Let's move forward. Together.

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

Jason Maxwell Katz, CIMA®

Managing Director–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
- Barron’s Top 100 Private Wealth Advisory Teams, 2022The Barron's rating is awarded annually in March and is based on information from the prior year Q4.
- Barron’s Top 50 Private Wealth Advisory Teams, 2019, 2020The Barron's rating is awarded annually in March and is based on information from the prior year Q4.
- Barron's Top 1,000 Financial Advisors, 2010, 2011, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 100 Financial Advisors, 2018, 2019, 2020, 2021, 2022The Barron's rating is awarded annually in April and is based on information from the prior year Q4.
- Forbes America's Top Wealth Advisors, 2017, 2018, 2019, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes/SHOOK Top 100 Wealth Advisors, 2016The Forbes rating is awarded annually in August or September and is based on information from March of the prior year to March of the award year.
- Boston University, B.A. in Finance
- Certified Investment Management Analyst®
- Senior Portfolio Manager
1285 Avenue Of The Americas
New York, NY 10019
Hardy L. Winburn, CFP®, CIMA®, CLU®, ChFC®, CFS®

Managing Director–Wealth Management

Financial Advisor
View bio Industry recognition
- AL
- AR
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- ID
- IL
- KY
- LA
- MN
- MO
- MS
- NC
- NJ
- NY
- OR
- TN
- TX
- UT
- WA
- WV
Hardy Winburn joined UBS in January 2002 and formed the team that would become Winburn Wealth Management. In the 19 years prior, he was President and CEO of a national manufacturing and distribution firm that was named the 1997 Arkansas Business of the Year by Arkansas Business Publishing Group.

A graduate of Phillips Exeter Academy, Hardy earned his bachelor of science in management science from Duke University and his master of business administration at the University of Arkansas at Little Rock. In addition, Hardy completed The Presidents' Seminar training program through Harvard Business School.

Since 1995, Hardy has been a member of the world's premier peer network of chief executives and business leaders, the Young Presidents' Organization. A member of YPO Gold (formerly the World Presidents' Organization) since 2008, he currently serves as the Chair of the Arkansas Chapter.

In recognition of his performance at the firm, he is a member of UBS's Pinnancle Council.

Professional recognition
- Certified Financial PlannerTM (CFP®)
- Certified Investment Management Analyst® (CIMA®)
- Chartered Life Underwriter® (CLU®)
- Chartered Financial Consultant® (ChFC®)
- Certified Fund Specialist® (CFS®)
- Retirement Income Certified Professional® (RICP®)
- Certified Exit Planning Advisor® (CEPA®)
- Barron's Top 1,000 Financial Advisors, 2009The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Phillips Exeter Academy
- Duke University, Bachelor of Science in Management Science
- University of Arkansas at Little Rock, Master of Business Administration
- Certified Exit Planning Advisor
- Senior Portfolio Manager
- Retirement Plan Consultant
10800 Financial Center Parkway
Suite 400, 4th Floor
Little Rock, AR 72211
Alex Smith, CFP®, CIMA®, CPWA®, CEPA®

Senior Wealth Strategy Associate
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- Adelphi University, B.A. in Business
- Certified Exit Planning Advisor
- CERTIFIED FINANCIAL PLANNER™
- Certified Investment Management Analyst®
1285 Avenue Of The Americas
New York, NY 10019
Evan Kresman, CFP®, CIMA®

Senior Wealth Strategy Associate
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- PR
- RI
- SC
- TX
- UT
- VA
- VT
- WA
- WI
- Kelley School of Business at Indiana University, B.S.
- CERTIFIED FINANCIAL PLANNER™
- Certified Investment Management Analyst®
1285 Avenue Of The Americas
New York, NY 10019
Tommy Karavas, CFA®, CFP®, CIMA®

