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$5.9+ trn
UBS Group invested assets
As of 06/30/2024
With the complexity of today's markets and uncertainty about tomorrow's economy, good financial advice is more important than ever. As a team of dedicated Financial Advisors, we're committed to helping you organize your finances around your short term needs, your longer-term goals and what you envision for generations to come. Our knowledgeable perspective, good judgement and broad experience can help you meet your challenges and seize opportunities.
Senior Vice President–Wealth Management
Financial Advisor
James joined The Haertel Group in 2015 and has been in the financial services industry for over 15 years. He works closely with multi-generational Families in the areas of customized investment strategies, portfolio management, retirement and estate planning, cash management, lending and charitable giving solutions. James was recognized as one of Fairfield County's top 40 under 40 in 2014 and holds the Chartered Retirement Planning Counselor designation.
Prior to joining the Haertel Group, James was a founding partner in The Gellmann and Parker Wealth Management Group of Wells Fargo Advisors in Old Greenwich, Connecticut from 2008-2015 and was also a Financial Advisor with UBS Financial Services in Greenwich, Connecticut from 2004-2008. Prior to joining UBS, James worked as a Personal Banker at The Bank of New York. James attended the University of Delaware and graduated from the Lerner College of Business and Economics with a degree in Finance.
Professional Experience
Commitment to giving back
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Education
Credentials
Senior Vice President–Wealth Management
Financial Advisor
James joined The Haertel Group in 2015 and has been in the financial services industry for over 15 years. He works closely with multi-generational Families in the areas of customized investment strategies, portfolio management, retirement and estate planning, cash management, lending and charitable giving solutions. James was recognized as one of Fairfield County's top 40 under 40 in 2014 and holds the Chartered Retirement Planning Counselor designation.
Prior to joining the Haertel Group, James was a founding partner in The Gellmann and Parker Wealth Management Group of Wells Fargo Advisors in Old Greenwich, Connecticut from 2008-2015 and was also a Financial Advisor with UBS Financial Services in Greenwich, Connecticut from 2004-2008. Prior to joining UBS, James worked as a Personal Banker at The Bank of New York. James attended the University of Delaware and graduated from the Lerner College of Business and Economics with a degree in Finance.
Professional Experience
Commitment to giving back
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Education
Credentials
Roaring 20s: The next stage
Our Chief Investment Office (CIO) looks to what awaits investors in the next half of the decade with the 2025 edition of Year Ahead.
A dramatic change in US politics, Chinese economic stimulus, ongoing geopolitical developments and falling interest rates are all at play. How should you prepare your portfolio? Let’s talk about how you can move confidently forward in the new year and beyond.
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
51 countries
Our global footprint
Global leader
UBS is a leading and truly global wealth manager
