Benefit from our insights

Advice made stronger with the right partner

Our team’s disciplined approach combines personalized guidance on the complexities of multigenerational wealth management for individuals and their families, along with retirement plan consulting for businesses and organizations. We help private investors and executive employees develop comprehensive wealth management strategies, including the integration of pension and retirement plan benefits.

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Individuals, business and institutions rely on us for our expertise, responsiveness and customized wealth management and planning solutions.
- Integrated Wealth Management

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

David Ellovich

Senior Vice President–Wealth Management
View bio
- AK
- AZ
- CA
- CO
- CT
- DC
- FL
- GA
- HI
- IL
- KY
- MA
- MD
- ME
- MI
- MN
- NC
- NH
- NJ
- NY
- OH
- OK
- PA
- RI
- SC
- TN
- TX
- VA
- VI
- VT
- WA
California Insurance License #1128528

David brings over 30 years of portfolio management and financial planning experience to the team. He works with clients to develop tailored wealth management strategies primarily focusing on equity and fixed income research, asset allocation and security selection. An alumnus of Drew University with a B.A. in political science and history, David is also a member of the Investment Management Consultants Association as well as the Institute for Certified Investment Management Consultants. A resident of West Hartford, CT with his wife and two sons, David is a Board Member of the Arthritis Foundation of New England and is active coaching youth sports in his hometown.
- Drew University, B.A. Political Science and History
One State Street
Suite 1600
Hartford, CT 06103
Greg Mendoza, CRPS

Senior Vice President–Wealth Management

Chartered Retirement Plans Specialist℠
View bio Industry recognition
- AK
- AZ
- CA
- CO
- CT
- DC
- FL
- GA
- HI
- IL
- KY
- MA
- MD
- ME
- MI
- MN
- NC
- NH
- NJ
- NY
- OH
- OK
- PA
- RI
- SC
- TN
- TX
- VA
- VI
- VT
- WA
California Insurance License #0K67410

With over 15 years of wealth management and consulting experience, Greg focuses on serving the investment and planning needs of individuals, privately held companies and retirement plans. Greg is a select member of the UBS Retirement Plan Consulting Group, having attained Senior Retirement Plan Consultant status and assists organizations in evaluating and maintaining suitable retirement plans. He also heads the Group's Retirement Plan practice and possesses the Chartered Retirement Plans Specialist (CRPS®) and Accredited Investment Fiduciary (AIF®) designations. Working with private clients, Greg applies financial, goals-based analysis to fulfill client needs involving educational funding, retirement and estate planning. An alumnus of Western New England College, with honors, Greg and his family reside in West Hartford, CT.
- Forbes Best-in-State Wealth Advisors, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- PLANADVISER Top Retirement Plan Advisers, 2022, 2023The PLANADVISOR rating is awarded in Q1 based on information from January of the award year.
- Western New England College
- Chartered Retirement Plans Specialist℠
- Endowment & Foundation Consultant
- Senior Retirement Plan Consultant
One State Street
Suite 1600
Hartford, CT 06103
Robert Jermine, Jr., CRPS

First Vice President–Wealth Management

Chartered Retirement Plans Specialist℠
View bio
- AK
- AZ
- CA
- CO
- CT
- DC
- FL
- GA
- HI
- IL
- KY
- MA
- MD
- ME
- MI
- MN
- NC
- NH
- NJ
- NY
- OH
- OK
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- VI
- VT
- WA
California Insurance License #0K67121

Upon graduating with a degree in finance from Fairfield University's Dolan School of Business in 2008, Rob was identified via a national search and admitted into an exclusive comprehensive wealth management training program. Rob joined the Group in 2009 and leads the servicing of the team's retirement plan practice. He provides ongoing support to plan sponsors and participants via plan conversion oversight, participant enrollment, investment education, risk management, quarterly plan investment reviews and retirement plan design. Rob previously served as a resident planner in UBS' Regional Consulting Center in Boston, where he assisted high net worth clients in achieving their retirement goals through comprehensive financial planning. Rob maintains several securities licenses and resides in North Haven, CT, with his wife.
- Fairfield University's Dolan School of Business, Finance
- Chartered Retirement Plans Specialist℠
- Senior Retirement Plan Consultant
One State Street
Suite 1600
Hartford, CT 06103
Daniel Keating, CFA

