Experience

Makes all the difference

At Frosh Wealth Management of UBS our mission is to provide comprehensive wealth management using investment strategies, customized to meet your needs and life's goals. We want to be your primary resource of financial advice - beyond investing. To this end, we concentrate our efforts on developing long-term relationships, looking at your entire financial balance sheet and developing a plan to help you pursue all of your financial goals more effectively. You can expect a high level of personal service and an ongoing dialogue, with regular portfolio reviews and performance analysis.

Derek Frosh

Senior Vice President–Wealth Management

Financial Advisor

Our mission is to provide comprehensive financial advice and targeted portfolio management -- delivered with the highest level of personal service and professional integrity. It's easier to make the right decisions when you're guided by advice you can trust -- advice that's focused on what matters to you most. To that end, financial planning is at the core of our client relationships.

As a CERTIFIED FINANCIAL PLANNER™ or CFP® professional, Derek focuses on building a fully integrated financial plan for managing your wealth; looking at your current financial picture, identifying your goals, assessing your lending, saving and income needs, and finally, reviewing your estate and legacy goals. As a Certified Investment Management Analyst or CIMA® professional, he then focuses on individual investment and security analysis, asset allocation, and efficient portfolio construction to minimize your risk, fees, and portfolio volatility helping you achieve the goals set forth in your plan. Using a full range of global resources available at UBS, your strategy is implemented and progress tracked with ongoing communications -- building a relationship you can count on over time.

In addition to holding the CFP® professional and CIMA® professional certifications, Derek is FINRA registered, holding series 7 (General Securities Representative), 9/10 (General Securities Sales Supervisor), 63 (Uniform Securities Agent State Law), and 65 (Uniform Investment Advisor Law) securities licenses as well as life, accident & health, long-term care and annuity licenses.

Derek earned a bachelor's degree in Finance from the Warrington School of Business at the University of Florida after serving eight years in the U.S. Marine Corps trained as a Russian linguist on a six man reconnaissance team. Derek, his wife Joie, and their two children enjoy many outdoor activities in their spare time including: boating, skiing, kayaking and hiking.

Registered States:
  • AZ
  • CA
  • DC
  • FL
  • GA
  • HI
  • ID
  • IL
  • KS
  • KY
  • MA
  • MI
  • NC
  • NY
  • OR
  • SC
  • TX
  • VA

Education

  • Warrington School of Business at the University of Florida, Bachelor's Degree in Finance

Credentials

  • CERTIFIED FINANCIAL PLANNER™
  • Certified Investment Management Analyst®
  • Certified Exit Planning Advisor
380 Knollwood Street
Suite 250
Winston-Salem, NC 27103

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