Financial planning and beyond

By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

Richard "Rick" Held, CIMA

Managing Director–Investments
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
Rick joined UBS Financial Services as a Senior Vice President in 1986, founded the Held Group in 2001. Rick provides creative financial planning strategies to help wealthy families meet their personal goals. As a UBS Institutional Consultant, he provides guidance to endowment funds and foundations. Rick serves on the University of South Dakota Foundation and is a governing member of the Chicago Zoological Society. He is chairman of the Frank J R Mitchell Endowment Fund of Phi Delta Theta fraternity. Rick and his wife live in Hinsdale, IL. CA insurance license 0G68734
- Forbes Best-in-State Wealth Advisors, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Certified Investment Management Analyst®
One North Wacker Drive
Chicago, IL 60606

richard.held@ubs.com

Richard "Rick" Held, CIMA

One North Wacker Drive,Chicago,IL,60606
Jeremy Shull, CFP, CIMA, CRPS

Senior Vice President–Wealth Management
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
Jeremy joined UBS in 2001. Jeremy is a Certified Financial Planner™ professional, a Certified Investment Management Analyst (CIMA®) and a Chartered Retirement Plans Specialist (CRPS®) with UBS Wealth Management. Jeremy holds Series 3, 7 and 66 securities licenses. In addition, he is licensed to offer life, long-term disability and long-term care insurance. CA insurance license 0E56380. Jeremy earned a bachelor’s degree in finance from the University of Kansas and an M.B.A. from the University of Chicago Booth School of Business. He lives in Winnetka, IL, with his wife, Lindsay, and three children.
- Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- University of Kansas, Finance
- University of Chicago Booth School of Business, M.B.A.
- CERTIFIED FINANCIAL PLANNER®
- Certified Investment Management Analyst®
- Chartered Retirement Plans Specialist℠
One North Wacker Drive
Chicago, IL 60606

jeremy.shull@ubs.com

Jeremy Shull, CFP, CIMA, CRPS

One North Wacker Drive,Chicago,IL,60606
Richard Ristau, CFP

Senior Vice President–Wealth Management
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
Rich joined UBS in 2001. He focuses on developing individualized investment, retirement and cash management strategies through comprehensive financial planning for our clients. Prior to joining UBS, Rich spent more than 10 years in the banking industry with American National Bank, a wholly owned subsidiary of J.P. Morgan. He managed more than 100 institutional banking relationships, providing lending, operational and investment services. Rich was also a consultant of KPMG. Rich earned a B.A. in history from the University of Wisconsin – Madison and an M.B.A. from DePaul University. He is a member of the Westmont Lions, volunteers with the People’s Resource Center Food Bank and is on the Board of Directors of Sharing Connections. In the fall, Rich officiates NCAA Division I football. Rich and his wife, Pamela, have two sons.
- Forbes Best-in-State Wealth Advisors, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- University of Wisconsin – Madison, B.A. History
- DePaul University, M.B.A.
- CERTIFIED FINANCIAL PLANNER®
- Senior Portfolio Manager
- Wealth Advisor
One North Wacker Drive
Chicago, IL 60606

richard.ristau@ubs.com

Richard Ristau, CFP

One North Wacker Drive,Chicago,IL,60606
Ortal "Ori" Shachar

Senior Vice President–Wealth Management
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
Ori lends his experience and insight to helping investors with their overall wealth management plan, focusing on retirement strategies, cash management, lending and insurance solutions. Prior to joining UBS, Ori worked for Driehaus Capital Management as an Assistant Portfolio Manager. Ori Earned a Bachelor of Science from the University of Wisconsin and an MBA with honors in Finance from DePaul University. He lives in downtown Chicago with his wife and three sons. CA Insurance license 0G68734.
- University of Wisconsin, B.S.
- DePaul University, M.B.A. Finance
One North Wacker Drive
Chicago, IL 60606

ori.shachar@ubs.com

Ortal "Ori" Shachar

One North Wacker Drive,Chicago,IL,60606
Henry Jakobsze

Senior Vice President–Wealth Management
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
Henry provides comprehensive financial planning and investment management for corporate executives and their families. Prior to joining PaineWebber in 1996, Henry worked with FedEx Corporation for 11 years in real estate expansion and regional operations planning. He also worked with Drexel Burnham Lambert specializing in stock options trading on the floor of the Chicago Board Options Exchange. Henry serves on the alumni board of St. Mary's University of Minnesota and the Juvenile Diabetes Research Foundation board. He also coaches youth football in Downers Grove, Illinois.
One North Wacker Drive
Chicago, IL 60606

henry.jakobsze@ubs.com

Henry Jakobsze

One North Wacker Drive,Chicago,IL,60606
Andrew Palmer

First Vice President–Wealth Management
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
Andy joined UBS Financial Services as an Institutional Consultant in 1990. Soon after his arrival, he began working with Rick Held on Institutional Consulting projects. To date, they have worked together successfully for over twenty years. Prior to joining UBS, Andy worked with the SEI Institutional Consulting Group for ten years as an Institutional Consultant and a manager in Chicago. Andy also spent seven years trading on the floor of The Chicago Board of trade where he learned the technical aspects of capital market analysis.