Senior Wealth Strategy Associate
View bio
- AZ
- CA
- CO
- CT
- FL
- GA
- IL
- MA
- MD
- ME
- MI
- MN
- NC
- NH
- NJ
- NY
- OH
- PA
- RI
- SC
- TX
- VA
- VI
- WA
Dan brings over 25 years of investment management and financial services industry experience to the team. He is responsible for developing and implementing comprehensive investment solutions designed for institutional and high net worth clients. Responsibilities include strategy development, portfolio structuring and allocation, selection and oversight of money managers, performance attribution and risk analysis. An alumnus of Boston College with a B.A. in political science and philosophy, Dan is a CFA Charter Holder and a member of the CFA Institute. He resides in West Hartford, CT with his wife and two children.
- Boston College, B.A. Political Science and Philosophy
- Chartered Financial Analyst®
One State Street
Suite 1600
Hartford, CT 06103
Brian Proppe, CFP

Senior Wealth Strategy Associate

CERTIFIED FINANCIAL PLANNER™
View bio
- AK
- AZ
- CA
- CO
- CT
- DC
- FL
- GA
- IL
- MA
- MD
- ME
- MI
- MN
- NC
- NH
- NJ
- NY
- OH
- OK
- PA
- RI
- SC
- TN
- TX
- VA
- VI
- VT
- WA
Brian entered the financial services industry in 2002 and maintains both the requisite securities licenses and several supervisory licenses. Brian performs multiple roles within the Group including developing custom financial plans, utilization of trading platforms, support for plan sponsors and participants of retirement plans and a multitude of other client and team support functions. On a personal note, Brian served in the Rhode Island Army National Guard (RIANG) from 2000-2008, achieving the rank of Sergeant and served overseas in support of Operation Iraqi Freedom III in 2005. Brian resides in Killingly, CT, with his wife.
- CERTIFIED FINANCIAL PLANNER™
One State Street
Suite 1600
Hartford, CT 06103
Patricia Morytko

Team Administrator

Financial Paraplanner Qualified Professional™
View bio
- CT
- FL
- MA
- NJ
- NY
- PA
- TX
- VI
Patti has been committed to providing exceptional client service since entering the industry in 1987. She is the familiar voice on the other end of the phone for clients. She continually strives to earn clients' continued trust, confidence and offer efficient assistance. Patti coordinates the Group's day-to-day operations, maintains business management systems and enhances service models to improve client satisfaction. Patti maintains several securities licenses. She resides in Wethersfield, CT, with her husband and two children.
- Financial Paraplanner Qualified Professional™
One State Street
Suite 1600
Hartford, CT 06103

David Ellovich

Senior Vice President–Wealth Management
View bio
- AK
- AZ
- CA
- CO
- CT
- DC
- FL
- GA
- HI
- IL
- KY
- MA
- MD
- ME
- MI
- MN
- NC
- NH
- NJ
- NY
- OH
- OK
- PA
- RI
- SC
- TN
- TX
- VA
- VI
- VT
- WA
California Insurance License #1128528

David brings over 30 years of portfolio management and financial planning experience to the team. He works with clients to develop tailored wealth management strategies primarily focusing on equity and fixed income research, asset allocation and security selection. An alumnus of Drew University with a B.A. in political science and history, David is also a member of the Investment Management Consultants Association as well as the Institute for Certified Investment Management Consultants. A resident of West Hartford, CT with his wife and two sons, David is a Board Member of the Arthritis Foundation of New England and is active coaching youth sports in his hometown.
- Drew University, B.A. Political Science and History
One State Street
Suite 1600
Hartford, CT 06103
Greg Mendoza, CRPS

