Financial planning and beyond

By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

Anne Sarazin

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AK
- AZ
- CA
- CO
- CT
- DC
- FL
- HI
- IA
- ID
- MA
- MD
- ME
- MT
- NC
- NH
- NJ
- NV
- NY
- OK
- OR
- PA
- RI
- SC
- TX
- UT
- VA
- VT
- WA
CA License #0L59353

Prior to joining UBS Financial Services Anne spent 23 years as a Financial Advisor with Smith Barney and RBC Wealth Management. Throughout her career, Anne has taken a special interest in educating women on the importance of financial planning and understanding the stock market.

Anne earned her degree from Lynchburg College. She and her husband, Hank, live in Falmouth with their daughters Devon & Kayla. She enjoys spending time at their camp in the Belgrade Lakes and watching her daughters play lacrosse.
- Lynchburg College
- Wealth Advisor
1 City Center
10th Floor
Portland, ME 04101
Peter Goffin

First Vice President–Wealth Management
View bio
- AK
- AZ
- CA
- CO
- CT
- DC
- FL
- HI
- IA
- MA
- MD
- ME
- MN
- MT
- NC
- NH
- NJ
- NV
- NY
- OR
- PA
- RI
- SC
- TX
- UT
- VA
- VT
- WA
Peter brings 40 years of experience in financial services, having started at Kidder Peabody in 1981. He and his team establish long-term partnerships with affluent clients and their families to help them make decisions on how to grow and preserve their assets with a focus on retirement, estate, and cash flow strategies.

Peter earned the Wealth Advisor designation after successfully completing UBS's rigorous Wealth Advisory and Wealth Management Program. Peter has a double major in economics and government from American University.

Peter and his wife, Marsha, reside in Falmouth with their dog, Tiger. They have a daughter, Kathryn, and a son, Benjamin. Peter is very involved in the community, especially with the Falmouth Memorial Library and Rotary International.
- American University, Economics and Government
- Senior Portfolio Manager
- Wealth Advisor
1 City Center
10th Floor
Portland, ME 04101
John Dolloff

Senior Vice President–Wealth Management
View bio
- AK
- AZ
- CA
- CO
- CT
- FL
- HI
- IA
- ID
- LA
- MA
- MD
- ME
- MT
- NC
- NH
- NJ
- NV
- NY
- OK
- OR
- PA
- RI
- SC
- TX
- UT
- VA
- VT
- WA
John joined the firm in 1989 and works as a UBS Institutional Consultant. He is a member of the Investment Management Consultants Association and holds IMCA® Certified Investment Management Analyst® designation. He provides assistance in investment policy development, asset class optimization, investment manager selection and performance evaluation to Maine and New Hampshire businesses, business owners, their families and the charitable organizations they support.

Originally from Exeter, NH, John resides in Cumberland with his wife Alita, and their children Chase, Thomas and Jillian.
- Certified Investment Management Analyst®
1 City Center
10th Floor
Portland, ME 04101
Peter Johnson

Senior Vice President–Wealth Management
View bio
- AK
- AZ
- CA
- CO
- CT
- FL
- HI
- IA
- ID
- MA
- MD
- ME
- MI
- MT
- NC
- NH
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- RI
- SC
- TX
- UT
- VA
- VT
- WA
After serving as a Captain in the U.S. Air Force, Peter began his career in securities industry as a regulator for the State of Wyoming. He then moved to Dain Bosworth as a municipal bond specialist, and in 1986, joined Kidder Peabody in Portland, ME, as a financial advisor. He is enthusiastic about portfolio customization using individual equities, bonds, mutual funds, and occasionally options in an effort to provide each client a customized experience.

Peter earned his bachelor's degree from Grove City College and his M.B.A. from the University of Wyoming. He has earned independent accreditation as a Certified Portfolio Manager.

Peter and his wife, Carolyn, reside in Yarmouth. Both are extremely active with Rotary International, helping to organize service projects in multiple countries. He also enjoys performing classical choral works with two Maine choruses.
- Grove City College, Bachelor's Degree
- University of Wyoming, M.B.A.
- Certified Portfolio Manager®
- Senior Portfolio Manager
1 City Center
10th Floor
Portland, ME 04101
Stephanie Bornstein

Senior Wealth Strategy Associate
View bio
- CA
- FL
- MA
- ME
- NH
- NY
- OH
- SC
- VA
- VT
- WA
Stephanie started in the financial services industry in 1999and joined UBS in 2000. Stephanie specializes in working with clients to identify and prioritize financial goals, build a financial plan, and assist in crafting implementation strategies that lead to financial success.

