Financial planning tailored to your goals

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Jamie is passionate about helping individuals and families navigate important financial decisions with confidence. Throughout his career, he has worked with a diverse range of clients, providing thoughtful guidance tailored to their unique goals and circumstances. He has earned the Certified Private Wealth Advisor® designation, reflecting his commitment to delivering sophisticated wealth planning strategies.

Outside of the office, Jamie is deeply involved in the community. He serves on the President's Advisory Council at Xavier University and is proud to support organizations including Ohio's Hospice of Dayton, the Dayton Foundation, and Five Rivers MetroParks. He and his wife, Agata, are also enthusiastic supporters of DECA and its impact on students throughout the Dayton area.

When they're not volunteering or spending time with family and friends, Jamie and Agata enjoy exploring the outdoors. Together, they've set a goal of visiting every National Park in the United States. They live in Centerville, Ohio, where they enjoy being active members of the community.

• Forbes Best-in-State Wealth Advisors, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Xavier University , B.S.

• Certified Private Wealth Advisor

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For more than two decades, Mark has helped clients make informed financial decisions through thoughtful planning and disciplined advice. Since entering the industry in 2003, he has combined analytical expertise with a personal approach, helping individuals and families develop strategies that reflect both their financial goals and the life they want to build. His prior experience as a CPA provides valuable perspective when evaluating complex financial situations. (Tax advice is not provided in Mark's role at UBS.)

Mark is committed to strengthening the Miami Valley through volunteer leadership and community involvement. He serves on the Investment Committee for Aileron, supporting entrepreneurs and business owners, and is a member of the Sinclair Community College Foundation Board, helping expand educational opportunities throughout the region.

Outside the office, Mark enjoys spending time with his wife, Nicole, and their daughters, Reis and Livvy. Whether attending sporting events, participating in community activities, or simply enjoying time together as a family, he appreciates the relationships and experiences that make Springboro a great place to call home.

• Forbes Best-in-State Wealth Advisors, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Xavier University , B.S.

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Colin's career has been defined by service, leadership, and helping others navigate important decisions. After earning degrees in accounting, finance, and business administration, he spent 20 years serving his country in the U.S. Air Force, where he was primarily a B-52 pilot and instructor. The experience taught him the value of preparation, discipline, and clear communication, qualities that continue to shape the way he works with clients today.

Following his retirement from the Air Force, Colin began his career in financial planning in 1988 and has been helping individuals and families pursue their financial goals ever since. He enjoys building lasting relationships with clients and guiding them through life's milestones with confidence and clarity.

Outside of the office, Colin is an active member of the Beavercreek Rotary Club and enjoys giving back to the community he calls home. He and his wife, Nancy, live in Beavercreek, Ohio, close to their two sons and seven grandchildren. Family time is especially important to them, and they enjoy spending time together whenever they can. Colin and Nancy also enjoy golfing, playing bridge, and traveling to new places.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• University of Maryland, B.S.
• Washington State University, MBA

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Dave has spent nearly four decades helping individuals and families prepare for retirement and make informed financial decisions with confidence. He is especially passionate about helping clients create retirement strategies that align with their goals, values, and vision for the future.

Before joining UBS in 2011, Dave spent 23 years as a retirement planner with one of America's largest financial services firms. He is also a veteran of the U.S. Army's specialized units and a graduate of Antioch University in Yellow Springs, Ohio. Since 1988, Dave has been dedicated to helping clients navigate the opportunities and challenges that come with planning for retirement.

Giving back to others is an important part of Dave's life. He is active in his church and provides leadership for Cancer Hope, supporting individuals and families facing difficult health challenges.

Outside of work, Dave and his wife, Diane, enjoy exploring the country on their motorcycles. Whether they're visiting national parks, discovering scenic backroads, or planning their next adventure, they share a love of travel and the outdoors.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Antioch University , B.S.