Senior Vice President–Wealth Management

Chartered Retirement Plans Specialist℠
View bio Industry recognition
- AK
- AZ
- CA
- CO
- CT
- DC
- FL
- GA
- HI
- IL
- KY
- MA
- MD
- ME
- MI
- MN
- NC
- NH
- NJ
- NY
- OH
- OK
- PA
- RI
- SC
- TN
- TX
- VA
- VI
- VT
- WA
California Insurance License #0K67410

With over 15 years of wealth management and consulting experience, Greg focuses on serving the investment and planning needs of individuals, privately held companies and retirement plans. Greg is a select member of the UBS Retirement Plan Consulting Group, having attained Senior Retirement Plan Consultant status and assists organizations in evaluating and maintaining suitable retirement plans. He also heads the Group's Retirement Plan practice and possesses the Chartered Retirement Plans Specialist (CRPS®) and Accredited Investment Fiduciary (AIF®) designations. Working with private clients, Greg applies financial, goals-based analysis to fulfill client needs involving educational funding, retirement and estate planning. An alumnus of Western New England College, with honors, Greg and his family reside in West Hartford, CT.
- Forbes Best-in-State Wealth Advisors, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- PLANADVISER Top Retirement Plan Advisers, 2022, 2023The PLANADVISOR rating is awarded in Q1 based on information from January of the award year.
- Western New England College
- Chartered Retirement Plans Specialist℠
- Endowment & Foundation Consultant
- Senior Retirement Plan Consultant
One State Street
Suite 1600
Hartford, CT 06103
Robert Jermine, Jr., CRPS

First Vice President–Wealth Management

Chartered Retirement Plans Specialist℠
View bio
- AK
- AZ
- CA
- CO
- CT
- DC
- FL
- GA
- HI
- IL
- KY
- MA
- MD
- ME
- MI
- MN
- NC
- NH
- NJ
- NY
- OH
- OK
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- VI
- VT
- WA
California Insurance License #0K67121

Upon graduating with a degree in finance from Fairfield University's Dolan School of Business in 2008, Rob was identified via a national search and admitted into an exclusive comprehensive wealth management training program. Rob joined the Group in 2009 and leads the servicing of the team's retirement plan practice. He provides ongoing support to plan sponsors and participants via plan conversion oversight, participant enrollment, investment education, risk management, quarterly plan investment reviews and retirement plan design. Rob previously served as a resident planner in UBS' Regional Consulting Center in Boston, where he assisted high net worth clients in achieving their retirement goals through comprehensive financial planning. Rob maintains several securities licenses and resides in North Haven, CT, with his wife.
- Fairfield University's Dolan School of Business, Finance
- Chartered Retirement Plans Specialist℠
- Senior Retirement Plan Consultant
One State Street
Suite 1600
Hartford, CT 06103
Daniel Keating, CFA

Senior Wealth Strategy Associate
View bio
- AZ
- CA
- CO
- CT
- FL
- GA
- IL
- MA
- MD
- ME
- MI
- MN
- NC
- NH
- NJ
- NY
- OH
- PA
- RI
- SC
- TX
- VA
- VI
- WA
Dan brings over 25 years of investment management and financial services industry experience to the team. He is responsible for developing and implementing comprehensive investment solutions designed for institutional and high net worth clients. Responsibilities include strategy development, portfolio structuring and allocation, selection and oversight of money managers, performance attribution and risk analysis. An alumnus of Boston College with a B.A. in political science and philosophy, Dan is a CFA Charter Holder and a member of the CFA Institute. He resides in West Hartford, CT with his wife and two children.
- Boston College, B.A. Political Science and Philosophy
- Chartered Financial Analyst®
One State Street
Suite 1600
Hartford, CT 06103
Brian Proppe, CFP

