Understanding

Comes from experience

Graphic landscape

 

Mission

We work as a team to help our clients grow and protect their wealth.  We seek to provide financial leadership to maintain a long-term perspective, withstanding short term market gyrations.

We take pride in the reliability of our service.  We have guided our clients through every type of market condition with honest, objective and customized advice.

Our team is grateful to our clients for the trust they place in us.  We strive to cultivate that trust year after year.

 

Values

Our team strives to provide the highest level of service to clients while providing for a balanced life for our teammates. 

We adopt a growth mindset to embrace new ideas and innovations. Transparency in all actions – no surprises is essential in our business. 

We promote an environment that appreciates and enhances the authenticity of our teammates and clients.

Daniel Shiu, CFP®, ChFC®, CRPS®, CEPA®

Senior Vice President–Wealth Management

Market Director

Dan works in a consultative role with business owners to strategically utilize their profits to consistently invest and achieve long term goals. Having achieved the designation of Certified Financial Planner (CFP), Dan specializes in strategic planning for business owners to help their business grow through personalized, proactive, and customized advice by means of investment plan design. He utilizes 401(k) programs, defined contribution plans, and qualified retirement plans for local businesses. He continues to expand his knowledge base with educational programs in the areas of retirement planning, income and estate taxes, investments, and insurance, gaining additional certifications as a Chartered Financial Consultant (ChFC), Chartered Retirement Plans Specialist (CRPS), and Certified Exit Planning Advisor (CEPA). 

CA Insurance License Number OI54711

Registered States:
  • AK
  • AZ
  • CA
  • CO
  • DC
  • DE
  • FL
  • GA
  • HI
  • ID
  • IL
  • IN
  • KY
  • LA
  • MA
  • MD
  • MI
  • MN
  • MO
  • MT
  • NC
  • NH
  • NJ
  • NV
  • NY
  • OK
  • OR
  • PA
  • SC
  • SD
  • TN
  • TX
  • UT
  • VA
  • VT
  • WA
  • WY

Recognized as an industry leader:

  • Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
  • Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
  • UBS Wealth Management Director’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Credentials

  • CERTIFIED FINANCIAL PLANNER®
  • Chartered Financial Consultant
  • Chartered Retirement Plans Specialist℠

Our advice is comprehensive. We help diverse clients in a broad range of areas, including:

Retirement Plan consulting
Multi-generational families
Business owners
733 Bishop Street
Suite 1600
Honolulu, HI 96813

Email Me

daniel.shiu@ubs.com
Daniel Shiu, CFP®, ChFC®, CRPS®, CEPA®
733 Bishop Street,Honolulu,HI,96813

John M. Miyamasu

Senior Vice President–Wealth Management

With over 50 years of investment experience, John participates in our Investment Committee. He oversees investment policies, advisor selection, strategy, and fund performance for our team’s clients.

Registered States:
  • AZ
  • CA
  • CO
  • FL
  • HI
  • LA
  • MD
  • MN
  • NV
  • OR
  • TX
  • WA

Recognized as an industry leader:

  • Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Our advice is comprehensive. We help diverse clients in a broad range of areas, including:

Investing
Custom portfolios
Asset allocation
733 Bishop Street
Suite 1600
Honolulu, HI 96813

Email Me

john.miyamasu@ubs.com
John M. Miyamasu
733 Bishop Street,Honolulu,HI,96813

Keith Kawamoto, CFP

Senior Wealth Strategy Associate

With over 23 years of investment experience, Keith is a Certified Financial Planner (CFP) that coordinates our 401(k) and other qualified plan operations for our institutional clients. Keith is responsible for creating customized holistic financial plans along with providing clients with ongoing support and services. He specializes in trading operations and investment plan implementation.

Registered States:
  • AZ
  • CA
  • CO
  • FL
  • HI
  • IL
  • MD
  • NV
  • OR
  • TX
  • WA

Credentials

  • CERTIFIED FINANCIAL PLANNER®

Our advice is comprehensive. We help diverse clients in a broad range of areas, including:

Legacy planning
Retirement planning
401(k) plan services
733 Bishop Street
Suite 1600
Honolulu, HI 96813

Email Me

keith.kawamoto@ubs.com
Keith Kawamoto, CFP
733 Bishop Street,Honolulu,HI,96813

Tracy Nakashima

Associate Director

Senior Wealth Strategy Associate

Tracy has over 25 years of experience in the financial industry and has been with UBS Financial Services for the last 15 years as an Associate Director, Senior Wealth Strategy Associate. Tracy designs investment portfolios as a member of our team’s Investment Committee. With his Gerontology background specializing in the biology and economics of aging, he hedges risk for our clients through insurance and alternative investments as he helps clients navigate through the process of retirement and aging.

Registered States:
  • CA
  • DC
  • DE
  • FL
  • HI
  • MA
  • MD
  • NV
  • OR
  • PA
  • SC
  • TX
  • VA
  • WA
733 Bishop Street
Suite 1600
Honolulu, HI 96813

Email Me

tracy.nakashima@ubs.com
Tracy Nakashima
733 Bishop Street,Honolulu,HI,96813

Jenny Do, CPWA®

Financial Advisor

Jenny is a Certified Private Wealth Advisor® that supports our multi-generational family clients from young adults to retirees. Through families’ life cycle, she believes that their investments should be consistent with the causes, issues and beliefs that are important to them by developing a value-based investment strategy that helps clients pursue their financial goals. For working clients, she helps them establish and enhance their online profiles and consult businesses on branding to express positive qualities to distinguish them from their competition. She hosts various experiences that create opportunities for our clients to engage with likeminded people through their transition to retirement.

Registered States:
  • AK
  • AZ
  • CA
  • HI
  • LA
  • MD
  • MN
  • MO
  • NV
  • OR
  • TX
  • WA

Recognized as an industry leader:

  • Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Credentials

  • Certified Private Wealth Advisor®

Our advice is comprehensive. We help diverse clients in a broad range of areas, including:

Philanthropy
Sustainable investing
Retirement Plan consulting
733 Bishop Street
Suite 1600
Honolulu, HI 96813

Email Me

jenny.do@ubs.com
Jenny Do, CPWA®
733 Bishop Street,Honolulu,HI,96813

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