Your life. Your legacy.

Whether you’re building capital and growing your business, selling your company, looking to manage existing liquid assets or transferring wealth, we have a honed process for helping you make smart, informed financial decisions. We address the full cycle of business needs from strategic business financing to discretionary portfolio management to succession and exit strategies.

Pre-liquidity planning. Our planning process begins with critical pre-liquidity planning all the way through execution and closing. Prior to the transaction, we help you develop a personalized strategy to maximize the value of this event .

Post-liquidity wealth management. To help inform our recommendations about your deal structure, valuation opportunities and tax considerations, we’ll coordinate with our network of both third-party and UBS experts in:

• M&A advisory services
• Private equity and debt financing
• Risk management
• Estate planning
• Tax management

 “Entrepreneurs count on us for our knowledge and customized solutions. It all starts with a plan.”

 — Kyle J. Gauthreaux

Many families with significant wealth demand a broad array of family office services. We can help bridge the generations within a family in order to create continuity and deliver a structure that is focused on preserving wealth and creating opportunities.

UBS Global Family Office Group. Provides access to a highly specialized team that seamlessly integrates comprehensive wealth management with institutional-level services and business opportunities for UHNW families and their family offices. Services include:

• Joint venture between UBS Global Wealth Management and UBS Investment Bank
• Direct access to a team of Global Family Office professionals
• Tailored client portfolios to meet specific investment objectives
• Family advisory services, including governance frameworks
• Financing and advisory solutions for real estate, art collections, aircraft, hedge fund portfolios, securities backed lending and more

By listening and aligning with your objectives, we focus on pre- and post-liquidity planning and management strategies that allow for sustainable growth and help mitigate risk. As we implement your investment strategy, we communicate regularly and help rebalance and make adjustments for life changes and economic conditions.

Tailored portfolio management. As active portfolio managers we build custom portfolios from a broad array of investments that help match your objectives and risk preferences.

Asset allocation. Through our comprehensive due diligence and planning process, we gain a deep understanding of your financial picture. This allows us to craft an asset allocation that supports your financial plan and seeks to limit risk and lower volatility.

A world of access and opportunity

Private Wealth Advisors are positioned to access and deliver the expertise, advice and solutions ultra high net worth clients need from across the firm and around the globe.

Credit and liquidity solutions
Through UBS’s banking affiliates you can access innovative credit solutions such as securities backed lending, pre-IPO lending, mortgages and tailored financing.

CIO Americas, Wealth Management
Our global research organization, with more than 900 professionals across UBS, is dedicated to helping you understand the global economy and make better investment decisions.

Advanced Planning
With extensive experience in wealth planning, estate tax and philanthropy, the Advanced Planning analysts are able to evaluate how changes in the legislative and tax landscape might affect your wealth.

Family Advisory
This group offers solutions that extend beyond your portfolio, including advice on family decision making, business and generational transitions, wealth transfer and family office governance.

Portfolio Advisory Group
Exclusively dedicated to sophisticated portfolio structuring, the group uses advanced quantitative analysis, research and dynamic diversification to fulfill your custom asset allocation.

“Whether you’re building a business or protecting your lifestyle in retirement, you deserve a team of private wealth professionals who listen closely, share your vision and work diligently to help you achieve your goals.” — Kyle J. Gauthreaux

Credit and lending services are provided by banking affiliates of UBS Financial Services Inc., and are subject to credit approval.

Helping to safeguard wealth for future generations

Our team’s extensive private wealth background provides an experienced perspective on both financial and estate planning strategies. Through our comprehensive planning process, we help prioritize your goals, establish your proper asset allocation, manage risk, and assess estate and charitable planning strategies.

When planning your estate or building your legacy, our team will work with you and family members to provide education on philanthropy and participation strategies for the next generation. In that way, you care for future generations and charitable organizations with the least possible tax impact and expense.

“Our approach is dedicated to helping you and your organization get the guidance and insights you need to accomplish your goals.” — Amer Delic