A plan for today, tomorrow and generations to come

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Simon specializes in goal-oriented financial planning. In addition to his CERTIFIED FINANCIAL PLANNER ™ credential, he possesses his Series 7, 63, and 66 licenses. Simon graduated from Northern Kentucky University with a B.S. in Marketing. Simon enjoys traveling, hiking, biking, and exploring new restaurants with his friends and family.

• Northern Kentucky University

• CERTIFIED FINANCIAL PLANNER
• Chartered Financial Consultant

• CA
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• ID
• IL
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• MA
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• NC
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• NY
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• VA
• VT

Kacie began her career with UBS in June 2016 after obtaining a B.S.B.A. in Economics from Xavier University. She holds her Series 7 and Series 66 securities licenses. Kacie supports the team’s complex operational needs and leads the onboarding and coaching process for new hires. Outside of work, Kacie enjoys the outdoors, attending FC Cincinnati and Xavier basketball games, and spending time with friends and family. She resides in Norwood, OH with her husband, Sean, and son, Cillian.

• Xavier University , B.S.B.A., Economics

• CA
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Jen started her career in financial services in 2021 after 16 years as an office coordinator. She has a bachelors degree in finance from The Ohio State University. Jen holds her Series 7 and 66 licenses. She provides the team with operational and administrative support and seeks to provide excellent service when tending to client requests. Outside of work, she enjoys watching sport events and visiting family. She resides in Morrow, OH with her husband, John, and their two sons.

• CA
• DE
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• GA
• ID
• IL
• IN
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Mary began her career in financial services in 2006 and has worked for asset management firms in Chicago, New York and London. She grew up in Cincinnati and graduated cum laude with a B.S. in Business Marketing from Miami University of Ohio. As a Client Associate, she provides support to the team and clients with a focus on operational issues and high-quality service. Outside of work, Mary volunteers with Fernside—Cincinnati and enjoys staying active and spending time with her husband, family and friends.

Jack began his career in financial services in 2025 after completing both his bachelor’s degree and MBA at Ohio University. He earned a B.B.A. in Finance and Business Analytics, where he also competed as a member of the Ohio University men’s golf team. Jack holds his SIE license. As a Client Associate, Jack provides dependable, operational and client service support, helping ensure a seamless and efficient experience for both the team and clients. He is committed to accuracy, responsiveness, and high‑quality service in every interaction. Outside of work, he enjoys playing golf, watching sporting events, and spending time with family and friends. Jack resides in Terrace Park, OH.

• AZ
• CA
• CO
• CT
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• HI
• IL
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• LA
• MA
• MD
• ME
• MI
• NC
• NJ
• NY
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• RI
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Cindy brings more than a decade of experience in the financial services industry to her role at UBS. She began her career in 2014 with Fifth Third Bank, where she held various roles of increasing responsibility and ultimately served as a Preferred Relationship Manager before joining UBS in 2024.

She holds her Securities Industry Essentials (SIE), Series 6, 63, 65, and 7 licenses, as well as Life, Health, and Accident insurance licenses.

Cindy is known for building strong, trust-based relationships and providing thoughtful, client-focused support. She plays a key role in assisting clients with their day-to-day operational and account service needs, ensuring a high level of service and a seamless client experience.

Cindy attended Xavier University and the University of Cincinnati, where she graduated with a Bachelor of Business Administration, majoring in International Business and Marketing. She resides in Loveland, Ohio with her husband, Nick, their son, Blake, and their two cats. Outside of the office, Cindy enjoys cooking, supporting local businesses, and traveling.