Financial planning and beyond

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By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Anne Sarazin Profile Photo

    Anne Sarazin

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AK
    • AZ
    • CA
    • CO
    • CT
    • DC
    • FL
    • HI
    • IA
    • ID
    • MA
    • MD
    • ME
    • MT
    • NC
    • NH
    • NJ
    • NV
    • NY
    • OK
    • OR
    • PA
    • RI
    • SC
    • TX
    • UT
    • VA
    • VT
    • WA

    CA License #0L59353

    Prior to joining UBS Financial Services Anne spent 23 years as a Financial Advisor with Smith Barney and RBC Wealth Management. Throughout her career, Anne has taken a special interest in educating women on the importance of financial planning and understanding the stock market.

    Anne earned her degree from Lynchburg College. She and her husband, Hank, live in Falmouth with their daughters Devon & Kayla. She enjoys spending time at their camp in the Belgrade Lakes and watching her daughters play lacrosse.

     

     

      • Lynchburg College
      • Wealth Advisor
      1 City Center
      10th Floor
      Portland, ME 04101
      anne.sarazin@ubs.com
      Anne Sarazin
      1 City Center,Portland,ME,04101
    • John Dolloff Profile Photo

      John Dolloff

      Senior Vice President–Wealth Management

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      • AK
      • AZ
      • CA
      • CO
      • CT
      • FL
      • HI
      • IA
      • ID
      • LA
      • MA
      • MD
      • ME
      • MT
      • NC
      • NH
      • NJ
      • NV
      • NY
      • OK
      • OR
      • PA
      • RI
      • SC
      • TX
      • UT
      • VA
      • VT
      • WA

      John joined the firm in 1989 and works as a UBS Institutional Consultant. He is a member of the Investment Management Consultants Association and holds IMCA® Certified Investment Management Analyst® designation. He provides assistance in investment policy development, asset class optimization, investment manager selection and performance evaluation to Maine and New Hampshire businesses, business owners, their families and the charitable organizations they support.

      Originally from Exeter, NH, John resides in Cumberland with his wife Alita, and their children Chase, Thomas and Jillian.

          • Certified Investment Management Analyst®
          1 City Center
          10th Floor
          Portland, ME 04101
          john.dolloff@ubs.com
          John Dolloff
          1 City Center,Portland,ME,04101
        • Peter Johnson Profile Photo

          Peter Johnson

          Senior Vice President–Wealth Management

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          • AK
          • AZ
          • CA
          • CO
          • CT
          • FL
          • HI
          • IA
          • ID
          • MA
          • MD
          • ME
          • MI
          • MT
          • NC
          • NH
          • NJ
          • NV
          • NY
          • OH
          • OK
          • OR
          • PA
          • RI
          • SC
          • TX
          • UT
          • VA
          • VT
          • WA

          After serving as a Captain in the U.S. Air Force, Peter began his career in securities industry as a regulator for the State of Wyoming. He then moved to Dain Bosworth as a municipal bond specialist, and in 1986, joined Kidder Peabody in Portland, ME, as a financial advisor. He is enthusiastic about portfolio customization using individual equities, bonds, mutual funds, and occasionally options in an effort to provide each client a customized experience.

          Peter earned his bachelor's degree from Grove City College and his M.B.A. from the University of Wyoming. He has earned independent accreditation as a Certified Portfolio Manager.

          Peter and his wife, Carolyn, reside in Yarmouth. Both are extremely active with Rotary International, helping to organize service projects in multiple countries. He also enjoys performing classical choral works with two Maine choruses.

            • Grove City College, Bachelor's Degree
            • University of Wyoming, M.B.A.
            • Certified Portfolio Manager®
            • Senior Portfolio Manager
            1 City Center
            10th Floor
            Portland, ME 04101
            peter.johnson@ubs.com
            Peter Johnson
            1 City Center,Portland,ME,04101
          • Stephanie Bornstein Profile Photo

            Stephanie Bornstein

            Senior Wealth Strategy Associate

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            • CA
            • FL
            • MA
            • ME
            • MT
            • NH
            • NY
            • OH
            • SC
            • VA
            • VT
            • WA

            Stephanie started in the financial services industry in 1999and joined UBS in 2000. Stephanie specializes in working with clients to identify and prioritize financial goals, build a financial plan, and assist in crafting implementation strategies that lead to financial success.

            Stephanie graduated from the University of Maine with a Bachelor of Science in business administration and received her Certified Financial PlannerTM designation in 2013. Originally from Auburn, ME, Stephanie resides in Scarborough with her partner, Benjamin, and their daughter, Amelia.

              • University of Maine, B.S. Business Administration
              • CERTIFIED FINANCIAL PLANNER™
              1 City Center
              10th Floor
              Portland, ME 04101
              stephanie.bornstein@ubs.com
              Stephanie Bornstein
              1 City Center,Portland,ME,04101

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