Experience

CA License #0L59353

Prior to joining UBS Financial Services Anne spent 23 years as a Financial Advisor with Smith Barney and RBC Wealth Management. Throughout her career, Anne has taken a special interest in educating women on the importance of financial planning and understanding the stock market.

Anne earned her degree from Lynchburg College. She and her husband, Hank, live in Falmouth with their daughters Devon & Kayla. She enjoys spending time at their camp in the Belgrade Lakes and watching her daughters play lacrosse.

John joined the firm in 1989 and works as a UBS Institutional Consultant. He is a member of the Investment Management Consultants Association and holds IMCA® Certified Investment Management Analyst® designation. He provides assistance in investment policy development, asset class optimization, investment manager selection and performance evaluation to Maine and New Hampshire businesses, business owners, their families and the charitable organizations they support.

Originally from Exeter, NH, John resides in Cumberland with his wife Alita, and their children Chase, Thomas and Jillian.

After serving as a Captain in the U.S. Air Force, Peter began his career in securities industry as a regulator for the State of Wyoming. He then moved to Dain Bosworth as a municipal bond specialist, and in 1986, joined Kidder Peabody in Portland, ME, as a financial advisor. He is enthusiastic about portfolio customization using individual equities, bonds, mutual funds, and occasionally options in an effort to provide each client a customized experience.

Peter earned his bachelor's degree from Grove City College and his M.B.A. from the University of Wyoming. He has earned independent accreditation as a Certified Portfolio Manager.

Peter and his wife, Carolyn, reside in Yarmouth. Both are extremely active with Rotary International, helping to organize service projects in multiple countries. He also enjoys performing classical choral works with two Maine choruses.

Stephanie started in the financial services industry in 1999and joined UBS in 2000. Stephanie specializes in working with clients to identify and prioritize financial goals, build a financial plan, and assist in crafting implementation strategies that lead to financial success.

Stephanie graduated from the University of Maine with a Bachelor of Science in business administration and received her Certified Financial Planner^TM designation in 2013. Originally from Auburn, ME, Stephanie resides in Scarborough with her partner, Benjamin, and their daughter, Amelia.