Of The Americas
New York, NY 10019

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Michael Zangoglia, CFA®

Senior Wealth Strategy Associate

Mike joined Katz Wealth Management in 2015 and serves as the team's Senior Research Analyst. As a Chartered Financial Analyst charter holder (CFA®), Mike leads the market and security specific research efforts for the team as well as the alternative investment and institutional money manager due diligence process. He works in concert with the team's Senior Portfolio Analyst in developing customized solutions for client portfolios in order to meet their specific needs. Mike assists Jason as Senior Portfolio Manager in the security selection of our team's managed equity strategies and is responsible for the ongoing monitoring of exchange traded fund and mutual fund portfolios.

Mike received his B.A. from Rutgers University, where he studied economics and psychology. Mike also is an active member of the CFA Society of New York. The CFA designation requires passing three rigorous examinations covering investment analysis topics such as equity analysis, portfolio management and alternative investments. He maintains his Series 7, and 66 securities license. Mike resides in Manhattan, and in his spare time he enjoys traveling, working out and playing golf. Mike actively participates in the UBS Community Affairs & Corporate Responsibility program, participating in programs such as SuitUp and Good Shepherd Services.

Registered States:
  • AK
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • MT
  • NC
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OR
  • PA
  • PR
  • RI
  • SC
  • TX
  • UT
  • VA
  • VT
  • WA
  • WI

Education

  • Rutgers University, B.A. Economics and Psychology

Credentials

  • Chartered Financial Analyst®
401 East Las Olas Boulevard
Suite 2300
Fort Lauderdale, FL 33301

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Sean Quinn, CFP®

Senior Wealth Strategy Associate

Registered States:
  • AK
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MT
  • NC
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OK
  • OR
  • PA
  • PR
  • RI
  • SC
  • TN
  • TX
  • UT
  • VA
  • VT
  • WA
  • WI

Education

  • College of the Holy Cross, B.A. in Economics

Credentials

  • CERTIFIED FINANCIAL PLANNER™
1285 Avenue Of The Americas
New York, NY 10019

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Grace Wingerter

Senior Client Associate

Grace joined UBS Financial Services in 2013 and is a Senior Client Service Associate. She provides ongoing administrative and operational client service such as new client orientation and onboarding, account maintenance and client requests. She recognizes that exceptional client service is the backbone of our practice and enjoys working with our clients to ensure their needs are fulfilled in a seamless and organized manner. Her primary focus is to deliver her very best to each and every client and as a result, she has built strong relationships with clients over the years.

Grace received her BA from Drew University in Sociology with minors in both Biology and Public Health. Prior to joining UBS, she worked in the medical field as a clerical assistant to ER doctors. Her past experience in a time sensitive environment was paramount in honing problem solving skills she now utilizes to deliver high quality, efficient service to our clients. 

Grace lives in New Jersey. She is the Vice-Treasurer and member of the race committee at the Lavallette Yacht Club.  Grace enjoys tennis, hiking with her dog and supporting environmental groups. 

Registered States:
  • CA
  • CT
  • FL
  • ID
  • LA
  • ME
  • NJ
  • NY
  • PA
  • PR
  • SD
  • WA

Education

  • Drew University, BA in Sociology
1285 Avenue Of The Americas
New York, NY 10019

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Joshua Levine

Wealth Strategy Associate

Registered States:
  • AK
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MT
  • NC
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OR
  • PA
  • PR
  • RI
  • SC
  • TX
  • UT
  • VT
  • WA
  • WI

Education

  • Duke University, B.A. in English
1285 Avenue Of The Americas
New York, NY 10019

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Kathryn Sheridan

Executive / Team Assistant

Kate is responsible for organizing client meetings and events, along with providing clients with account related services and documents.

Kathryn graduated from Iona College with a B.A. in Mass Communications & Media Studies in 2019. After completing a successful internship with UBS from 2017 through 2019, Kate launched her career with Katz Wealth Management. She is an active participant in the UBS Community Affairs & Corporate Responsibility program, Suit Up, Only Make Believe, and more. Kate enjoys traveling, skiing, and spending time with family and friends.

Education

  • Iona College, B.A. in Mass Communications & Media Studies
1285 Avenue Of The Americas
New York, NY 10019

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