Stephanie graduated from the University of Maine with a Bachelor of Science in business administration and received her Certified Financial Planner^TM designation in 2013. Originally from Auburn, ME, Stephanie resides in Scarborough with her partner, Benjamin, and their daughter, Amelia.
- University of Maine, B.S. Business Administration
- CERTIFIED FINANCIAL PLANNER™
1 City Center
10th Floor
Portland, ME 04101
Deborah Ann Masiello

Senior Client Associate
View bio
- AZ
- CA
- CO
- CT
- FL
- HI
- MA
- MD
- ME
- NC
- NH
- NV
- NY
- OR
- PA
- RI
- SC
- TX
- VA
- VT
- WI
Deborah's focus is primarily on customer interface. She takes great pride in her knowledge of the financial services industry and UBS operational procedures. With the administrative oversight of the group, she can be counted on to effectively handle all customer requests, including retail trades. Deb started in the financial services industry at Merrill Lynch in 1993 and has held positions at Smith Barney prior to joining UBS in 2009.

Deb has been awarded UBS's Culture Carrier award for the past consecutive four years and has also earned the UBS Outstanding Service Award in 2018. Deb resides in Turner Maine with her husband Bob and loves vintage shopping, boating, snowmobiling and visiting the Maine Beaches.
1 City Center
7th Floor
Portland, ME 04101

Anne Sarazin

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AK
- AZ
- CA
- CO
- CT
- DC
- FL
- HI
- IA
- ID
- MA
- MD
- ME
- MT
- NC
- NH
- NJ
- NV
- NY
- OK
- OR
- PA
- RI
- SC
- TX
- UT
- VA
- VT
- WA
CA License #0L59353

Prior to joining UBS Financial Services Anne spent 23 years as a Financial Advisor with Smith Barney and RBC Wealth Management. Throughout her career, Anne has taken a special interest in educating women on the importance of financial planning and understanding the stock market.

Anne earned her degree from Lynchburg College. She and her husband, Hank, live in Falmouth with their daughters Devon & Kayla. She enjoys spending time at their camp in the Belgrade Lakes and watching her daughters play lacrosse.
- Lynchburg College
- Wealth Advisor
1 City Center
10th Floor
Portland, ME 04101
Peter Goffin

First Vice President–Wealth Management
View bio
- AK
- AZ
- CA
- CO
- CT
- DC
- FL
- HI
- IA
- MA
- MD
- ME
- MN
- MT
- NC
- NH
- NJ
- NV
- NY
- OR
- PA
- RI
- SC
- TX
- UT
- VA
- VT
- WA
Peter brings 40 years of experience in financial services, having started at Kidder Peabody in 1981. He and his team establish long-term partnerships with affluent clients and their families to help them make decisions on how to grow and preserve their assets with a focus on retirement, estate, and cash flow strategies.

Peter earned the Wealth Advisor designation after successfully completing UBS's rigorous Wealth Advisory and Wealth Management Program. Peter has a double major in economics and government from American University.

Peter and his wife, Marsha, reside in Falmouth with their dog, Tiger. They have a daughter, Kathryn, and a son, Benjamin. Peter is very involved in the community, especially with the Falmouth Memorial Library and Rotary International.
- American University, Economics and Government
- Senior Portfolio Manager
- Wealth Advisor
1 City Center
10th Floor
Portland, ME 04101
John Dolloff

Senior Vice President–Wealth Management
View bio
- AK
- AZ
- CA
- CO
- CT
- FL
- HI
- IA
- ID
- LA
- MA
- MD
- ME
- MT
- NC
- NH
- NJ
- NV
- NY
- OK
- OR
- PA
- RI
- SC
- TX
- UT
- VA
- VT
- WA
John joined the firm in 1989 and works as a UBS Institutional Consultant. He is a member of the Investment Management Consultants Association and holds IMCA® Certified Investment Management Analyst® designation. He provides assistance in investment policy development, asset class optimization, investment manager selection and performance evaluation to Maine and New Hampshire businesses, business owners, their families and the charitable organizations they support.

