Your life. Your wealth. Your future.

Pursue what matters most

Understanding your life, your wealth and what you want to accomplish is at the core of our practice. We'll discuss your goals, the people who are most important in your life and your vision for the future. Then we'll help you organize your financial life into three strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

_{Timeframes may vary. Strategies are subject to individual client goals, objectives and suitability. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved.}

Start the conversation

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

Derek Frosh

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AZ
- CA
- DC
- FL
- GA
- HI
- ID
- IL
- KS
- KY
- MA
- MI
- NC
- NY
- OR
- SC
- TX
- VA
Our mission is to provide comprehensive financial advice and targeted portfolio management -- delivered with the highest level of personal service and professional integrity. It's easier to make the right decisions when you're guided by advice you can trust -- advice that's focused on what matters to you most. To that end, financial planning is at the core of our client relationships.

As a CERTIFIED FINANCIAL PLANNER™ or CFP® professional, Derek focuses on building a fully integrated financial plan for managing your wealth; looking at your current financial picture, identifying your goals, assessing your lending, saving and income needs, and finally, reviewing your estate and legacy goals. As a Certified Investment Management Analyst or CIMA® professional, he then focuses on individual investment and security analysis, asset allocation, and efficient portfolio construction to minimize your risk, fees, and portfolio volatility helping you achieve the goals set forth in your plan. Using a full range of global resources available at UBS, your strategy is implemented and progress tracked with ongoing communications -- building a relationship you can count on over time.

In addition to holding the CFP® professional and CIMA® professional certifications, Derek is FINRA registered, holding series 7 (General Securities Representative), 9/10 (General Securities Sales Supervisor), 63 (Uniform Securities Agent State Law), and 65 (Uniform Investment Advisor Law) securities licenses as well as life, accident & health, long-term care and annuity licenses.

Derek earned a bachelor's degree in Finance from the Warrington School of Business at the University of Florida after serving eight years in the U.S. Marine Corps trained as a Russian linguist on a six man reconnaissance team. Derek, his wife Joie, and their two children enjoy many outdoor activities in their spare time including: boating, skiing, kayaking and hiking.
- Warrington School of Business at the University of Florida, Bachelor's Degree in Finance
- CERTIFIED FINANCIAL PLANNER™
- Certified Investment Management Analyst®
- Certified Exit Planning Advisor
380 Knollwood Street
Suite 250
Winston-Salem, NC 27103

Derek Frosh

Senior Vice President–Wealth Management

Financial Advisor
View bio
- AZ
- CA
- DC
- FL
- GA
- HI
- ID
- IL
- KS
- KY
- MA
- MI
- NC
- NY
- OR
- SC
- TX
- VA
Our mission is to provide comprehensive financial advice and targeted portfolio management -- delivered with the highest level of personal service and professional integrity. It's easier to make the right decisions when you're guided by advice you can trust -- advice that's focused on what matters to you most. To that end, financial planning is at the core of our client relationships.

As a CERTIFIED FINANCIAL PLANNER™ or CFP® professional, Derek focuses on building a fully integrated financial plan for managing your wealth; looking at your current financial picture, identifying your goals, assessing your lending, saving and income needs, and finally, reviewing your estate and legacy goals. As a Certified Investment Management Analyst or CIMA® professional, he then focuses on individual investment and security analysis, asset allocation, and efficient portfolio construction to minimize your risk, fees, and portfolio volatility helping you achieve the goals set forth in your plan. Using a full range of global resources available at UBS, your strategy is implemented and progress tracked with ongoing communications -- building a relationship you can count on over time.

In addition to holding the CFP® professional and CIMA® professional certifications, Derek is FINRA registered, holding series 7 (General Securities Representative), 9/10 (General Securities Sales Supervisor), 63 (Uniform Securities Agent State Law), and 65 (Uniform Investment Advisor Law) securities licenses as well as life, accident & health, long-term care and annuity licenses.

Derek earned a bachelor's degree in Finance from the Warrington School of Business at the University of Florida after serving eight years in the U.S. Marine Corps trained as a Russian linguist on a six man reconnaissance team. Derek, his wife Joie, and their two children enjoy many outdoor activities in their spare time including: boating, skiing, kayaking and hiking.
- Warrington School of Business at the University of Florida, Bachelor's Degree in Finance
- CERTIFIED FINANCIAL PLANNER™
- Certified Investment Management Analyst®
- Certified Exit Planning Advisor
380 Knollwood Street
Suite 250
Winston-Salem, NC 27103

Investment management

Money management that puts your best interests first

Our disciplined planning process drives a highly personalized investment strategy. Serving as your discretionary portfolio manager or working with select third-party investment managers, we offer timely perspectives, customized portfolios and a fully integrated suite of financial solutions.

A focus on asset allocation and risk management. By listening and aligning with your objectives, we can craft an asset allocation based on your family’s goals, growth and income needs. This allows us to craft an asset allocation that seeks to lower volatility while maintaining an opportunistic eye toward investments and changes in the market.

Your personalized portfolio. Many clients prefer to delegate the day-to-day management of their assets. Ongoing monitoring and review of your portfolio helps us track your investments against all benchmarks. When we take on discretionary management of your portfolio, we are transparent about our fiduciary responsibility.

Open access and analysis. Through our open platform, we can offer premium financial solutions both within and outside of UBS. This access, along with a disciplined process, ensures we develop customized strategies based on highly-focused analysis.

Insights for each generation. We offer timely perspectives that drive a fully integrated suite of financial solutions. We help prepare each family member to collectively manage, sustain and grow their wealth across multiple generations and we will work with your tax and legal advisors to develop tax-advantaged solutions.

Business transition and succession planning

Professionals

Business Planning–Accelerate your value

CEPA® Value Acceleration Process

The Value Acceleration Process provides a framework to help business owners with Business Transition Planning.

Learn more

Backed by the strength of UBS

A global leader in wealth management

^$3.9 trillion

In invested assets globally
As of 12/31/2022

Global leader

UBS is a world-leading wealth manager

for High Net-Worth clients

Euromoney Private Banking and Wealth Management Survey (peer review), 2015-2022

Start the conversation

Are you a UBS Client?

Leave this empty:

Your life. Your wealth. Your future.

Pursuing your goals together

Derek Frosh

Derek Frosh

*

*

Education

Credentials

*

*

Education

Credentials

*

*

Investment management

Business transition and succession planning

Professionals

Business Planning–Accelerate your value

Backed by the strength of UBS

A global leader in wealth management

Thank you for contacting us.

Error

*

Start the conversation