Andy lives in Glenview, IL where he finds plenty of subject matter for his number one hobby – photography.
- Chartered Retirement Plans Specialist℠
One North Wacker Drive
Chicago, IL 60606

andrew.palmer@ubs.com

Andrew Palmer

One North Wacker Drive,Chicago,IL,60606

Erik Held

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
Erik joined The Held Group in 2005 after graduating from Miami University in Oxford, OH, where he received his B.A. in English. Erik holds the Series 7 and 66 securities licenses and is designated by the firm as a Corporate Stock Benefit Consultant. He works to help develop creative solutions to his clients’ wealth management needs, specializing in equity trading plans, executive compensation, legal processing and estate coordination. Erik lives in Westmont with his wife, two daughters, son, basset hound and cat. He enjoys politics and writing fiction.
- Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2017, 2018The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
- Forbes Best-in-State Wealth Advisors, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Miami University, B.A. English
- Corporate Stock Benefit Consultant
One North Wacker Drive
Chicago, IL 60606

erik.held@ubs.com

Erik Held

One North Wacker Drive,Chicago,IL,60606
Lidia Villalobos, CFP

Senior Wealth Strategy Associate
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
Lidia joined The Held Group in 2012 after graduating from Loyola University Chicago with a bachelor's degree in finance and marketing. Lidia lived in Mexico City for 16 years and speaks fluent Spanish. Lidia holds her Series 7 and 66 securities licenses and is a Certified Financial Planner (CFP®) professional. She lives in downtown Chicago.
- Loyola University Chicago, Finance and Marketing
- CERTIFIED FINANCIAL PLANNER®
- Certified Investment Management Analyst®
One North Wacker Drive
Suite 3700
Chicago, IL 60606

lidia.villalobos@ubs.com

Lidia Villalobos, CFP

One North Wacker Drive,Chicago,IL,60606
Jonathan Bates Khosa

Wealth Strategy Associate
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
Jonathan graduated from Loyola University in 2018 with a bachelor's degree in Finance and a minor in Entrepreneurship. He was born and raised in Kuala Lumpur, Malaysia before moving to the United States for his education. Jon started with The Held Group in 2017 and currently holds a series 7 and series 66 license.
- Loyola University, Finance
- Corporate Stock Benefit Analyst
One North Wacker Drive
Chicago, IL 60606

jonathan.khosa@ubs.com

Jonathan Bates Khosa

One North Wacker Drive,Chicago,IL,60606
Sarah Ruby

Wealth Strategy Associate
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
One North Wacker Drive
Chicago, IL 60606

sarah.ruby@ubs.com

Sarah Ruby

One North Wacker Drive,Chicago,IL,60606
Abigail Murphy

Registered Client Associate
View bio
- AZ
- CA
- FL
- GA
- IA
- IL
- MI
- MN
- MO
- NC
- NJ
- SC
- SD
- TN
- TX
- UT
Abby joined The Held Group in 2021 after graduating from Auburn University with a bachelor's degree in Finance.
One North Wacker Drive
Chicago, IL 60606

abigail.g.murphy@ubs.com

Abigail Murphy

One North Wacker Drive,Chicago,IL,60606
Alex van der Meer

Registered Client Associate
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
One North Wacker Drive
Chicago, IL 60606

alexander.vandermeer@ubs.com

Alex van der Meer

One North Wacker Drive,Chicago,IL,60606

Richard "Rick" Held, CIMA

Managing Director–Investments
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
Rick joined UBS Financial Services as a Senior Vice President in 1986, founded the Held Group in 2001. Rick provides creative financial planning strategies to help wealthy families meet their personal goals. As a UBS Institutional Consultant, he provides guidance to endowment funds and foundations. Rick serves on the University of South Dakota Foundation and is a governing member of the Chicago Zoological Society. He is chairman of the Frank J R Mitchell Endowment Fund of Phi Delta Theta fraternity. Rick and his wife live in Hinsdale, IL. CA insurance license 0G68734
- Forbes Best-in-State Wealth Advisors, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Certified Investment Management Analyst®
One North Wacker Drive
Chicago, IL 60606