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Greg has spent more than three decades helping individuals and families work toward their financial goals and navigate life's important financial decisions. He takes pride in building long-term relationships with clients and helping them create strategies that align with what matters most to them. His experience, thoughtful approach, and commitment to client service have made him a trusted resource for generations of families.

Outside of the office, family, faith, travel, cooking, and service to others are at the center of Greg's life. He enjoys giving back to his community and values opportunities to make a positive impact in the lives of others.

Greg and his wife, Diane, live in West Chester, Ohio, near their two sons and grandchildren. Much of their free time is spent making memories with family and enjoying time together. Greg also enjoys traveling, cooking, and exploring new experiences with family and friends.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Miami University , B.S.

• Chartered Retirement Planning Counselor

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Caroline began her career in financial services in 2021 and quickly became fully licensed, demonstrating an early commitment to serving clients and building her expertise in wealth management. She has since earned the Certified Financial Planner™ (CFP®) certification, reflecting her dedication to providing thoughtful, comprehensive guidance and helping clients navigate important financial decisions with confidence.

As a Wealth Strategy Associate, Caroline enjoys building meaningful relationships with clients and helping them work toward their goals through every stage of life. She is particularly passionate about financial planning and educating clients, helping to simplify complex topics and create clear, actionable strategies.

Originally from Troy, Ohio, Caroline enjoys discovering new restaurants, traveling to new places, and finding opportunities to be outdoors. Whether she's cooking at home, exploring local trails, or cheering on the Crimson Tide, she values experiences that bring together friends, family, and community.

• University of Alabama, B.S.

• CERTIFIED FINANCIAL PLANNER

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Kathy has dedicated more than 35 years to the financial services industry, building a career centered on exceptional client service, strong relationships, and a genuine passion for helping others. Since beginning her career in 1989, she has earned a reputation for her hands-on approach, attention to detail, and unwavering commitment to supporting both clients and colleagues.

After spending 22 years with Morgan Stanley Smith Barney, Kathy joined UBS in 2011. Over the years, she has served in several leadership and operational roles, including Administrative Manager, where she mentored team members, supported branch operations, and helped foster a culture of collaboration and excellence. Today, as Team Administrator, Kathy draws on her extensive industry experience and organizational expertise to help keep the team running smoothly and ensure clients receive the high level of service they deserve.

Family is at the heart of Kathy's life. She and her husband, Mike, have been married for 38 years and live in Butler Township. They are proud parents of two sons, Zach and Josh, and cherish the time they spend together as a family.

Outside of work, Kathy and Mike enjoy traveling on their motorcycle, gardening, spending time outdoors, and making memories with family and friends. They also love spoiling their French Bulldog, Mabel, who has happily claimed the title of the most pampered member of the family.

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David joined the team in 2023 with a desire to build a career focused on service, relationships, and helping others achieve their goals. Since entering the industry, he has become fully licensed and continues to expand his knowledge and experience, bringing enthusiasm and a client-first mindset to every interaction.

In his role, David enjoys connecting with clients, supporting the planning process, and helping ensure they receive a high level of service. He values building trust through communication, responsiveness, and a genuine commitment to helping others.

David and his wife, Ally, live in Centerville, Ohio, where they are actively involved in their church and YoungLife at a local high school. Outside of work, he enjoys golf, disc golf, pickleball, football, and spending time outdoors. Together, they enjoy serving their community and making meaningful connections with family and friends throughout the Dayton area.

• Miami University , B.S.

Brody grew up in Dayton, Ohio, and graduated from Miami University with a Bachelor of Science in Finance. Through multiple internships with UBS, he gained hands-on experience supporting client relationships, learning the wealth management business, and developing a strong foundation in the financial services industry.

As a Client Associate, Brody is passionate about financial markets and dedicated to providing clients with a high level of service, responsiveness, and care. He enjoys supporting the team and helping create a positive experience for every client.

Outside of work, Brody enjoys staying active, following the markets, and spending time with family and friends. He is proud to begin his career in the community he has always called home.

• Miami University , B.S.