Achieving your goals

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Jim began his career in the financial services industry in 2000 and joined UBS in 2002. Previously, Jim progressed through a variety of roles within a privately owned small business, providing him with a hands-on understanding of the short term and long term challenges that business owners and their companies face.  

Wealth planning facets including investment management, risk management, multigenerational wealth transfer and philanthropic planning form the core of Jim’s business. Having navigated multiple bull and bear markets amidst a variety of economic cycles over the past 20+ years, Jim’s patience, experience and perspective are central to the tailored financial advice and solutions he provides to affluent families, entrepreneurs and businesses across the country.  

Jim holds the Series 7, 63 and 65 securities licenses and is licensed to offer Life and Long Term Care insurance. 

Jim graduated with a B.A. in Psychology from the College the Holy Cross in 1992 where he captained the golf team. A lifelong resident of western Massachusetts, Jim is actively engaged in his community and is particularly passionate about helping children and adults who have developmental disabilities. Jim coached youth sports for many years and has been an active volunteer with several non-profit organizations. Jim lives in Longmeadow, MA with his wife Michelle and their three children; Jimmy, Madeleine and Olivia. Away from work, Jim enjoys spending his time with family and friends, golf and travel. 

• Forbes Best-in-State Wealth Advisors, 2021, 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
• UBS Wealth Management Chairman’s Council, 2025UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
• UBS Wealth Management President’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.

• College of the Holy Cross, B.A. Psychology

• Financial Advisor

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Tony's career in the financial services industry started at UBS in 1996. He attributes much of his success by offering his clients a combination of experience, dedication, and a comprehensive understanding of their needs. Throughout his career, Tony’s comprehensive and objective advice has helped individuals, families and businesses achieve their financial goals.

The experience to guide you forward
Tony has the earned the UBS Wealth Advisor designation helping him focus on affluent individuals and families and has obtained the CERTIFIED FINANCIAL PLANNER™ certification. He is a Senior Portfolio Manager within the firm’s Portfolio Management Program. He is also a Senior Retirement Plan Consultant within the UBS Retirement Plan Consulting Services group providing consulting services to retirement plan clients acting in a fiduciary capacity. 

Outside of UBS
Tony is a native of South Hadley, MA, where he resides with his wife Amy and their two children, Alison and Lauren  He earned a B.S., in Business Management from American International College. He enjoys playing golf, skiing and spending time with his family. Tony volunteers for the Greater Springfield Habitat for Humanity and serves on the investment committee for the Springfield Technical Community College Foundation (STCC).

• Forbes Best-in-State Wealth Advisors, 2021, 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
• UBS Wealth Management President’s Council, 2024, 2025UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.

• American International College, B.S., Business Management

• Senior Retirement Plan Consultant
• Senior Portfolio Manager
• Wealth Advisor
• Financial Advisor

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The experience to guide you forward
As a CERTIFIED FINANCIAL PLANNER® professional, Pete specializes in planning and asset allocation for individuals and families, helping them to find creative solutions for their financial goals as they prepare for retirement. Pete welcomes complex and emotional planning issues such as charitable giving and wealth transfer to future generations. With an emphasis on building long-term personal relationships with clients, he brings a fresh perspective and passion to simplifying their lives and clarifying their needs and objectives.

Outside of UBS
Pete resides in Springfield, MA, with his wife Mary. Growing up in East Longmeadow, he has spent his entire life as a Western Massachusetts resident. Pete is highly involved in the community actively participating on the Springfield Conservation Commission, the Springfield School Volunteer’s Read Aloud Program and the East Longmeadow High School Athletic Hall of Fame Committee. Pete was an NCAA Division One college golfer and still plays regularly in his free time. He also avidly follows Boston’s major sports teams and enjoys traveling to new places.

NMLS # 1630825

• Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
• Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.

• Winthrop University, SC, B.S., Business Administration with a concentration in Financial Planning

• Portfolio Manager
• Senior Retirement Plan Consultant
• Financial Advisor

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The experience to guide you forward
 Brennan is dedicated to serving clients as their lives evolve - from years of accumulating wealth to a time spent enjoying the lifestyles and legacies they envision.  Employing a goals-based approach to managing clients' wealth, Brennan uses his industry training to build real-world financial strategies around the situations and aspirations of clients and their families.  Brennan holds the CERTIFIED FINANCIAL PLANNER^TM Certification, a designation awarded by the Certified Financial Planner Board of Standards, Inc.  He launched his financial services career in 2007 and joined UBS in 2017.  Prior to joining UBS Brennan worked for BNY Mellon and Merrill Lynch Wealth Management. 