Senior Wealth Strategy Associate
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- PR
- RI
- SC
- TX
- UT
- VA
- VT
- WA
- WI
Tommy joined KWM in 2007 and co-heads the team's comprehensive financial and insurance planning for clients. Tommy analyzes client insurance needs, reviews existing policies, and assures that they have the right coverage. Lastly, Tommy assists clients in pursuing philanthropic efforts and has extensive experience in establishing donor-advised funds, private foundations, endowments, and charitable gift annuities. As a CERTIFIED FINANCIAL PLANNER™, Tommy has received extensive training in advanced planning for retirement, college saving, insurance, and wealth transfer strategies. Tommy holds the Certified Investment Management Analyst® designation, administered by Investment Management Consultants Association® and taught in conjunction with The Wharton School, University of Pennsylvania. He also maintains Series 3, 7, and 66 securities licenses as well as New York State life and health insurance licenses. In addition, Tommy is also a Chartered Financial Analyst charter holder (CFA®) and an active member of the CFA Society of New York.

Tommy graduated with a B.S. from The John F. Welch School of Business at Sacred Heart University in Connecticut. Tommy lives in New York with his wife, Tara, and two children, Thanasi and Chloe. He enjoys traveling and spending time with family and friends. He is an active participant in the UBS Community Affairs & Corporate Responsibility program.
- John F. Welch School of Business at Sacred Heart University in Connecticut, B.S.
- CERTIFIED FINANCIAL PLANNER™
- Certified Investment Management Analyst®
- Chartered Financial Analyst®
1285 Avenue Of The Americas
New York, NY 10019
Ryan Pratt, CFP®

Senior Wealth Strategy Associate
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- College of Business Administration at Fordham University, B.A. in Finance
- Fordham Graduate Business School, M.B.A.
- CERTIFIED FINANCIAL PLANNER™
1285 Avenue Of The Americas
New York, NY 10019

Jason Maxwell Katz, CIMA®

Managing Director–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
- Barron’s Top 100 Private Wealth Advisory Teams, 2022The Barron's rating is awarded annually in March and is based on information from the prior year Q4.
- Barron’s Top 50 Private Wealth Advisory Teams, 2019, 2020The Barron's rating is awarded annually in March and is based on information from the prior year Q4.
- Barron's Top 1,000 Financial Advisors, 2010, 2011, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 100 Financial Advisors, 2018, 2019, 2020, 2021, 2022The Barron's rating is awarded annually in April and is based on information from the prior year Q4.
- Forbes America's Top Wealth Advisors, 2017, 2018, 2019, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes/SHOOK Top 100 Wealth Advisors, 2016The Forbes rating is awarded annually in August or September and is based on information from March of the prior year to March of the award year.
- Boston University, B.A. in Finance
- Certified Investment Management Analyst®
- Senior Portfolio Manager
1285 Avenue Of The Americas
New York, NY 10019
Hardy L. Winburn, CFP®, CIMA®, CLU®, ChFC®, CFS®

Managing Director–Wealth Management

Financial Advisor
View bio Industry recognition
- AL
- AR
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- ID
- IL
- KY
- LA
- MN
- MO
- MS
- NC
- NJ
- NY
- OR
- TN
- TX
- UT
- WA
- WV
Hardy Winburn joined UBS in January 2002 and formed the team that would become Winburn Wealth Management. In the 19 years prior, he was President and CEO of a national manufacturing and distribution firm that was named the 1997 Arkansas Business of the Year by Arkansas Business Publishing Group.

A graduate of Phillips Exeter Academy, Hardy earned his bachelor of science in management science from Duke University and his master of business administration at the University of Arkansas at Little Rock. In addition, Hardy completed The Presidents' Seminar training program through Harvard Business School.

Since 1995, Hardy has been a member of the world's premier peer network of chief executives and business leaders, the Young Presidents' Organization. A member of YPO Gold (formerly the World Presidents' Organization) since 2008, he currently serves as the Chair of the Arkansas Chapter.

