Email Me
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.
Senior Vice President–Wealth Management
After 30 years, in the industry, Frank Lockwood has been through enough market downturns to know that client communication is the bedrock of his business.
As a Senior Vice President in Wealth Management, Frank focuses on ultra high-net worth families whose ultimate goal is capital preservation. He understands how hard these families have worked to obtain their wealth and success and so he works tirelessly to help them maintain that affluence for future generations.
Frank specializes in fixed income, portfolio construction and management that is done in tandem with sophisticated estate planning.
From tax-efficient municipal bond trades to alternative investments, he can expertly meet all his clients needs, thanks to his complete access to the firm’s top intellectual capital.
In addition, he is a member of the firm’s global investment banking team which allows him to create and implement complex investment banking strategies for the mid to large size companies his clients have created.
Frank has formed deep, personal relationships with the 100 households he manages and understands the multifaceted issues that affects their lives and financial decisions. He prides himself on his ability to articulate these complex issues in an approachable, unobtrusive way.
Frank holds the Series 3, 7, 63 and 65 securities licenses. He is also licensed in health, life, long-term care, variable annuity and variable life insurances.
When he is not in the office, he can be found fishing or doing charity work to support the humane treatment of animals.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Senior Vice President–Wealth Management
After 30 years, in the industry, Frank Lockwood has been through enough market downturns to know that client communication is the bedrock of his business.
As a Senior Vice President in Wealth Management, Frank focuses on ultra high-net worth families whose ultimate goal is capital preservation. He understands how hard these families have worked to obtain their wealth and success and so he works tirelessly to help them maintain that affluence for future generations.
Frank specializes in fixed income, portfolio construction and management that is done in tandem with sophisticated estate planning.
From tax-efficient municipal bond trades to alternative investments, he can expertly meet all his clients needs, thanks to his complete access to the firm’s top intellectual capital.
In addition, he is a member of the firm’s global investment banking team which allows him to create and implement complex investment banking strategies for the mid to large size companies his clients have created.
Frank has formed deep, personal relationships with the 100 households he manages and understands the multifaceted issues that affects their lives and financial decisions. He prides himself on his ability to articulate these complex issues in an approachable, unobtrusive way.
Frank holds the Series 3, 7, 63 and 65 securities licenses. He is also licensed in health, life, long-term care, variable annuity and variable life insurances.
When he is not in the office, he can be found fishing or doing charity work to support the humane treatment of animals.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Roaring 20s: The next stage
Our Chief Investment Office (CIO) looks to what awaits investors in the next half of the decade with the 2025 edition of Year Ahead.
A dramatic change in US politics, Chinese economic stimulus, ongoing geopolitical developments and falling interest rates are all at play. How should you prepare your portfolio? Let’s talk about how you can move confidently forward in the new year and beyond.
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
51 countries
Our global footprint
Global leader
UBS is a leading and truly global wealth manager
