Experience

Jim entered the financial services industry in 1985 immediately after graduating from Fordham University with a degree in Finance and Quantitative Analysis. With over 30 yrs. in the field, he brings a wealth of knowledge and experience, especially in the areas of portfolio construction and risk management. Jim focuses on assisting a select group of individuals, families, athletes, and businesses with their current and future financial goals. Jim's objective is to assist clients on their path to financial success, as they define it.

Jim seeks to clarify and consolidate client's financial affairs, which helps simplify their financial lives. Jim will also bring in any related professionals that clients' may be working with (attorneys, CPAs, etc.) to help accomplish goals.

Jim resides in Albany, NY with his wife. He is active in his community and enjoys coaching and mentoring area youths in his free time.

Emily works with clients to help them determine, and achieve, their unique set of financial needs and goals. Within her team’s business at UBS, Emily helps clients prepare for, and transition through, important life events. Emily’s responsibilities include:

- Investment management for high-net-worth individuals and businesses

- Retirement Planning

- Education Planning

- Trust and Estate Planning Strategies

- Insurance and Long-Term Care Strategies

Emily is a graduate of the Maxwell School of Syracuse University, where she earned bachelor’s degrees in economics and international Relations. She is an active supporter of the American Cancer Society, as well as the John Liporace Scholarship (JLS) Foundation. She is a JLS Foundation mentor, where she helps coach high school seniors from her hometown of Hoosick Falls, New York, during their transition into thriving careers.

As a CERTIFIED FINANCIAL PLANNER™ professional, Natalie works with individuals and families to help them navigate life's many financial journeys. She does this through a three step process that consists of: understanding who and what matters most to you, evaluating the current state of your finances, and making recommendations customized to your financial goals.

Natalie is an Albany native and returned to the area after spending four years working at Fidelity Investments in Boston, MA. While there, Natalie was a Financial Advisor and spent time as a guest speaker at MIT, where she taught graduate students the basics of saving, investing, and financial planning.

She graduated Magna Cum Laude from St. Lawrence University, where she was a four-year member and captain of the Women's Golf team. She now lives in Saratoga Springs, NY with her fiancé, Spencer, and enjoys golfing, cooking (she is best known for her cheesecake and chicken parm) and staying active.

Nolan grew up in Albany, NY and graduated from Syracuse University, where he played basketball under Hall of Fame Coach Jim Boeheim. Nolan spent 6 years at Alliance Bernstein, working with Financial Advisors across New York. He earned his MBA at Northwestern Kellogg School of Management, then spent 2+ years helping young athletes with their NIL (name, image, and likeness) at 2kPAID. In 2023, he returned to financial services as a Financial Advisor with The Hart Group, where he works with sports and entertainment clients as they navigate the unique challenges that come with their careers.