Originally from Exeter, NH, John resides in Cumberland with his wife Alita, and their children Chase, Thomas and Jillian.
- Certified Investment Management Analyst®
1 City Center
10th Floor
Portland, ME 04101
Peter Johnson

Senior Vice President–Wealth Management
View bio
- AK
- AZ
- CA
- CO
- CT
- FL
- HI
- IA
- ID
- MA
- MD
- ME
- MI
- MT
- NC
- NH
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- RI
- SC
- TX
- UT
- VA
- VT
- WA
After serving as a Captain in the U.S. Air Force, Peter began his career in securities industry as a regulator for the State of Wyoming. He then moved to Dain Bosworth as a municipal bond specialist, and in 1986, joined Kidder Peabody in Portland, ME, as a financial advisor. He is enthusiastic about portfolio customization using individual equities, bonds, mutual funds, and occasionally options in an effort to provide each client a customized experience.

Peter earned his bachelor's degree from Grove City College and his M.B.A. from the University of Wyoming. He has earned independent accreditation as a Certified Portfolio Manager.

Peter and his wife, Carolyn, reside in Yarmouth. Both are extremely active with Rotary International, helping to organize service projects in multiple countries. He also enjoys performing classical choral works with two Maine choruses.
- Grove City College, Bachelor's Degree
- University of Wyoming, M.B.A.
- Certified Portfolio Manager®
- Senior Portfolio Manager
1 City Center
10th Floor
Portland, ME 04101
Stephanie Bornstein

Senior Wealth Strategy Associate
View bio
- CA
- FL
- MA
- ME
- NH
- NY
- OH
- SC
- VA
- VT
- WA
Stephanie started in the financial services industry in 1999and joined UBS in 2000. Stephanie specializes in working with clients to identify and prioritize financial goals, build a financial plan, and assist in crafting implementation strategies that lead to financial success.

Stephanie graduated from the University of Maine with a Bachelor of Science in business administration and received her Certified Financial Planner^TM designation in 2013. Originally from Auburn, ME, Stephanie resides in Scarborough with her partner, Benjamin, and their daughter, Amelia.
- University of Maine, B.S. Business Administration
- CERTIFIED FINANCIAL PLANNER™
1 City Center
10th Floor
Portland, ME 04101
Deborah Ann Masiello

Senior Client Associate
View bio
- AZ
- CA
- CO
- CT
- FL
- HI
- MA
- MD
- ME
- NC
- NH
- NV
- NY
- OR
- PA
- RI
- SC
- TX
- VA
- VT
- WI
Deborah's focus is primarily on customer interface. She takes great pride in her knowledge of the financial services industry and UBS operational procedures. With the administrative oversight of the group, she can be counted on to effectively handle all customer requests, including retail trades. Deb started in the financial services industry at Merrill Lynch in 1993 and has held positions at Smith Barney prior to joining UBS in 2009.

Deb has been awarded UBS's Culture Carrier award for the past consecutive four years and has also earned the UBS Outstanding Service Award in 2018. Deb resides in Turner Maine with her husband Bob and loves vintage shopping, boating, snowmobiling and visiting the Maine Beaches.
1 City Center
7th Floor
Portland, ME 04101

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ElectionWatch: The race, world, and investments

UBS and Credit Suisse—stronger than ever

Our formal integration with Credit Suisse marks an unprecedented level of strength in our history—all in support of your financial goals. For more than 160 years, we’ve been tested and proven resilient—guiding our clients through a wide range of financial challenges and market opportunities. And we continue to demonstrate our leadership among the largest, and most respected, global banks.

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Managing wealth is our craft

We’re committed to understanding what wealth means for you.

At UBS, excellence comes from nurturing the best of our heritage, mastering the details and delivering the expertise you need to turn your financial vision into a reality. The result? Financial advice that is finely crafted for what matters most to you.

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Financial planning and beyond

Pursuing your goals together

Anne Sarazin

Peter Goffin

John Dolloff

Peter Johnson

Stephanie Bornstein

Deborah Ann Masiello

Anne Sarazin

Peter Goffin

John Dolloff

Peter Johnson

Stephanie Bornstein

Deborah Ann Masiello

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Why does A.I. in space matter?

ElectionWatch: The race, world, and investments

UBS and Credit Suisse—stronger than ever

Managing wealth is our craft

Backed by the strength of UBS

A global leader in wealth management

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