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Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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UBS Advisor Podcasts

No Disclaimers

Are you tired of financial communications that overwhelm you with information, overload you with legalese and disclaimers and then really don’t tell you anything worth learning or listening to? No Disclaimers is our attempt to fight this. The wins, losses and real-life battle scars “earned and learned” over 50+ years of successfully navigating markets and getting clients where they need to be is hopefully the antidote to the blaring “noise and distraction” of the financial press and social media. We want to cut through the jargon and talk to you like you are sitting on our front porch having a “real” conversation. You will definitely get an insight into how we see the world and why everyday life has some of the best, relatable and impactful stories for financial success and beyond. We hope to entertain and maybe even impart what wisdom we have acquired…with as few “disclaimers” as possible.

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • David Paul DHerete - Profile Photo

    David Paul D'Herete

    Senior Vice President–Wealth Management

    Financial Advisor

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    As the 2nd generation in a multi-generational business, you have the advantages of experience, trust and longevity; however, along with this comes the responsibility to honor the past but adapt to the future. Our commitments and experience run deeper than the average advisors. We have had the honor of being with our clients and their families through “thick and thin”…through, births, graduations, weddings, retirements and, unfortunately, deaths as well. Long-term means something a little more to us. David graduated from Tulane University in 1990. He joined George in the business in 1994. He is a Senior Portfolio Manager and is responsible for the team’s PMP Investment Platform. David & Jayna have been married since 1993 and have 3 children Ava, Eli, and Evan. They live in Upper Arlington with lots of dogs and entertain often because David, being from New Orleans, loves to eat and cook. Jayna is a RN and splits time between the hematology/oncology floor at Nationwide Children’s and the ‘school nurse” at Greensview Elementary.

        • Wealth Advisor
        5007 Horizons Dr.
        Suite 200
        Upper Arlington, OH 43220
      • Kimberly Penzone - Profile Photo

        Kimberly K. "Kim" Penzone, CFP, CRPC, CAP

        First Vice President–Wealth Management

        Financial Advisor

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        Kim began her career in 1999 at the beginning of what could be described as one of the equity market's most tumultuous decades since the Great Depression.  Over the past two decades, she has helped clients manage their wealth through good times and bad.  Kim joined the team in January 2013. Kim's investing philosophy is based on her athletic passion for long-distance events: set the goal, then create a plan to make sure you accomplish that goal.  As new obstacles present themselves, as they often do, make the necessary adjustments that will keep you on track and focused toward your ultimate plan. Kim resides in Powell with her husband, Pete; daughter, Samantha; and two Weimaraners.  When she and her family are not doing some sort of outdoor sport, Kim likes to volunteer for various organizations.  Currently she is serving as VP of the Dublin Women's Philanthropic Club as well as serving on the Women's Health Steering Committee for Ohio Health Foundation – Dublin Methodist Hospital. Kim is a graduate of Capital University and served in multiple capacities on their Alumni Board and Planned Giving Committee for many years.

            • CERTIFIED FINANCIAL PLANNER™
            • Chartered Retirement Planning Counselor℠
            • Chartered Advisor in Philanthropy®
            5007 Horizons Dr.
            Suite 200
            Upper Arlington, OH 43220
          • Christopher Shea Marmion Photo

            Christopher Shea Marmion, CFP

            Senior Vice President–Wealth Management

            Financial Advisor

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            • AR
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            • GA
            • IL
            • IN
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            • NC
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            Shea started working with his father in August 2011. He earned the elite Certified Financial Planner® designation in 2012 and was honored as a portfolio manager in UBS Portfolio Management discretionary investment program. His areas of focus include portfolio management, financial planning, and client support. Before joining UBS, he spent six years in the financial services industry consulting financial advisors on various investment products. He also spent three years managing 401(k) plans for Fortune 500 companies. He received both his B.S. and MBA in Accounting from DePaul University in Chicago. Outside of UBS, Shea enjoys spending time with his wife Jodi and their two children, Catherine and Liam. When time permits he enjoys traveling, walking Rosita, the family dog in nearby Park of Roses and reading.

