Financial planning and beyond

Person standing on mountaintop

By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

Older engineer tablet

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Anne Sarazin Profile Photo

    Anne Sarazin

    Senior Vice President–Wealth Management

    Financial Advisor

    • image
    • image
    • image
    • AK
    • AZ
    • CA
    • CO
    • CT
    • DC
    • FL
    • GA
    • HI
    • IA
    • IL
    • MA
    • MD
    • ME
    • MI
    • MN
    • MT
    • NC
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OR
    • PA
    • RI
    • SC
    • TN
    • TX
    • UT
    • VA
    • VT
    • WA

    Prior to joining UBS Financial Services Anne spent 23 years as a Financial Advisor with Smith Barney and RBC Wealth Management. Throughout her career, Anne has taken a special interest in educating women on the importance of financial planning and understanding the stock market.

    Anne earned her degree from Lynchburg College. She and her husband, Hank, live in Falmouth with their daughters Devon & Kayla. She enjoys spending time at their camp in the Belgrade Lakes and watching her daughters play lacrosse.

      • Lynchburg College
      • Wealth Advisor
      1 City Center
      7th Floor
      Portland, ME 04101
    • Peter Goffin Profile Photo

      Peter Goffin

      First Vice President–Wealth Management

      • image
      • image
      • image
      • AK
      • AZ
      • CA
      • CO
      • CT
      • DC
      • FL
      • HI
      • IA
      • MA
      • MD
      • ME
      • MN
      • MT
      • NC
      • NH
      • NJ
      • NV
      • NY
      • OR
      • PA
      • RI
      • SC
      • TX
      • UT
      • VA
      • VT
      • WA

      Peter brings 40 years of experience in financial services, having started at Kidder Peabody in 1981. He and his team establish long-term partnerships with affluent clients and their families to help them make decisions on how to grow and preserve their assets with a focus on retirement, estate, and cash flow strategies.

      Peter earned the Wealth Advisor designation after successfully completing UBS's rigorous Wealth Advisory and Wealth Management Program. Peter has a double major in economics and government from American University.

      Peter and his wife, Marsha, reside in Falmouth with their dog, Tiger. They have a daughter, Kathryn, and a son, Benjamin. Peter is very involved in the community, especially with the Falmouth Memorial Library and Rotary International.

        • American University, Economics and Government
        • Senior Portfolio Manager
        • Wealth Advisor
        1 City Center
        7th Floor
        Portland, ME 04101
      • John Dolloff Profile Photo

        John Dolloff

        Senior Vice President–Wealth Management

        • image
        • image
        • image
        • AK
        • AZ
        • CA
        • CO
        • CT
        • DC
        • FL
        • HI
        • IA
        • LA
        • MA
        • MD
        • ME
        • MN
        • MT
        • NC
        • NH
        • NJ
        • NV
        • NY
        • OR
        • PA
        • RI
        • SC
        • TX
        • UT
        • VA
        • VT
        • WA

        John joined the firm in 1989 and works as a UBS Institutional Consultant. He is a member of the Investment Management Consultants Association and holds IMCA® Certified Investment Management Analyst® designation. He provides assistance in investment policy development, asset class optimization, investment manager selection and performance evaluation to Maine and New Hampshire businesses, business owners, their families and the charitable organizations they support.

        Originally from Exeter, NH, John resides in Cumberland with his wife Alita, and their children Chase, Thomas and Jillian.

            • Certified Investment Management Analyst®
            1 City Center
            7th Floor
            Portland, ME 04101
          • Peter Johnson Profile Photo

            Peter Johnson

            Senior Vice President–Wealth Management

            • image
            • image
            • image
            • AK
            • AZ
            • CA
            • CO
            • CT
            • DC
            • FL
            • HI
            • IA
            • MA
            • MD
            • ME
            • MI
            • MN
            • MT
            • NC
            • NH
            • NJ
            • NV
            • NY
            • OH
            • OR
            • PA
            • RI
            • SC
            • TN
            • TX
            • UT
            • VA
            • VT
            • WA

            After serving as a Captain in the U.S. Air Force, Peter began his career in securities industry as a regulator for the State of Wyoming. He then moved to Dain Bosworth as a municipal bond specialist, and in 1986, joined Kidder Peabody in Portland, ME, as a financial advisor. He is enthusiastic about portfolio customization using individual equities, bonds, mutual funds, and occasionally options in an effort to provide each client a customized experience.

            Peter earned his bachelor's degree from Grove City College and his M.B.A. from the University of Wyoming. He has earned independent accreditation as a Certified Portfolio Manager.

            Peter and his wife, Carolyn, reside in Yarmouth. Both are extremely active with Rotary International, helping to organize service projects in multiple countries. He also enjoys performing classical choral works with two Maine choruses.

              • Grove City College, Bachelor's Degree
              • University of Wyoming, M.B.A.
              • Certified Portfolio Manager®
              • Senior Portfolio Manager
              1 City Center
              7th Floor
              Portland, ME 04101
            • Stephanie Bornstein Profile Photo

              Stephanie Bornstein

              Senior Wealth Strategy Associate

              • image
              • image
              • image
              • CA
              • FL
              • MA
              • ME
              • NH
              • NY
              • SC
              • VA
              • VT
              • WA

              Stephanie started in the financial services industry in 1999and joined UBS in 2000. Stephanie specializes in working with clients to identify and prioritize financial goals, build a financial plan, and assist in crafting implementation strategies that lead to financial success.

              Stephanie graduated from the University of Maine with a Bachelor of Science in business administration and received her Certified Financial PlannerTM designation in 2013. Originally from Auburn, ME, Stephanie resides in Scarborough with her partner, Benjamin, and their daughter, Amelia.

                • University of Maine, B.S. Business Administration
                • CERTIFIED FINANCIAL PLANNER™
                1 City Center
                7th Floor
                Portland, ME 04101
              • Deborah Masiello Profile Photo

                Deborah Ann Masiello

                Senior Client Associate

                • image
                • image
                • image
                • AZ
                • CA
                • CO
                • CT
                • FL
                • HI
                • MA
                • MD
                • ME
                • NC
                • NH
                • NV
                • NY
                • OR
                • PA
                • RI
                • SC
                • TX
                • VA
                • VT
                • WI

                Deborah's focus is primarily on customer interface. She takes great pride in her knowledge of the financial services industry and UBS operational procedures. With the administrative oversight of the group, she can be counted on to effectively handle all customer requests, including retail trades. Deb started in the financial services industry at Merrill Lynch in 1993 and has held positions at Smith Barney prior to joining UBS in 2009.

                Deb has been awarded UBS's Culture Carrier award for the past consecutive four years and has also earned the UBS Outstanding Service Award in 2018. Deb resides in Turner Maine with her husband Bob and loves vintage shopping, boating, snowmobiling and visiting the Maine Beaches.

                      1 City Center
                      7th Floor
                      Portland, ME 04101

                    The Year Ahead - Sustainable Investing

                    Retirement planning

                    Retirement planning

                    Multigenerational planning

                    Multigenerational planning

                    Legacy—Wealth for others

                    For needs that go beyond your own—to help you improve the lives of others

                    What will your legacy be?
                    It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                    Learn more at ubs.com/wealthway.

                    Backed by the strength of UBS

                    A global leader in wealth management

                    $2.8 trillion

                    In invested assets globally 
                    As of 06/30/2022

                    51 countries

                    Our global footprint

                    Global leader

                    UBS is a world-leading wealth manager

                    Insights