Insight-based advice

Updated team photo

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Jeffrey Herman Profile Photo

    Jeffrey Herman, CIMA®

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AZ
    • CA
    • DE
    • FL
    • GA
    • IN
    • MD
    • MI
    • NC
    • NH
    • NY
    • OR
    • PA
    • SC
    • SD
    • TN
    • TX
    • VA

    Jeff is responsible for the structure and focus of the team. He offers investment strategies, estate and retirement planning and insurance to meet your individual needs. Jeff has worked in the financial industry since 1980, including several years as a branch manager for Merrill Lynch. Jeff is a Certified Investment Manager Analyst(CIMA®).

    • Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

      • Certified Investment Management Analyst®
      380 Knollwood Street
      Suite 250
      Winston-Salem, NC 27103
    • Catherine Thompson Profile Photo

      Catherine Thompson, CRPC®

      Wealth Strategy Associate

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      • AZ
      • CA
      • DE
      • FL
      • GA
      • MD
      • ME
      • MI
      • NC
      • NY
      • PA
      • SC
      • TX
      • VA
      • WV

      Cathy, a Chartered Retirement Planning Counselor (CRPC®), brings to the team a background in operations and a vast knowledge of the firm's products and services. She is responsible for portfolio construction, and relaying the team's investment recommendations and research. She assists with the development of investment recommendations based on the risk tolerance and objectives of our clients, and monitors all managed portfolios. Cathy has worked in the financial services industry since 1980.

          • Chartered Retirement Planning Counselor
          380 Knollwood Street
          Suite 250
          Winston-Salem, NC 27103
        • Beverly Funderburk Profile Photo

          Beverly Funderburk

          Wealth Strategy Associate

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          • AZ
          • CA
          • DC
          • DE
          • FL
          • GA
          • MA
          • MD
          • MI
          • MO
          • NC
          • NH
          • NY
          • PA
          • SC
          • TX
          • VA
          • WV

          Beverly is responsible for researching all insurance products, including long-term care, variable and fixed annuities, and life insurance, relaying and monitoring of the team's recommendations of these products. She also specializes in retirement and college planning. Beverly has a background in banking operations as well as wealth management for individuals. She has worked in the financial services industry since 1985.

                380 Knollwood Street
                Suite 250
                Winston-Salem, NC 27103
              • Deb

                Deborah Morand

                Client Associate

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                • AL
                • AZ
                • CA
                • DC
                • DE
                • FL
                • GA
                • HI
                • IL
                • MD
                • ME
                • MI
                • MT
                • NC
                • NH
                • NJ
                • NY
                • OR
                • PA
                • SC
                • SD
                • TN
                • TX
                • VA
                • WA

                Debbie is the newest member of our team and to the financial services industry. Her role will be Client
                Service Associate and in that capacity be responsible for all customer service related requests on behalf
                our clients. Debbie brings to the team a background in a variety of administrative responsibilities. Prior
                to joining our team, she served for 8 years as an executive assistant, working with a high net worth
                family.

                      380 Knollwood Street
                      Suite 250
                      Winston-Salem, NC 27103

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                    UBS and Credit Suisse—stronger than ever

                    Managing wealth is our craft

                    We’re committed to understanding what wealth means for you.

                    At UBS, excellence comes from nurturing the best of our heritage, mastering the details and delivering the expertise you need to turn your financial vision into a reality. The result? Financial advice that is finely crafted for what matters most to you.

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