Experience

Charlie has served individual investors, business owners, professional organizations and corporations for more than 35 years. As a Financial Advisor, Charlie advises his clients on a wide range of investment goals, including wealth management, retirement planning, insurance, business planning, educational funding and asset allocations. He has a Bachelor's degree from Drake University and holds the Series 7, Series 66 and Minnesota insurance licenses. Charlie also volunteers his time in his community, having served as a board member for Loaves & Fishes and as a Big Brother for Big Brothers Big Sisters.  

Depending on your needs he can help you implement retirement and education funding strategies through both our brokerage and advisory capabilities.

David began his career as financial advisor in 1982.  Since then, he has helped his clients through several market cycles and through 7 different presidencies.  David works with his clients to build portfolios that align with their financial goals and that stand the test of time.  A former teacher, David loves to educate his clients on the intricacies of the stock market and portfolio construction.  He has a degree from St. Olaf College and holds the Series 7, 63, and 65 and Minnesota insurance licenses.  

David enjoys staying active - biking, hiking, and working out.  This helps him to keep up with his two young grandchildren!

Patrick collaborates with families, individuals, and business owners to help identify their financial goals and then put a plan in place to help achieve them. Guidance is tailored to support clients' current lifestyle, retirement income needs, and legacy goals, while making them feel comfortable at every step.

Specialties:
- Comprehensive wealth management and financial planning
- Concentrated stock risk management
- College planning
- Retirement accumulation and income-planning strategies
- Philanthropic services
- Business planning: exit strategies and succession planning

Outside of the office, Patrick enjoys running marathons, playing golf, and mastering his Traeger grill. He is very active in his community and is currently servings as a board member for Shakopee Soccer Association. Patrick lives in Shakopee with his wife Kristin, their two daughters Finley & Fiona, and Aussiedoodle, Seamus.  

Wendy has worked locally for UBS Financial Services, RBC Wealth Management Dain Rauscher and BC Financial as a Financial Advisor and Service Associate since 1989. She specializes in creating comprehensive financial plans to meet a variety of client's goals.

She holds the Accredited Asset Management Specialist license (AAMS), Minnesota Insurance Licenses as well as her Series 7 and Series 66. She has her degree in Business Administration from Winona State University. In her community life, Wendy supports the National MS Society,  and sits on the Board of Trustees for the Armed Forces Service Center at MSP Airport, where she began volunteering in 2013.

Jenny has worked in the Financial Services Industry since 2006, joining UBS in 2011 after 5 years with Baird.

She is an excellent and trusted guide for clients as she leads them through often-complex account processes. Trust and estate transitions are an area of specialty and focus. Jenny has also served in a leadership role as a Client Service Associate Coach, providing support, communications and training to branch support staff. She holds Series 7 and Series 66 securities licenses.

Jenny lives in Richfield with her husband, two children and rambunctious new puppy.