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Garth Allan joined UBS in 2022 from Wells Fargo Advisors. For over 15 years, he has served as a Financial Advisor in Orange County and has put his experience to work for his clients, helping them find the best way forward to pursue the goals that truly matter. Garth has dedicated his advisory practice to delivering the personalized investment planning services his clients deserve. Although he delivers comprehensive wealth management, he has adopted a team approach to providing specialized services to business owners and their families; focusing on retirement planning and rising income strategies and is passionate about estate investment planning and wealth transfer considerations.

Garth was born and raised in British Columbia, Canada. He studied economics and marketing at Vancouver Island University. Garth enjoys spending his free time with his two children, Jake and Emily. When not supporting his children’s love for wrestling and soccer, Garth’s personal pursuits include reading, mountain biking, and golf.

Garth began his career as a Financial Advisor with Edward Jones Investments where he developed his fundamental investment knowledge. In 2007, he earned his series 7 and 66 securities registrations and California insurance license. In 2010 he completed a rigorous program at the College of Financial Planning to earn the Accredited Asset Management Specialist designation (AAMS). Garth continues to develop and build on his knowledge as a financial advisor, obtaining the designation of Retirement Management Advisor (RMA) from the Investments and Wealth Institute, and most recently, earning the designation of Certified Private Wealth Advisor (CPWA) through the Yale School of Management.

• Accredited Asset Management Specialist
• Retirement Management Advisor®
• Certified Private Wealth Advisor

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• CA
• IA
• ID
• IL
• NV
• NY
• TN
• TX
• WA

Catherine Rusk joined UBS in 2022 from Wells Fargo Advisors. With a career spanning over 20 years in the financial industry, she has a deep knowledge and commitment to customer service which allows her to assist clients with a wide variety of needs. As a Senior Registered Client Service Associate, Catherine’s mission is to provide every client with targeted, comprehensive customer care - delivered with the highest level of personal service and integrity with a particular focus on excellence and exceeding client expectations.

Catherine began her career in 1983 with Prudential-Bache Securities as a Registered Client Associate and took a hiatus in 1986 to be a full-time mom. She re-entered the workforce in 2000 as a teller with Wells Fargo Bank and transitioned to Wells Fargo Advisors in 2003 where she diligently worked to re-obtain her Series 7 and 66 licenses.

Catherine was born and raised in Pasadena, California and currently resides in Orange County. Away from the office, she has a passion for painting, bike riding, and walking her two adorable dachshunds, but mostly she enjoys spending quality time with her three lovely daughters and three adorable grandchildren.