richard.held@ubs.com

Richard "Rick" Held, CIMA

One North Wacker Drive,Chicago,IL,60606
Jeremy Shull, CFP, CIMA, CRPS

Senior Vice President–Wealth Management
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
Jeremy joined UBS in 2001. Jeremy is a Certified Financial Planner™ professional, a Certified Investment Management Analyst (CIMA®) and a Chartered Retirement Plans Specialist (CRPS®) with UBS Wealth Management. Jeremy holds Series 3, 7 and 66 securities licenses. In addition, he is licensed to offer life, long-term disability and long-term care insurance. CA insurance license 0E56380. Jeremy earned a bachelor’s degree in finance from the University of Kansas and an M.B.A. from the University of Chicago Booth School of Business. He lives in Winnetka, IL, with his wife, Lindsay, and three children.
- Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- University of Kansas, Finance
- University of Chicago Booth School of Business, M.B.A.
- CERTIFIED FINANCIAL PLANNER®
- Certified Investment Management Analyst®
- Chartered Retirement Plans Specialist℠
One North Wacker Drive
Chicago, IL 60606

jeremy.shull@ubs.com

Jeremy Shull, CFP, CIMA, CRPS

One North Wacker Drive,Chicago,IL,60606
Richard Ristau, CFP

Senior Vice President–Wealth Management
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
Rich joined UBS in 2001. He focuses on developing individualized investment, retirement and cash management strategies through comprehensive financial planning for our clients. Prior to joining UBS, Rich spent more than 10 years in the banking industry with American National Bank, a wholly owned subsidiary of J.P. Morgan. He managed more than 100 institutional banking relationships, providing lending, operational and investment services. Rich was also a consultant of KPMG. Rich earned a B.A. in history from the University of Wisconsin – Madison and an M.B.A. from DePaul University. He is a member of the Westmont Lions, volunteers with the People’s Resource Center Food Bank and is on the Board of Directors of Sharing Connections. In the fall, Rich officiates NCAA Division I football. Rich and his wife, Pamela, have two sons.
- Forbes Best-in-State Wealth Advisors, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- University of Wisconsin – Madison, B.A. History
- DePaul University, M.B.A.
- CERTIFIED FINANCIAL PLANNER®
- Senior Portfolio Manager
- Wealth Advisor
One North Wacker Drive
Chicago, IL 60606

richard.ristau@ubs.com

Richard Ristau, CFP

One North Wacker Drive,Chicago,IL,60606
Ortal "Ori" Shachar

Senior Vice President–Wealth Management
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
Ori lends his experience and insight to helping investors with their overall wealth management plan, focusing on retirement strategies, cash management, lending and insurance solutions. Prior to joining UBS, Ori worked for Driehaus Capital Management as an Assistant Portfolio Manager. Ori Earned a Bachelor of Science from the University of Wisconsin and an MBA with honors in Finance from DePaul University. He lives in downtown Chicago with his wife and three sons. CA Insurance license 0G68734.
- University of Wisconsin, B.S.
- DePaul University, M.B.A. Finance
One North Wacker Drive
Chicago, IL 60606

ori.shachar@ubs.com

Ortal "Ori" Shachar

One North Wacker Drive,Chicago,IL,60606
Henry Jakobsze

Senior Vice President–Wealth Management
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
Henry provides comprehensive financial planning and investment management for corporate executives and their families. Prior to joining PaineWebber in 1996, Henry worked with FedEx Corporation for 11 years in real estate expansion and regional operations planning. He also worked with Drexel Burnham Lambert specializing in stock options trading on the floor of the Chicago Board Options Exchange. Henry serves on the alumni board of St. Mary's University of Minnesota and the Juvenile Diabetes Research Foundation board. He also coaches youth football in Downers Grove, Illinois.
One North Wacker Drive
Chicago, IL 60606

henry.jakobsze@ubs.com

Henry Jakobsze

One North Wacker Drive,Chicago,IL,60606
Andrew Palmer

First Vice President–Wealth Management
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
Andy joined UBS Financial Services as an Institutional Consultant in 1990. Soon after his arrival, he began working with Rick Held on Institutional Consulting projects. To date, they have worked together successfully for over twenty years. Prior to joining UBS, Andy worked with the SEI Institutional Consulting Group for ten years as an Institutional Consultant and a manager in Chicago. Andy also spent seven years trading on the floor of The Chicago Board of trade where he learned the technical aspects of capital market analysis.

