Experience

Makes all the difference

Employing a comprehensive, yet focused, approach to your financial situation, we can provide customized investment strategies designed to help you pursue your individual needs and goals. We view this as an in-depth approach to your investment and financial life – taking into account your total asset and liability needs.

Jeffrey Herman, CIMA®

Senior Vice President–Wealth Management

Financial Advisor

Jeff is responsible for the structure and focus of the team. He offers investment strategies, estate and retirement planning and insurance to meet your individual needs. Jeff has worked in the financial industry since 1980, including several years as a branch manager for Merrill Lynch. Jeff is a Certified Investment Manager Analyst(CIMA®).

Registered States:
  • AZ
  • CA
  • DE
  • FL
  • GA
  • IN
  • MD
  • MI
  • NC
  • NH
  • NY
  • OR
  • PA
  • SC
  • SD
  • TN
  • TX
  • VA

Recognized as an industry leader:

  • Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Credentials

  • Certified Investment Management Analyst®
380 Knollwood Street
Suite 250
Winston-Salem, NC 27103

Email Me

Catherine Thompson, CRPC®

Wealth Strategy Associate

Cathy, a Chartered Retirement Planning Counselor (CRPC®), brings to the team a background in operations and a vast knowledge of the firm's products and services. She is responsible for portfolio construction, and relaying the team's investment recommendations and research. She assists with the development of investment recommendations based on the risk tolerance and objectives of our clients, and monitors all managed portfolios. Cathy has worked in the financial services industry since 1980.

Registered States:
  • AZ
  • CA
  • DE
  • FL
  • GA
  • MD
  • ME
  • MI
  • NC
  • NY
  • PA
  • SC
  • TX
  • VA
  • WV

Credentials

  • Chartered Retirement Planning Counselor
380 Knollwood Street
Suite 250
Winston-Salem, NC 27103

Email Me

Beverly Funderburk

Wealth Strategy Associate

Beverly is responsible for researching all insurance products, including long-term care, variable and fixed annuities, and life insurance, relaying and monitoring of the team's recommendations of these products. She also specializes in retirement and college planning. Beverly has a background in banking operations as well as wealth management for individuals. She has worked in the financial services industry since 1985.

Registered States:
  • AZ
  • CA
  • DC
  • DE
  • FL
  • GA
  • MA
  • MD
  • MI
  • MO
  • NC
  • NH
  • NY
  • PA
  • SC
  • TX
  • VA
  • WV
380 Knollwood Street
Suite 250
Winston-Salem, NC 27103

Email Me

Deborah Morand

Client Associate

Debbie is the newest member of our team and to the financial services industry. Her role will be Client
Service Associate and in that capacity be responsible for all customer service related requests on behalf
our clients. Debbie brings to the team a background in a variety of administrative responsibilities. Prior
to joining our team, she served for 8 years as an executive assistant, working with a high net worth
family.

Registered States:
  • AL
  • AZ
  • CA
  • DC
  • DE
  • FL
  • GA
  • HI
  • IL
  • MD
  • ME
  • MI
  • MT
  • NC
  • NH
  • NJ
  • NY
  • OR
  • PA
  • SC
  • SD
  • TN
  • TX
  • VA
  • WA
380 Knollwood Street
Suite 250
Winston-Salem, NC 27103

Email Me