Senior Wealth Strategy Associate

CERTIFIED FINANCIAL PLANNER™
View bio
- AK
- AZ
- CA
- CO
- CT
- DC
- FL
- GA
- IL
- MA
- MD
- ME
- MI
- MN
- NC
- NH
- NJ
- NY
- OH
- OK
- PA
- RI
- SC
- TN
- TX
- VA
- VI
- VT
- WA
Brian entered the financial services industry in 2002 and maintains both the requisite securities licenses and several supervisory licenses. Brian performs multiple roles within the Group including developing custom financial plans, utilization of trading platforms, support for plan sponsors and participants of retirement plans and a multitude of other client and team support functions. On a personal note, Brian served in the Rhode Island Army National Guard (RIANG) from 2000-2008, achieving the rank of Sergeant and served overseas in support of Operation Iraqi Freedom III in 2005. Brian resides in Killingly, CT, with his wife.
- CERTIFIED FINANCIAL PLANNER™
One State Street
Suite 1600
Hartford, CT 06103
Patricia Morytko

Team Administrator

Financial Paraplanner Qualified Professional™
View bio
- CT
- FL
- MA
- NJ
- NY
- PA
- TX
- VI
Patti has been committed to providing exceptional client service since entering the industry in 1987. She is the familiar voice on the other end of the phone for clients. She continually strives to earn clients' continued trust, confidence and offer efficient assistance. Patti coordinates the Group's day-to-day operations, maintains business management systems and enhances service models to improve client satisfaction. Patti maintains several securities licenses. She resides in Wethersfield, CT, with her husband and two children.
- Financial Paraplanner Qualified Professional™
One State Street
Suite 1600
Hartford, CT 06103

Plan sponsors

Retirement plans should reflect the needs of your business and the goals of your employees.

We understand that rewarding employees and executives is a beneficial retention and performance incentive, but it also comes with a significant set of administrative challenges and fiduciary responsibilities for you and your business. We offer:

Retirement plan fiduciary and investment guidance
Retirement and incentive plan expertise
Comprehensive plan advice

“Our credentialed team has the capabilities and experience needed to advise on all components of an organization’s retirement plan.”

— Greg F. Mendoza, CRPS®

Plan participants

Financial planning

Focused on your priorities.

Our approach is holistic: We listen and gather insights about your unique personal and financial situation and then build an individually tailored financial plan. We then track your plan's progress, communicate regularly and make adjustments for life events and economic conditions. The result is a collaborative, disciplined process that addresses your most complex financial needs.

Understanding your goals
Constructing your financial plan
Providing disciplined investment guidance
Multigenerational strategies

Customized investing

Thoughtful insights, sophisticated solutions

We focus on appropriate investment solutions specific to your needs. We have had great success over the decades helping to navigate the complexities of the global markets and position our clients to seize opportunities.

Open architecture
Asset allocation and risk management
Global resources and world-class investment research
Leveraging our institutional consulting experience

“Our wealth management approach is specific to each client’s unique situation. The path to accomplishing your goals starts with a plan.”

— David K. Ellovich

Dedicated service

Committed to accessibility and timely communication

Exemplary service is the key to a successful relationship. Our highly integrated team shares knowledge and accountability with all our clients. While you may work directly with a specific Advisor, you will receive our group's collective knowledge and expertise.

We have a tremendous amount of intellectual capital flow from our colleagues and a vast network of industry professionals that provide us with unique perspectives.

Proactive communication
Client service professionals
Coordination with trusted advisors

Legacy—Wealth for others

For needs that go beyond your own—to help you improve the lives of others

What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

Learn more at ubs.com/wealthway.

Backed by the strength of UBS

A global leader in wealth management

^$3.9 trillion

In invested assets globally
As of 12/31/2022

51 countries

Our global footprint

Global leader

UBS is a world-leading wealth manager

Insights

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Benefit from our insights

Pursuing your goals together

David Ellovich

Greg Mendoza, CRPS

Robert Jermine, Jr., CRPS

Daniel Keating, CFA

Brian Proppe, CFP

Patricia Morytko

David Ellovich

Greg Mendoza, CRPS

Robert Jermine, Jr., CRPS

Daniel Keating, CFA

Brian Proppe, CFP

Patricia Morytko

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Plan sponsors

Plan participants

Financial planning

Customized investing

Dedicated service

Legacy—Wealth for others

Backed by the strength of UBS

A global leader in wealth management

Insights

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