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$5.9+ trn
UBS Group invested assets
As of 06/30/2024
Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.
Senior Vice President–Wealth Management
Financial Advisor
Jim joined UBS in 2024 as a Senior Vice President from Morgan Stanley. For over 35 years, he has dedicated himself to meeting his clients' needs by uncovering innovative solutions to find the best way forward, while always focusing on the goals that truly matter. His practice focuses on providing Family Office Solutions to affluent individuals and their families. Specializing in the changing financial needs during life transitions, Jim manages complex family strategies, business succession strategies, retirement planning goals - both financial and life enjoyment opportunities, tax minimization strategies, inheritance planning, and trust review and design. In every relationship, his key focus is to deliver comprehensive wealth management to meet the needs of the client.
Jim earned a Bachelor of Science in Business Management at California State Polytechnic University, Pomona. He holds his Series 7 and 66 securities licenses and has his Senior Portfolio Manager designation. Jim has a strong desire to serve his community by working with several community groups that focus on youth development. He and his wife, Lori, have been married for 37 years and are the proud parents of three very productive sons. Outside the office, Jim's passion is restoring classic cars, high-adventure outdoor activities and traveling the world.
Past experience
– Strategic Wealth Advisor, Morgan Stanley 2012-2024
– Wealth Advisor, Merrill Lynch 2005-2012
Education and credentials
– B.S. Business Management, California Polytechnic
University, Pomona
– Series 7 and 66 securities licenses
– CA Insurance License #0F06241
Senior Vice President–Wealth Management
Financial Advisor
Jim joined UBS in 2024 as a Senior Vice President from Morgan Stanley. For over 35 years, he has dedicated himself to meeting his clients' needs by uncovering innovative solutions to find the best way forward, while always focusing on the goals that truly matter. His practice focuses on providing Family Office Solutions to affluent individuals and their families. Specializing in the changing financial needs during life transitions, Jim manages complex family strategies, business succession strategies, retirement planning goals - both financial and life enjoyment opportunities, tax minimization strategies, inheritance planning, and trust review and design. In every relationship, his key focus is to deliver comprehensive wealth management to meet the needs of the client.
Jim earned a Bachelor of Science in Business Management at California State Polytechnic University, Pomona. He holds his Series 7 and 66 securities licenses and has his Senior Portfolio Manager designation. Jim has a strong desire to serve his community by working with several community groups that focus on youth development. He and his wife, Lori, have been married for 37 years and are the proud parents of three very productive sons. Outside the office, Jim's passion is restoring classic cars, high-adventure outdoor activities and traveling the world.
Past experience
– Strategic Wealth Advisor, Morgan Stanley 2012-2024
– Wealth Advisor, Merrill Lynch 2005-2012
Education and credentials
– B.S. Business Management, California Polytechnic
University, Pomona
– Series 7 and 66 securities licenses
– CA Insurance License #0F06241
24 questions for the '24 US election
Election day is fast approaching and the outcome could impact your portfolio. Connect with us for election insights and investment strategies that may be right for you.
The latest ElectionWatch report from our Chief Investment Office answers 24 of investors' frequently asked questions. Covering a range of concerns from taxes and inflation to investment considerations and monetary policy, this report can help inform your decisions regardless of the election's outcome.
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
51 countries
Our global footprint
Global leader
UBS is a leading and truly global wealth manager
