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Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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    Jason Maxwell Katz, CIMA®

    Managing Director–Wealth Management

    Financial Advisor

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    • AK
    • AL
    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MS
    • MT
    • NC
    • ND
    • NE
    • NH
    • NJ
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    • NV
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    • OH
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    • RI
    • SC
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    • TN
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    • UT
    • VA
    • VT
    • WA
    • WI
    • WV
    • WY
    • Barron’s Top 100 Private Wealth Advisory Teams, 2022The Barron's rating is awarded annually in March and is based on information from the prior year Q4. 
    • Barron’s Top 50 Private Wealth Advisory Teams, 2019, 2020The Barron's rating is awarded annually in March and is based on information from the prior year Q4.
    • Barron's Top 1,000 Financial Advisors, 2010, 2011, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
    • Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022
      The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
    • Barron's Top 100 Financial Advisors, 2018, 2019, 2020, 2021, 2022The Barron's rating is awarded annually in April and is based on information from the prior year Q4. 
    • Forbes America's Top Wealth Advisors, 2017, 2018, 2019, 2020, 2021, 2022The Forbes rating is awarded annually in August or September and is based on information from March of the prior year to March of the award year. 
    • Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022The Forbes rating is awarded annually in January or February and is based on information from June of the prior year to June of the award year. 
    • Forbes/SHOOK Top 100 Wealth Advisors, 2016The Forbes rating is awarded annually in August or September and is based on information from March of the prior year to March of the award year. 

    • Boston University, B.A. in Finance
    • Certified Investment Management Analyst®
    • Senior Portfolio Manager
    1285 Avenue Of The Americas
    New York, NY 10019
  • Hardy Winburn Profile Photo

    Hardy L. Winburn, CFP®, CIMA®, CLU®, ChFC®, CFS®

    Managing Director–Wealth Management

    Financial Advisor

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    • AL
    • AR
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • ID
    • IL
    • KY
    • LA
    • MN
    • MO
    • MS
    • NC
    • NJ
    • NY
    • OR
    • TN
    • TX
    • UT
    • WA
    • WV

    Hardy Winburn joined UBS in January 2002 and formed the team that would become Winburn Wealth Management.  In the 19 years prior, he was President and CEO of a national manufacturing and distribution firm that was named the 1997 Arkansas Business of the Year by Arkansas Business Publishing Group.

    A graduate of Phillips Exeter Academy, Hardy earned his bachelor of science in management science from Duke University and his master of business administration at the University of Arkansas at Little Rock.  In addition, Hardy completed The Presidents' Seminar training program through Harvard Business School. 

    Since 1995, Hardy has been a member of the world's premier peer network of chief executives and business leaders, the Young Presidents' Organization.  A member of YPO Gold (formerly the World Presidents' Organization) since 2008, he currently serves as the Chair of the Arkansas Chapter. 

    In recognition of his performance at the firm, he is a member of UBS's Pinnancle Council. 

    Professional recognition

    • Certified Financial PlannerTM (CFP®)
    • Certified Investment Management Analyst® (CIMA®)
    • Chartered Life Underwriter® (CLU®)
    • Chartered Financial Consultant® (ChFC®)
    • Certified Fund Specialist® (CFS®)
    • Retirement Income Certified Professional® (RICP®) 
    • Certified Exit Planning Advisor® (CEPA®) 

    • Barron's Top 1,000 Financial Advisors, 2009The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
    • Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022
      The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
    • Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022The Forbes rating is awarded annually in January or February and is based on information from June of the prior year to June of the award year. 