                • CERTIFIED FINANCIAL PLANNER™
                • Portfolio Manager
                5007 Horizons Dr.
                Suite 200
                Upper Arlington, OH 43220
              • Cathy Quinn - Profile Photo

                Cathy Quinn, CFP, CRPC

                First Vice President–Wealth Management

                Financial Advisor

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                • AR
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                • CT
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                • GA
                • IL
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                • MN
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                • NC
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                Cathy's focus has been helping clients plan for tomorrow but LIVE for today – "life, and investing, is all about balance and creating a legacy beyond finances". As one of the earliest members of this team, and now as a partner, Cathy has been instrumental in the evolution from brokerage to advisory & planning services. Completing the rigorous Certified Financial Planner TM designation in 1986 was key to her commitment to "Advice.  Beyond Investing".  She has assisted multiple generations  discover their 'why', get organized and navigate through a myriad of life transitions and market cycles to reach goals that are personally meaningful.  After 35 adventurous years with her husband Mike, Cathy became a 'widow in transition' herself in 2017.  This experience has deepened her desire to help others through transitions and the planning process.   Cathy enjoys biking – riding in her 1st 55 mile Pelotonia in 2018, long walks with her two 'Rottadors' (Rottweiler/ Labrador mix), spending time with her son Michael who also lives in Columbus, relaxing on the patio with friends and is planning to pick up traveling where she and Mike left off.

                    • CERTIFIED FINANCIAL PLANNER™
                    • Chartered Retirement Planning Counselor℠
                    5007 Horizons Dr.
                    Suite 200
                    Upper Arlington, OH 43220
                  • John Marmion Jr.s Photo

                    John M. "Jack" Marmion

                    Senior Wealth Strategy Associate

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                    John "Jack" Marmion started in the securities business more than 30 years ago after a 15 year career with an international textile company. Jack uses his extensive experience to provide clients with reliable investment advice and portfolio management. He is among the firm’s select Financial Advisors entrusted to manage portfolios with discretion through the UBS Portfolio Management Program. He is one of the few advisors who has earned the elite title of "Senior Portfolio Manager".  He graduated from Canisius College in Buffalo, New York and continued to Rensselaer Polytechnic Institute for his MBA. Outside of UBS, Jack enjoys spending time with his wife Johanna at their condo in Arizona. He and his wife reside in Dublin.

                        • Senior Portfolio Manager
                        5007 Horizons Dr.
                        Suite 200
                        Upper Arlington, OH 43220
                      • Margaret Wickham - Profile Photo

                        Margaret "Peggy" Wickham

                        Team Administrator

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                        Margaret (Peggy) joined the world of Financial Services in 1981. During her career she has managed virtually every area of operations in the industry, both behind the scenes and with clients. She takes great pride in her work and truly enjoys making every client her top priority. She spent 5 years between Chicago and Buffalo before her return to Columbus in 1993.  As a child, Peggy grew up 1 ½ blocks from the Reading Railroad and, in true Monopoly style, "took a ride on the Reading" many times with her grandfather, who worked and retired from there.  With her four sons grown, Peggy uses her free time to paint ceramics, do crafts and try to visit her 10 grandchildren who live in Ohio, California, Montana and Florida.

                        Peggy lives in the country south of Columbus.  With her four sons grown, Peggy uses her free time to paint ceramics, do crafts and try to visit her 10 grandchildren who live in Ohio, California, Montana and Florida.  She also enjoys her favorite vacation….cruising in the Caribbean.

                              5007 Horizons Dr.
                              Suite 200
                              Upper Arlington, OH 43220

                            A focus on personalized access and service

                            Working with diverse clients with specific needs, our team sees it as our top responsibility to understand each aspect of your unique and often complicated financial life.

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