Lasting relationships. For all that matters

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With the complexity of today's markets and uncertainty about tomorrow's economy, good financial advice is more important than ever. As a team of dedicated Financial Advisors, we're committed to helping you organize your finances around your short term needs, your longer-term goals and what you envision for generations to come. Our knowledgeable perspective, good judgement and broad experience can help you meet your challenges and seize opportunities.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Mic

    Michael Lundon

    Executive Director

    Branch Manager

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    • AK
    • AL
    • AR
    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • IA
    • ID
    • IL
    • IN
    • KS
    • KY
    • LA
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • MS
    • MT
    • NC
    • ND
    • NE
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • RI
    • SC
    • TN
    • TX
    • UT
    • VA
    • VT
    • WA
    • WI

    Mic has over 20 years of financial services experience, joining UBS in 1999. Mic has held many leadership positions at UBS including Sales Manager and Complex Director in Northeast Ohio and Western Pennsylvania. In these roles he worked closely with business owners and senior executives and was responsible for a team of 150+ financial advisors managing in excess of $20 Billion in client assets. He was also a three time recipient of the UBS Leadership Recognition Council Award. Mic earned a B.A. from John Carroll University and his law degree from William Mitchell College of Law.

    Mic is an active supporter of numerous organizations including Make-A-Wish, The American Heart Association and Artis-Naples. He has served on the boards of Susan G. Komen of Northeast Ohio, Pepper Pike Civic League, and on the Boler School of Business Dean’s Advisory Board at John Carroll University. He and his wife Hallie have two young daughters and live in Naples. Mic enjoys spending time with his family, is an avid golfer and a lifelong fishing enthusiast.

          801 Laurel Oak Drive
          Suite 500
          Naples, FL 34108
        • thomas franken

          Thomas Franken

          Senior Vice President–Wealth Management

          Financial Advisor

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          • AZ
          • CA
          • FL
          • GA
          • ID
          • IL
          • IN
          • KY
          • MA
          • MI
          • MO
          • NC
          • NH
          • NJ
          • NY
          • OH
          • OR
          • PA
          • SC
          • TN
          • TX
          • VA
          • VT
          Tom began his career with UBS in 1979 and is a graduate of Youngstown State University. He holds Series 7, 63 and 65 securities licenses in addition to life insurance licenses and 3/31 associated status. Outside of his professional responsibilities, he is an avid golfer and fisherman. Tom is active in a number of community organizations, including service on the board of trustees for St Matthew's House and volunteering for the Red Cross. In addition to their son Mathew, Tom and his wife Julie, have a younger daughter, Molly, who resides in Los Angeles for her career in film production.

                801 Laurel Oak Drive
                Suite 500
                Naples, FL 34108
              • Cindy

                Cindy Farber

                Senior Client Associate

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                • AZ
                • CA
                • CT
                • FL
                • IL
                • IN
                • KY
                • MA
                • MI
                • MO
                • NH
                • NJ
                • NY
                • OH
                • OR
                • PA
                • VA
                • VT

                Cindy began her career with The Franken Group in 2011, joining us from the Boca Raton UBS office where she was assistant to a team for the past seven years, two at UBS and five at Smith Barney. Cindy graduated from Adelphi University with a degree in psychology and holds her series 7 and 66 securities licenses and is a notary public. Her interests include photography, contemporary literature, riding her tandem bicycle with her new husband, Lew, and healthy cooking. Cindy moved from northwest New Jersey nine years ago and has a son, Michael, who attends college in Boca Raton.

                      801 Laurel Oak Drive
                      Suite 500
                      Naples, FL 34108

                    The circular economy: What is it?

                    Retirement planning

                    Retirement planning

                    Multigenerational planning

                    Multigenerational planning

                    Legacy—Wealth for others

                    For needs that go beyond your own—to help you improve the lives of others

                    What will your legacy be?
                    It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                    Learn more at ubs.com/wealthway.

                    Backed by the strength of UBS

                    A global leader in wealth management

                    $2.8 trillion

                    In invested assets globally 
                    As of 06/30/2022

                    51 countries

                    Our global footprint

                    Global leader

                    UBS is a world-leading wealth manager