Andy lives in Glenview, IL where he finds plenty of subject matter for his number one hobby – photography.
- Chartered Retirement Plans Specialist℠
One North Wacker Drive
Chicago, IL 60606

andrew.palmer@ubs.com

Andrew Palmer

One North Wacker Drive,Chicago,IL,60606
Erik Held

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
Erik joined The Held Group in 2005 after graduating from Miami University in Oxford, OH, where he received his B.A. in English. Erik holds the Series 7 and 66 securities licenses and is designated by the firm as a Corporate Stock Benefit Consultant. He works to help develop creative solutions to his clients’ wealth management needs, specializing in equity trading plans, executive compensation, legal processing and estate coordination. Erik lives in Westmont with his wife, two daughters, son, basset hound and cat. He enjoys politics and writing fiction.
- Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2017, 2018The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
- Forbes Best-in-State Wealth Advisors, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Miami University, B.A. English
- Corporate Stock Benefit Consultant
One North Wacker Drive
Chicago, IL 60606

erik.held@ubs.com

Erik Held

One North Wacker Drive,Chicago,IL,60606
Lidia Villalobos, CFP

Senior Wealth Strategy Associate
View bio
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Lidia joined The Held Group in 2012 after graduating from Loyola University Chicago with a bachelor's degree in finance and marketing. Lidia lived in Mexico City for 16 years and speaks fluent Spanish. Lidia holds her Series 7 and 66 securities licenses and is a Certified Financial Planner (CFP®) professional. She lives in downtown Chicago.
- Loyola University Chicago, Finance and Marketing
- CERTIFIED FINANCIAL PLANNER®
- Certified Investment Management Analyst®
One North Wacker Drive
Suite 3700
Chicago, IL 60606

lidia.villalobos@ubs.com

Lidia Villalobos, CFP

One North Wacker Drive,Chicago,IL,60606
Jonathan Bates Khosa

Wealth Strategy Associate
View bio
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Jonathan graduated from Loyola University in 2018 with a bachelor's degree in Finance and a minor in Entrepreneurship. He was born and raised in Kuala Lumpur, Malaysia before moving to the United States for his education. Jon started with The Held Group in 2017 and currently holds a series 7 and series 66 license.
- Loyola University, Finance
- Corporate Stock Benefit Analyst
One North Wacker Drive
Chicago, IL 60606

jonathan.khosa@ubs.com

Jonathan Bates Khosa

One North Wacker Drive,Chicago,IL,60606
Sarah Ruby

Wealth Strategy Associate
View bio
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- VI
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One North Wacker Drive
Chicago, IL 60606

sarah.ruby@ubs.com

Sarah Ruby

One North Wacker Drive,Chicago,IL,60606
Abigail Murphy

Registered Client Associate
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Abby joined The Held Group in 2021 after graduating from Auburn University with a bachelor's degree in Finance.
One North Wacker Drive
Chicago, IL 60606

abigail.g.murphy@ubs.com

Abigail Murphy

One North Wacker Drive,Chicago,IL,60606
Alex van der Meer

Registered Client Associate
View bio
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One North Wacker Drive
Chicago, IL 60606

alexander.vandermeer@ubs.com

Alex van der Meer

One North Wacker Drive,Chicago,IL,60606

Turn possibilities into a plan

What’s really important to you—today and for the long term? UBS Wealth Way starts with questions and discussions that can help you organize your financial life into three key dimensions: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

^{UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment. Time frames may vary. Strategies are subject to individual client goals, objectives and suitability.}

House View Monthly

A leading global wealth manager

Tariffs, volatility and your portfolio

Are you ready?

In the first 100 days of a second Trump administration, policy uncertainty continues to dominate. Do you have questions about the impact of tariffs, inflation and geopolitical developments on your investment strategy?

We’re here to help you make sense of it all and move forward with confidence. Make sure your portfolio is prepared for ongoing market volatility.

A leader in wealth management

Backed by the strength of our parent company, UBS AG

^$5.9+ trn

UBS Group invested assets
As of 06/30/2024

51 countries

Our global footprint

Global leader

UBS is a leading and truly global wealth manager

Financial planning and beyond

Pursuing your goals together

Richard "Rick" Held, CIMA

Jeremy Shull, CFP, CIMA, CRPS

Richard Ristau, CFP

Ortal "Ori" Shachar

Henry Jakobsze

Andrew Palmer

Erik Held

Lidia Villalobos, CFP

Jonathan Bates Khosa

Sarah Ruby

Abigail Murphy

Alex van der Meer