In recognition of his performance at the firm, he is a member of UBS's Pinnancle Council.

Professional recognition
- Certified Financial PlannerTM (CFP®)
- Certified Investment Management Analyst® (CIMA®)
- Chartered Life Underwriter® (CLU®)
- Chartered Financial Consultant® (ChFC®)
- Certified Fund Specialist® (CFS®)
- Retirement Income Certified Professional® (RICP®)
- Certified Exit Planning Advisor® (CEPA®)
- Barron's Top 1,000 Financial Advisors, 2009The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Phillips Exeter Academy
- Duke University, Bachelor of Science in Management Science
- University of Arkansas at Little Rock, Master of Business Administration
- Certified Exit Planning Advisor
- Senior Portfolio Manager
- Retirement Plan Consultant
10800 Financial Center Parkway
Suite 400, 4th Floor
Little Rock, AR 72211
Alex Smith, CFP®, CIMA®, CPWA®, CEPA®

Senior Wealth Strategy Associate
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- Adelphi University, B.A. in Business
- Certified Exit Planning Advisor
- CERTIFIED FINANCIAL PLANNER™
- Certified Investment Management Analyst®
1285 Avenue Of The Americas
New York, NY 10019
Evan Kresman, CFP®, CIMA®

Senior Wealth Strategy Associate
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- PR
- RI
- SC
- TX
- UT
- VA
- VT
- WA
- WI
- Kelley School of Business at Indiana University, B.S.
- CERTIFIED FINANCIAL PLANNER™
- Certified Investment Management Analyst®
1285 Avenue Of The Americas
New York, NY 10019
Tommy Karavas, CFA®, CFP®, CIMA®

Senior Wealth Strategy Associate
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- PR
- RI
- SC
- TX
- UT
- VA
- VT
- WA
- WI
Tommy joined KWM in 2007 and co-heads the team's comprehensive financial and insurance planning for clients. Tommy analyzes client insurance needs, reviews existing policies, and assures that they have the right coverage. Lastly, Tommy assists clients in pursuing philanthropic efforts and has extensive experience in establishing donor-advised funds, private foundations, endowments, and charitable gift annuities. As a CERTIFIED FINANCIAL PLANNER™, Tommy has received extensive training in advanced planning for retirement, college saving, insurance, and wealth transfer strategies. Tommy holds the Certified Investment Management Analyst® designation, administered by Investment Management Consultants Association® and taught in conjunction with The Wharton School, University of Pennsylvania. He also maintains Series 3, 7, and 66 securities licenses as well as New York State life and health insurance licenses. In addition, Tommy is also a Chartered Financial Analyst charter holder (CFA®) and an active member of the CFA Society of New York.

Tommy graduated with a B.S. from The John F. Welch School of Business at Sacred Heart University in Connecticut. Tommy lives in New York with his wife, Tara, and two children, Thanasi and Chloe. He enjoys traveling and spending time with family and friends. He is an active participant in the UBS Community Affairs & Corporate Responsibility program.
- John F. Welch School of Business at Sacred Heart University in Connecticut, B.S.
- CERTIFIED FINANCIAL PLANNER™
- Certified Investment Management Analyst®
- Chartered Financial Analyst®
1285 Avenue Of The Americas
New York, NY 10019
Ryan Pratt, CFP®

Senior Wealth Strategy Associate
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- College of Business Administration at Fordham University, B.A. in Finance
- Fordham Graduate Business School, M.B.A.
- CERTIFIED FINANCIAL PLANNER™
1285 Avenue Of The Americas
New York, NY 10019

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Jason Maxwell Katz, CIMA®

Hardy L. Winburn, CFP®, CIMA®, CLU®, ChFC®, CFS®

Alex Smith, CFP®, CIMA®, CPWA®, CEPA®

Evan Kresman, CFP®, CIMA®

Tommy Karavas, CFA®, CFP®, CIMA®

Ryan Pratt, CFP®