Insight-based advice

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

Three generations in front yard

Frank Lockwood

Senior Vice President–Wealth Management

After 30 years, in the industry, Frank Lockwood has been through enough market downturns to know that client communication is the bedrock of his business.

As a Senior Vice President in Wealth Management, Frank focuses on ultra high-net worth families whose ultimate goal is capital preservation. He understands how hard these families have worked to obtain their wealth and success and so he works tirelessly to help them maintain that affluence for future generations.

Frank specializes in fixed income, portfolio construction and management that is done in tandem with sophisticated estate planning.

From tax-efficient municipal bond trades to alternative investments, he can expertly meet all his clients needs, thanks to his complete access to the firm’s top intellectual capital.

In addition, he is a member of the firm’s global investment banking team which allows him to create and implement complex investment banking strategies for the mid to large size companies his clients have created.

Frank has formed deep, personal relationships with the 100 households he manages and understands the multifaceted issues that affects their lives and financial decisions.   He prides himself  on his ability to articulate these complex issues in an approachable, unobtrusive way.

Frank holds the Series 3, 7, 63 and 65 securities licenses. He is also licensed in health, life, long-term care, variable annuity and variable life insurances.

When he is not in the office, he can be found fishing or doing charity work to support the humane treatment of animals.

Registered States:
  • CA
  • CO
  • CT
  • FL
  • IN
  • MA
  • MN
  • NC
  • NH
  • NJ
  • NY
  • OH
  • OK
  • OR
  • PA
  • SC
  • TX
  • VA
  • VT
  • WA
600 Washington Boulevard
Stamford, CT 06901
  • (203) 977-7257

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Legacy—Wealth for others

For needs that go beyond your own—to help you improve the lives of others

What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

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