Experience

California Insurance License #1128528

David brings over 30 years of portfolio management and financial planning experience to the team. He works with clients to develop tailored wealth management strategies primarily focusing on equity and fixed income research, asset allocation and security selection. An alumnus of Drew University with a B.A. in political science and history, David is also a member of the Investment Management Consultants Association as well as the Institute for Certified Investment Management Consultants. A resident of West Hartford, CT with his wife and two sons, David is a Board Member of the Arthritis Foundation of New England and is active coaching youth sports in his hometown.

California Insurance License #0K67410

With over 15 years of wealth management and consulting experience, Greg focuses on serving the investment and planning needs of individuals, privately held companies and retirement plans. Greg is a select member of the UBS Retirement Plan Consulting Group, having attained Senior Retirement Plan Consultant status and assists organizations in evaluating and maintaining suitable retirement plans. He also heads the Group's Retirement Plan practice and possesses the Chartered Retirement Plans Specialist (CRPS®) and Accredited Investment Fiduciary (AIF®) designations. Working with private clients, Greg applies financial, goals-based analysis to fulfill client needs involving educational funding, retirement and estate planning. An alumnus of Western New England College, with honors, Greg and his family reside in West Hartford, CT.

California Insurance License #0K67121

Upon graduating with a degree in finance from Fairfield University's Dolan School of Business in 2008, Rob was identified via a national search and admitted into an exclusive comprehensive wealth management training program. Rob joined the Group in 2009 and leads the servicing of the team's retirement plan practice. He provides ongoing support to plan sponsors and participants via plan conversion oversight, participant enrollment, investment education, risk management, quarterly plan investment reviews and retirement plan design. Rob previously served as a resident planner in UBS' Regional Consulting Center in Boston, where he assisted high net worth clients in achieving their retirement goals through comprehensive financial planning. Rob maintains several securities licenses and resides in North Haven, CT, with his wife.

Dan brings over 25 years of investment management and financial services industry experience to the team. He is responsible for developing and implementing comprehensive investment solutions designed for institutional and high net worth clients. Responsibilities include strategy development, portfolio structuring and allocation, selection and oversight of money managers, performance attribution and risk analysis. An alumnus of Boston College with a B.A. in political science and philosophy, Dan is a CFA Charter Holder and a member of the CFA Institute. He resides in West Hartford, CT with his wife and two children.

Brian entered the financial services industry in 2002 and maintains both the requisite securities licenses and several supervisory licenses. Brian performs multiple roles within the Group including developing custom financial plans, utilization of trading platforms, support for plan sponsors and participants of retirement plans and a multitude of other client and team support functions. On a personal note, Brian served in the Rhode Island Army National Guard (RIANG) from 2000-2008, achieving the rank of Sergeant and served overseas in support of Operation Iraqi Freedom III in 2005. Brian resides in Killingly, CT, with his wife.

Patti has been committed to providing exceptional client service since entering the industry in 1987. She is the familiar voice on the other end of the phone for clients. She continually strives to earn clients' continued trust, confidence and offer efficient assistance. Patti coordinates the Group's day-to-day operations, maintains business management systems and enhances service models to improve client satisfaction. Patti maintains several securities licenses. She resides in Wethersfield, CT, with her husband and two children.