Professional achievements and education

• Certificate in Financial Planning, Boston University
• B.A., history, College of the Holy Cross

Outside of UBS
 A native of Western, MA, Brennan actively serves his community - supporting local nonprofit organizations including the Alzheimer's Association, for which he is a board member and chair of the planning committee for the Berkshire County Walk to End Alzheimer's.  Brennan is an active participant in the Rotary Club of Springfield where he serves as a board member.  He resides in Longmeadow, MA with his wife and daughter.  In addition to family time, Brennan can be found on the golf course, the ski slopes, or working in his yard.

NMLS # 1275389

• Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• College of the Holy Cross, B.A. History

• Financial Advisor

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The experience to guide you forward
Raissa joined the team in 2014 and has held a variety of roles during her tenure that have shaped a deep understanding of the financial needs of our clients. In her current role as a Financial Advisor, she enjoys connecting with individuals and families to guide them through key financial decisions, from saving for the future to navigating major life transactions. As a new mom herself, Raissa is especially passionate about helping the next generation understand the building blocks of financial success so that they can build a strong foundation for a rewarding financial future for their families. In addition to working with our wealth management clients, Raissa supports the team’s retirement planning business, assisting with 401(k) plans and participant education to help employees make the most of their workplace benefits.

Outside of UBS
Raissa resides in Connecticut with her husband, Andrew, and their son, Drew. Together they enjoy spending time on the lake, cooking new recipes, and traveling to new destinations.

• Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• University of Connecticut, B.S.

• Financial Advisor

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Lori is the newest addition to Generational Consulting Partners, but she is no stranger to UBS. Lori began her career in 2004 in a dual role, performing the functions of both Branch Office Administrator and Client Associate. She then took on various roles of increasing responsibility on the management team in both the Supervisory and Administrative areas before elevating to her most recent role as Market Supervisory Officer, ensuring compliance with both regulatory and Firm risk guidelines and policies for the entire Greater New England Market. In her current role as Team Administrator, Lori applies her management experience and skill-set in managing the group’s day- to- day operations, administration and team dynamics. In addition, she focuses on ensuring the individuals we serve receive the highest quality of service they have come to expect.
Lori graduated with Dean’s Distinction (Summa Cum Laude equivalent) from Eastern Connecticut State University with her bachelor’s degree with a focus on Business Administration. She maintains Series 7, 9, 10 and 66 securities licenses. She is also licensed in life and health insurance.

• Eastern Connecticut State University, B.S. Business Administration

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The experience to guide you forward
Lorena strives to provide quality client service and administrative support. With more than 30 years of experience in the financial services industry with the same firm, her knowledge of UBS’s capabilities and products allows her to quickly address client concerns and identify the right solutions for their financial needs. 

Outside of UBS
Lorena grew up in Springfield, MA, and now lives in Westfield with her husband and their son. She is a member of the Westfield Kiwanis. Lorena loves to support her local Food Pantries and volunteers at various local events through Kiwanis. She looks forward to spending time with her son when he is home from College and family get togethers.

• Western New England University, B.S.B.A., Accounting

The experience to guide you forward
Evelyn David joined our team in 2017 as a Client Associate, working closely with each of us in our efforts to provide you with the best possible service. Evelyn started her career at UBS in 2012 as an intern for our team while she was earning her bachelor’s degree in business administration from Bay Path University in Longmeadow, MA. Upon graduation in 2013, Evelyn took on the role of Branch Service Associate for the entire UBS office in Springfield, and quickly progressed to Client Associate later in 2013. In 2020, Evelyn received her M.B.A. from Elms College. 

Outside of UBS
Evelyn was born, raised, and resides in Springfield, MA, and she enjoys traveling and spending time with family.

• Elms College , M.B.A
• Bay Path University, B.S. Business Administration

• MA
• TX

The experience to guide you forward
Heather’s career in finance began in 2001 while working for a mutual fund company upon college graduation. Since that time, she has held various positions in the retirement-focused industry all with one common thread: an emphasis on customer service. She thrives in an environment that requires simplifying complicated processes, all while making a strong personal connection with clients. Heather maintains Series 6, 63, 65 and health and life insurance licenses in both MA and CT.

Education

• Wheaton College, B.A. International Relations & French Literature

Outside of UBS
Heather grew up in Westfield, MA where she currently lives with her husband and sons. She is grateful for her involvement with the Special Olympics community. She stays active through running and skiing with her boys.