Let's move forward. Together.

• AL
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• CA
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• WA

Sean began his career in one of the equity market's most tumultuous months on record—and over the years has helped clients manage their wealth through good times and bad. As a portfolio manager, Sean  emphasizes asset allocation with a focus on retirement income planning. Sean's clients benefit from his knowledge having attained the CERTIFIED FINANCIAL PLANNER™ (CFP®) and Certified Investment Management Analyst® (CIMA®) designations.

As a CFP® professional Sean had to complete a comprehensive course covering topics such as education planning, retirement planning, investment planning, income tax planning, estate planning, insurance planning and ethics. Anyone can call themselves a financial planner but only those who have fulfilled the certification and renewal requirements of the CFP® board can display the CFP® mark.

As a CIMA® professional, Sean graduated from the Yale School of Management taking a course specifically designed to better construct portfolios for clients. Using different risk metrics and combining behavioral finance, Sean is able to properly navigate the most appropriate portfolio for each client situation.

Having these designations demonstrates Sean's ongoing dedication for knowledge and using that knowledge to benefit clients.

Sean's degree is in management from Cal State Northridge. He and his wife Diana enjoy spending time outdoors hiking, golfing, camping, scuba diving, traveling and enjoying new restaurants with friends and family. They both enjoy serving the community through philanthropic giving and time.

• Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2023The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.
• Forbes Best-in-State Wealth Advisors, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
• Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2023The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.

• CA

Eliz has over 10 years of banking experience providing
client excellence, lending, and operational functions.
She began her career at Citibank in 2011 servicing a
variety of accounts. After five years, she joined
Firefighters First Credit Union as a Financial Services
Consultant II, and later as an Operations Generalist for
Union Bank Investment Services. She strives to go above
and beyond for clients in any way possible.

Eliz earned her bachelor’s degree in communication
studies from California State University of Northridge, a testament to her adeptness in fostering effective communication and rapport with clients.

She has also successfully passed the Series 7 and Series 66 exams and is currently serving as a registered Client Service Associate.

During her free time, Eliz enjoys quality time with her children, cooking, prioritizes fitness, and loves to venture out on invigorating hikes.

• Authorized Officer

Catherine Nguyen is currently a student at UC Riverside majoring in accounting. With a strong academic foundation and a keen interest in the financial sector, she plans to pursue a career in finance and wealth management. Catherine is dedicated to assisting clients with their financial goals and providing them with the best possible experience, ensuring their needs are met with precision and care.

In addition to her academic studies, Catherine is actively involved in business-related extracurricular activities, which provide her with practical insights and opportunities to network with industry professionals. 

In her free time, Catherine enjoys building house and car models, golfing, and maintaining an active lifestyle at the gym. Her commitment to excellence, both in her personal and professional life, makes Catherine a promising future professional in the wealth management industry.