Experience

California Insurance License #1128528

David brings over 30 years of portfolio management and financial planning experience to the team. He works with clients to develop tailored wealth management strategies primarily focusing on equity and fixed income research, asset allocation and security selection. He is an alumnus of Drew University with a B.A. in political science and history. David resides in West Hartford, CT with his wife and two sons, and is active in coaching youth sports in his hometown.

California Insurance License #0K67410

With over 15 years of wealth management and consulting experience, Greg focuses on serving the investment and planning needs of individuals, privately held companies and retirement plans. Greg is a member of the UBS Retirement Plan Consulting Group, having attained Senior Retirement Plan Consultant status and assists organizations in evaluating and maintaining suitable retirement plans. He also heads the team's Retirement Plan business and possesses the Chartered Retirement Plans Specialist (CRPS®) and Accredited Investment Fiduciary (AIF®) designations. Working with private clients, Greg applies financial, goals-based analysis to fulfill client needs involving educational funding and retirement and estate planning strategies. An alumnus of Western New England College, with honors, Greg and his family reside in West Hartford, CT.

California Insurance License #0K67121

Upon graduating with a degree in finance from Fairfield University's Dolan School of Business in 2008, Rob was identified via a national search and admitted into a comprehensive wealth management training program. Rob joined the Group in 2009 and leads the servicing of the team's retirement plan business. He provides ongoing support to plan sponsors and participants via plan conversion oversight, participant enrollment, investment education, risk management, quarterly plan investment reviews and retirement plan design. Rob previously served as a resident planner in UBS' Regional Consulting Center in Boston, where he assisted high net worth clients in achieving their retirement goals through comprehensive financial planning. Rob maintains several securities licenses and resides in North Haven, CT, with his wife.

Dan brings over 25 years of investment management and financial services industry experience to the team. He is responsible for developing and implementing comprehensive investment solutions designed for institutional and high net worth clients. Responsibilities include strategy development, portfolio structuring and allocation, selection and oversight of money managers, performance attribution and risk analysis. An alumnus of Boston College with a B.A. in political science and philosophy, Dan is a CFA Charter Holder and a member of the CFA Institute. He resides in West Hartford, CT with his wife and two children.

While the most recent addition to Integrated Wealth Management Group, Stephen brings with him 15 years of comprehensive wealth management experience. He performs multiple roles on the Team, with specific proficiency in developing custom financial plans and utilization of firm trading platforms. Conducting a detailed discovery and understanding the client’s current asset allocation are cornerstones of the process, which then allow for portfolio positioning to be aligned with individual risk tolerance, goals and objectives. From an asset management perspective, Steve conducts multiple trading and analysis functions including selection and asset allocation work.

An alumnus of Roger Williams University with a B.A. in Philosophy, Stephen pursued a career in law, attending New England School of Law in Boston. He changed his career direction, leaving law school to instead pursue his passions for finance and the capital markets. He entered the financial services industry in 2009, working his way up through various positions at UBS.

On a personal note, Stephen loves the outdoors and spends his time kayaking, backpacking, fly fishing and snowboarding with his fiancée Erica.

Carly began working in the wealth management industry when she joined UBS and the Integrated Wealth Management Group in 2022. She previously worked for non-profits in Utah and Connecticut in various administration, finance and communication roles. A wearer of many hats and growing responsibilities, Carly primarily supports the Retirement Plan and Institutional Clients for the team. She works directly with plan sponsors, recordkeepers and participants on a myriad of items including: quarterly reporting, recordkeeper interactions, fee benchmarking exercises and delivering participant investment and planning education. Carly graduated from the University of Vermont where she studied Political Science and Spanish. When not working, Carly enjoys mountain biking, back country skiing and live music. She currently resides in Avon, CT with her husband Kevin, newborn son, Trip and amazing dog, Levi.

Patti has been committed to providing exceptional client service since entering the industry in 1987. She is the familiar voice on the other end of the phone for clients. She continually strives to earn clients' continued trust, confidence and offer efficient assistance. Patti coordinates the Group's day-to-day operations, maintains business management systems and enhances service models to improve client satisfaction. Patti maintains several securities licenses. She resides in Wethersfield, CT, with her husband and two children.