    • Phillips Exeter Academy
    • Duke University, Bachelor of Science in Management Science
    • University of Arkansas at Little Rock, Master of Business Administration
    • Certified Exit Planning Advisor
    • Senior Portfolio Manager
    • Retirement Plan Consultant
    10800 Financial Center Parkway
    Suite 400, 4th Floor
    Little Rock, AR 72211
  • Alexander Smith Profile Photo

    Alex Smith, CFP®, CIMA®, CPWA®, CEPA®

    Senior Wealth Strategy Associate

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    • AK
    • AL
    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • HI
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MT
    • NC
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • PR
    • RI
    • SC
    • TN
    • TX
    • UT
    • VA
    • VT
    • WA
    • WI

    Insight grounded in experience
    Alex has been a key member of Katz Wealth Management for nearly two decades, overseeing all of the team’s fixed income strategies and lending solutions. He works closely with clients to manage their bond portfolios, utilizing municipal, government and corporate fixed income as well as short-term cash alternatives. In addition, Alex advises clients on UBS borrowing capabilities, such as securities-backed lines of credit. Lastly, he focuses on corporate and executive services, helping those who must comply with Rule 144, restricted stock/options and 10b5-1 requirements.

    Credentials that build confidence
    Alex is a CERTIFIED FINANCIAL PLANNER™ professional and is trained in personal financial planning, retirement planning and estate planning strategies. He also holds the Certified Investment Management Analyst® designation, administered by the Investment Management Consultants Association® and taught in conjunction with The Wharton School, University of Pennsylvania. Alex is also a Certified Private Wealth Advisor and maintains his Series 7, 31, 63, 66 and New York State life and health insurance licenses. He received his B.A. in business from Adelphi University

    Outside of UBS
    Alex enjoys spending time with his family—his wife, Michelle, and their three children, Alexander, Christopher and Elizabeth. He is an active participant in the UBS Community Affairs & Corporate Responsibility program and enjoys tennis, music and spending time with his family.

      • Adelphi University, B.A. in Business
      • Certified Exit Planning Advisor
      • CERTIFIED FINANCIAL PLANNER™
      • Certified Investment Management Analyst®
      1285 Avenue Of The Americas
      New York, NY 10019
    • Evan Kresman Profile Photo

      Evan Kresman, CFP®, CIMA®

      Senior Wealth Strategy Associate

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      • AK
      • AL
      • AR
      • AZ
      • CA
      • CO
      • CT
      • DC
      • DE
      • FL
      • GA
      • IA
      • ID
      • IL
      • IN
      • KS
      • KY
      • LA
      • MA
      • MD
      • ME
      • MI
      • MN
      • MO
      • MT
      • NC
      • NH
      • NJ
      • NM
      • NV
      • NY
      • OH
      • OR
      • PA
      • PR
      • RI
      • SC
      • TX
      • UT
      • VA
      • VT
      • WA
      • WI

      Evan has served in a variety of roles since joining Katz Wealth Management in 2004. Today he partners with Jason on the essential area of client outreach. Together they proactively contact clients to review portfolio strategy, account performance, and market updates. Evan also collaborates with the team in analyzing portfolios and presenting investment solutions tailored to clients’ individual portfolios. Finally, Evan co-heads the team's comprehensive financial planning process, reviewing such topics as retirement planning, asset allocation, investment management and insurance needs.

      Credentials that build confidence
      A CERTIFIED FINANCIAL PLANNER™ professional, Evan holds the Certified Investment Management Analyst® designation, administered by the Investment Management Consultants Association® and taught in conjunction with The Wharton School, University of Pennsylvania. He has completed the UBS Wealth Management Education Program and maintains his Series 7, 31 and 66 securities licenses along with New York State life and health insurance licenses. Evan received his B.S. from The Kelley School of Business at Indiana University.

      Outside of UBS
      Evan lives with his wife, Meredith, and enjoys yoga, running, and supporting local live music. Evan is also an active participant in the UBS Community Affairs & Corporate Responsibility program.

        • Kelley School of Business at Indiana University, B.S.
        • CERTIFIED FINANCIAL PLANNER™
        • Certified Investment Management Analyst®
        1285 Avenue Of The Americas
        New York, NY 10019
      • Tommy Karavas Profile Photo

        Tommy Karavas, CFA®, CFP®, CIMA®

        Senior Wealth Strategy Associate

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        • AK
        • AL
        • AZ
        • CA
        • CO
        • CT
        • DC
        • DE
        • FL
        • GA
        • IA
        • ID
        • IL
        • IN
        • KS
        • KY
        • LA
        • MA
        • MD
        • ME
        • MN
        • MO
        • MT
        • NC
        • NH
        • NJ
        • NM
        • NV
        • NY
        • OH
        • OR
        • PA
        • PR
        • RI
        • SC
        • TX
        • UT
        • VA
        • VT
        • WA
        • WI

        Insight grounded in experience
        Tommy, a Katz Wealth Management team member since 2007, co-heads the team's comprehensive financial planning process along with overseeing all insurance planning for clients, an integral part of the team's trademark careful planning process. Tommy analyzes client's insurance needs, reviews existing policies, and makes sure that clients have the right coverage via such solutions as long-term care, life insurance, and annuities. Lastly, Tommy assists clients in pursuing philanthropic efforts and has extensive experience in establishing donor-advised funds, private foundations, endowments, and charitable gift annuities.

        Credentials that build confidence
        As a CERTIFIED FINANCIAL PLANNER™, Tommy has received extensive training in advanced planning for retirement, college saving, insurance, and wealth transfer strategies. Tommy holds the Certified Investment Management Analyst® designation, administered by Investment Management Consultants Association® and taught in conjunction with The Wharton School, University of Pennsylvania. He also maintains Series 3, 7, and 66 securities licenses as well as New York State life and health insurance licenses. In addition, Tommy is also a Chartered Financial Analyst charter holder (CFA®) and an active member of the CFA Society of New York. Tommy graduated with a B.S. from The John F. Welch School of Business at Sacred Heart University in Connecticut.

        Outside of UBS
        Tommy lives in New York with his wife, Tara, and enjoys traveling and spending time with family and friends. He is an active participant in the UBS Community Affairs & Corporate Responsibility program.

          • John F. Welch School of Business at Sacred Heart University in Connecticut, B.S.
          • CERTIFIED FINANCIAL PLANNER™
          • Certified Investment Management Analyst®
          • Chartered Financial Analyst®
          1285 Avenue Of The Americas
          New York, NY 10019
        • Ryan Pratt Profile Photo

          Ryan Pratt, CFP®

          Senior Wealth Strategy Associate

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          • AK
          • AL
          • AZ
          • CA
          • CO
          • CT
          • DC
          • DE
          • FL
          • GA
          • HI
          • IA
          • ID
          • IL
          • IN
          • KS
          • KY
          • LA
          • MA
          • MD
          • ME
          • MI
          • MN
          • MO
          • MT
          • NC
          • NH
          • NJ
          • NM
          • NV
          • NY
          • OH
          • OK
          • OR
          • PA
          • PR
          • RI
          • SC
          • TN
          • TX
          • UT
          • VA
          • VT
          • WA
          • WI

          Insight grounded in experience
          Like so many members of the Katz Wealth Management team, Ryan has multiple specialties. He serves as the team's lead Portfolio Analyst, responsible for performing extensive reviews of clients’ investment portfolios and helping to develop customized solutions to align their portfolios with their financial plans. Ryan also oversees trading for all equities, exchange traded funds, mutual funds and options. Lastly, he heads the team's institutional money manager and investment solution due diligence process.

          Credentials that build confidence
          Ryan joined Katz Wealth Management in 2005 and is a CERTIFIED FINANCIAL PLANNER™ trained in personal financial planning, retirement planning and estate planning strategies. He maintains his New York State life and health insurance licenses along with his Series 7 and 66 securities licenses.

          Ryan received his B.A. in finance from The College of Business Administration at Fordham University and his M.B.A. from Fordham Graduate Business School.

          Outside of UBS
          Ryan enjoys live music and the great outdoors and is an active participant in the UBS Community Affairs & Corporate Responsibility program. In his free time, he is also a volunteer and mentor in various New York Cares programs.

            • College of Business Administration at Fordham University, B.A. in Finance
            • Fordham Graduate Business School, M.B.A.
            • CERTIFIED FINANCIAL PLANNER™
            1285 Avenue Of The Americas
            New York, NY 10019

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          Learn more at ubs.com/wealthway.

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